Spectrum IX Investment Managers' Fund, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Spectrum IX Investment Managers' Fund, L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 29, 2020, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Spectrum IX Investment Managers' Fund, L.P. reported that the first sale had not yet occurred as of the Form D filed May 29, 2020, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is One International Place, Suite 3520, Boston, MA 02110.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
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none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Fund family Part of the Spectrum Investment Managers' Fund family: 3 vehicles across 3 generations · adviser of record Spectrum Equity · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Adviser of Record (Form ADV)
CRD 160619 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Deloitte & Touche LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Spectrum Equity Associates IX, L.P.
Executive Officer · Boston, MA
General Partner of the Issuer
SEA IX Management, LLC
Executive Officer · Boston, MA
General Partner of the General Partner of the Issuer
John Connolly
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Ronan Cunningham
Executive Officer · Boston, MA
Managing Director of the General Partner of the Issuer's General Partner
Michael W. Farrell
Executive Officer · Boston, MA
Managing Director of the General Partner of the Issuer's General Partner
Jeffrey C. Haywood
Executive Officer · Boston, MA
Managing Director of the General Partner of the Issuer's General Partner
Peter T. Jensen
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Stephen M. LeSieur
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Adam J. Margolin
Executive Officer · Boston, MA
Managing Director of the General Partner of the Issuer's General Partner
Christopher T. Mitchell
Executive Officer · Boston, MA
Managing Director of the General Partner of the Issuer's General Partner
Leah J. Palmer
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Victor E. Parker, Jr.
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Brian E. Regan
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Benjamin C. Spero
Executive Officer · San Francisco, CA
Managing Director of the General Partner of the Issuer's General Partner
Questions About Spectrum IX Investment Managers' Fund, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Spectrum IX Investment Managers' Fund, L.P.?
Spectrum IX Investment Managers' Fund, L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 29, 2020 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.
Is Spectrum IX Investment Managers' Fund, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Spectrum IX Investment Managers' Fund, L.P. filed a Form D with the SEC on May 29, 2020 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Spectrum IX Investment Managers' Fund, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Spectrum IX Investment Managers' Fund, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Spectrum IX Investment Managers' Fund, L.P. raised?
Spectrum IX Investment Managers' Fund, L.P. reported that the first sale had not yet occurred as of the Form D filed May 29, 2020, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.
Who can invest in Spectrum IX Investment Managers' Fund, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Spectrum IX Investment Managers' Fund, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Spectrum IX Investment Managers' Fund, L.P. and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Spectrum IX Investment Managers' Fund, L.P.?
The Form D lists 14 related persons: Spectrum Equity Associates IX, L.P., executive officer (General Partner of the Issuer); SEA IX Management, LLC, executive officer (General Partner of the General Partner of the Issuer); John Connolly, executive officer (Managing Director of the General Partner of the Issuer's General Partner); Ronan Cunningham, executive officer (Managing Director of the General Partner of the Issuer's General Partner); Michael W. Farrell, executive officer (Managing Director of the General Partner of the Issuer's General Partner); Jeffrey C. Haywood, executive officer (Managing Director of the General Partner of the Issuer's General Partner); Peter T. Jensen, executive officer (Managing Director of the General Partner of the Issuer's General Partner); Stephen M. LeSieur, executive officer (Managing Director of the General Partner of the Issuer's General Partner), and 6 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Spectrum IX Investment Managers' Fund, L.P. located?
The issuer's address on its SEC filings is One International Place, Suite 3520, Boston, MA 02110. Its phone number of record is 617-464-4600. It is organized under the laws of Delaware.
How long is the Spectrum IX Investment Managers' Fund, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Spectrum IX Investment Managers' Fund, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.