ROC Asia Pacific Private Equity Fund IV B, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$40M
Investors
22
Min Invest
$5,000,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
ROC Asia Pacific Private Equity Fund IV B, L.P. is a Cayman Islands entity that first filed a Form D on April 2, 2020 and most recently amended it on March 26, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. ROC Asia Pacific Private Equity Fund IV B, L.P. reported $40,150,000 sold from 22 investors of a $150,000,000 total offering as of the Form D filed March 26, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000. The Form D names Coronado Investments LLC (CRD 111992), associated with None as the recipient of sales compensation soliciting in NY. The issuer's address of record is C/O Roc Partners (Hk) Limited, 2505b, L25, the Centrium, 60 Wyndham St., Hong Kong, Hong Kong 00000.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing March 26, 2021
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the ROC Asia Pacific Private Equity Fund family: 6 vehicles across 5 generations · adviser of record Roc Partners (Hk) Limited, Roc Capital Pty Limited · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Lance Mathew Zarb
Director · Grand Cayman, E9
Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P. (the Master Fund of Issuer)
Abali Mathew Hoilett
Director · Grand Cayman, E9
Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P. (the Master Fund of Issuer)
Colin Mathew Nestor
Director · Grand Cayman, E9
Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P.(the Master Fund of Issuer)
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Coronado Investments LLCCRD 111992 on BrokerCheck
Associated broker-dealer: None · Carlsbad, CA · Soliciting in NY
Questions About ROC Asia Pacific Private Equity Fund IV B, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is ROC Asia Pacific Private Equity Fund IV B, L.P.?
ROC Asia Pacific Private Equity Fund IV B, L.P. is a Cayman Islands entity that filed a Form D with the SEC on March 26, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is ROC Asia Pacific Private Equity Fund IV B, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. ROC Asia Pacific Private Equity Fund IV B, L.P. filed a Form D with the SEC on March 26, 2021 claiming Rule 506(b), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $40,150,000 sold to 22 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is ROC Asia Pacific Private Equity Fund IV B, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ROC Asia Pacific Private Equity Fund IV B, L.P. claimed Rule 506(b), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has ROC Asia Pacific Private Equity Fund IV B, L.P. raised?
ROC Asia Pacific Private Equity Fund IV B, L.P. reported $40,150,000 sold from 22 investors of a $150,000,000 total offering as of the Form D filed March 26, 2021.
Who can invest in ROC Asia Pacific Private Equity Fund IV B, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in ROC Asia Pacific Private Equity Fund IV B, L.P.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of March 26, 2021. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling ROC Asia Pacific Private Equity Fund IV B, L.P. and how are they paid?
The Form D names Coronado Investments LLC (CRD 111992), associated with None as the recipient of sales compensation soliciting in NY.
Who is behind ROC Asia Pacific Private Equity Fund IV B, L.P.?
The Form D lists 3 related persons: Lance Mathew Zarb, director (Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P. (the Master Fund of Issuer)); Abali Mathew Hoilett, director (Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P. (the Master Fund of Issuer)); Colin Mathew Nestor, director (Director of ROC IV GP Limited, the General Partner of the Issuer, a Feeder Fund of ROC Asia Pacific Private Equity Fund IV L.P.(the Master Fund of Issuer)). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is ROC Asia Pacific Private Equity Fund IV B, L.P. located?
The issuer's address on its SEC filings is C/O Roc Partners (Hk) Limited, 2505b, L25, the Centrium, 60 Wyndham St., Hong Kong, Hong Kong 00000. Its phone number of record is 001185258049001. It is organized under the laws of Cayman Islands.
How long is the ROC Asia Pacific Private Equity Fund IV B, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is ROC Asia Pacific Private Equity Fund IV B, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.