Franklin Park Venture Capital Fund XIII, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$162M
Investors
9
Min Invest
$2,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Franklin Park Venture Capital Fund XIII, L.P. is a Delaware limited partnership that first filed a Form D on April 6, 2020 and most recently amended it on March 24, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. Franklin Park Venture Capital Fund XIII, L.P. reported $162,000,000 sold from 9 investors in an offering of indefinite size as of the Form D filed March 24, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $2,000,000. The Form D names Umergence LLC (CRD 284368), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 251 St. Asaphs Road, Three Bala Plaza, Suite 500 West, Bala Cynwyd, PA 19004.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing March 24, 2021
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the Franklin Park Venture Capital Fund family: 4 vehicles across 4 generations · adviser of record Franklin Park · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 126508 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund
Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Bradley T. Atkins
Executive Officer, Director · Bala Cynwyd, PA
Mr. Atkins is the Chief Executive Officer and a Managing Director of the sole member of the Issuer's general partner.
Karl J. Hartmann
Executive Officer, Director · Bala Cynwyd, PA
Mr. Hartmann is the Chief Operating Officer and a Managing Director of the sole member of the Issuer's general partner.
Michael D. Bacine
Director · Bala Cynwyd, PA
Mr. Bacine is a Managing Director of the sole member of the Issuer's general partner.
James B. McGovern
Director · Bala Cynwyd, PA
Mr. McGovern is a Managing Director of the sole member of the Issuer's general partner.
R. Narayan Chowdhury
Director · Bala Cynwyd, PA
Mr. Chowdhury is a Managing Director of the sole member of the Issuer's general partner.
Kristine A. O'Connor
Executive Officer, Director · Bala Cynwyd, PA
Ms. O'Connor is the Chief Financial Officer and a Managing Director of the sole member of the Issuer's general partner.
Laure T. Brasch
Director · Bala Cynwyd, PA
Ms. Brasch is a Managing Director of the sole member of the Issuer's general partner
Neil K. Mowery
Director · Bala Cynwyd, PA
Mr. Mowery is a Managing Director of the sole member of the Issuer's general partner.
Katherine M. Carlson
Director · Bala Cynwyd, PA
Ms. Carlson is a Managing Director of the sole member of the Issuer's general partner.
Raymond T. Jackson
Director · Bala Cynwyd, PA
Mr. Jackson is a Managing Director of the sole member of the Issuer's general partner.
John T. Mahony
Director · Bala Cynwyd, PA
Mr. Mahony is a Managing Director of the sole member of the Issuer's general partner.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Umergence LLCCRD 284368 on BrokerCheck
Associated broker-dealer: None · PLANTSVILLE, CT · Soliciting in all states
Questions About Franklin Park Venture Capital Fund XIII, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Franklin Park Venture Capital Fund XIII, L.P.?
Franklin Park Venture Capital Fund XIII, L.P. is a Delaware limited partnership that filed a Form D with the SEC on March 24, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Franklin Park Venture Capital Fund XIII, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Franklin Park Venture Capital Fund XIII, L.P. filed a Form D with the SEC on March 24, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $162,000,000 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Franklin Park Venture Capital Fund XIII, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Franklin Park Venture Capital Fund XIII, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Franklin Park Venture Capital Fund XIII, L.P. raised?
Franklin Park Venture Capital Fund XIII, L.P. reported $162,000,000 sold from 9 investors in an offering of indefinite size as of the Form D filed March 24, 2021.
Who can invest in Franklin Park Venture Capital Fund XIII, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $2,000,000.
What is the minimum investment in Franklin Park Venture Capital Fund XIII, L.P.?
The Form D lists $2,000,000 as the minimum investment accepted from any outside investor as of March 24, 2021. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Franklin Park Venture Capital Fund XIII, L.P. and how are they paid?
The Form D names Umergence LLC (CRD 284368), associated with None as the recipient of sales compensation soliciting in all states.
Who is behind Franklin Park Venture Capital Fund XIII, L.P.?
The Form D lists 11 related persons: Bradley T. Atkins, executive officer, director (Mr. Atkins is the Chief Executive Officer and a Managing Director of the sole member of the Issuer's general partner); Karl J. Hartmann, executive officer, director (Mr. Hartmann is the Chief Operating Officer and a Managing Director of the sole member of the Issuer's general partner); Michael D. Bacine, director (Mr. Bacine is a Managing Director of the sole member of the Issuer's general partner); James B. McGovern, director (Mr. McGovern is a Managing Director of the sole member of the Issuer's general partner); R. Narayan Chowdhury, director (Mr. Chowdhury is a Managing Director of the sole member of the Issuer's general partner); Kristine A. O'Connor, executive officer, director (Ms. O'Connor is the Chief Financial Officer and a Managing Director of the sole member of the Issuer's general partner); Laure T. Brasch, director (Ms. Brasch is a Managing Director of the sole member of the Issuer's general partner); Neil K. Mowery, director (Mr. Mowery is a Managing Director of the sole member of the Issuer's general partner), and 3 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Franklin Park Venture Capital Fund XIII, L.P. located?
The issuer's address on its SEC filings is 251 St. Asaphs Road, Three Bala Plaza, Suite 500 West, Bala Cynwyd, PA 19004. Its phone number of record is 610-822-0513. It is organized under the laws of Delaware.
How long is the Franklin Park Venture Capital Fund XIII, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 6 amendments are on record for this CIK.
How large is Franklin Park Venture Capital Fund XIII, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.