River & Mercantile International High Alpha Fund
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$1M
Investors
1
Min Invest
$1,000,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
River & Mercantile International High Alpha Fund is a Delaware entity that first filed a Form D on May 18, 2020 and most recently amended it on April 3, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. River & Mercantile International High Alpha Fund reported $1,443,919 sold from 1 investor in an offering of indefinite size as of the Form D filed April 3, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 12 Gill Street, Suite 2600, Woburn, MA 01801.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing April 3, 2023
Latest annual amendment reported no change in amount sold or investors
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
stalled
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Global Trust Company
Director, Promoter · Woburn, MA
Managing Member of River and Mercantile Funds LLC.
Questions About River & Mercantile International High Alpha Fund
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is River & Mercantile International High Alpha Fund?
River & Mercantile International High Alpha Fund is a Delaware entity that filed a Form D with the SEC on April 3, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is River & Mercantile International High Alpha Fund legit?
AltStreet does not rate legitimacy; it reports the public record. River & Mercantile International High Alpha Fund filed a Form D with the SEC on April 3, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,443,919 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is River & Mercantile International High Alpha Fund registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that River & Mercantile International High Alpha Fund claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has River & Mercantile International High Alpha Fund raised?
River & Mercantile International High Alpha Fund reported $1,443,919 sold from 1 investor in an offering of indefinite size as of the Form D filed April 3, 2023.
Who can invest in River & Mercantile International High Alpha Fund?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.
What is the minimum investment in River & Mercantile International High Alpha Fund?
The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of April 3, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling River & Mercantile International High Alpha Fund and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind River & Mercantile International High Alpha Fund?
The Form D lists 1 related person: Global Trust Company, director, promoter (Managing Member of River and Mercantile Funds LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is River & Mercantile International High Alpha Fund located?
The issuer's address on its SEC filings is 12 Gill Street, Suite 2600, Woburn, MA 01801. Its phone number of record is 781-970-5061. It is organized under the laws of Delaware.
How long is the River & Mercantile International High Alpha Fund offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is River & Mercantile International High Alpha Fund?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.