Fulcrum Distressed Opportunities Fund IV, LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
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Investors
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Fulcrum Distressed Opportunities Fund IV, LP is a Cayman Islands entity that filed a Form D with the SEC on September 23, 2020, describing itself as a other investment fund. The offering claims Rule 506(b) and covers equity and pooled investment fund interests. Fulcrum Distressed Opportunities Fund IV, LP reported that the first sale had not yet occurred as of the Form D filed September 23, 2020, so no amount sold or investor count is on file. The total offering amount is $200,000,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Miriam Freier (CRD 5166619), associated with Fulcrum Capital Markets LLC as the recipient of sales compensation soliciting in FL, IL, NY, SC, TX. The issuer's address of record is 4th Floor, Harbour Place, 103 South Church Street, George Town, Cayman Islands KY1-1002.
EDGAR Filing Data
Form D — Primary Source
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In the Terminal
Filing events
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Statements extracted
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none on file
NAV prints
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Offering chains
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pre_sale
Fund family Part of the Fulcrum Distressed Opportunities Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Fulcrum Distressed Opportunities GP, LP
Executive Officer, Promoter · Austin, TX
Fulcrum Distressed Opportunities GP, LP is the general partner of the Issuer.
Fulcrum Fund Advisors LLC
Promoter · Austin, TX
Fulcrum Fund Advisors LLC is the investment manager of the Issuer.
Fulcrum Capital Management LLC
Executive Officer · Austin, TX
Fulcrum Capital Management LLC is the general partner of Fulcrum Distressed Opportunities GP, LP.
Fulcrum Capital Holdings LLC
Executive Officer · Austin, TX
Fulcrum Capital Holdings LLC is the managing member of Fulcrum Fund Advisors LLC and Fulcrum Distressed Opportunities GP, LP.
Timothy Horrigan
Executive Officer · Austin, TX
Mr. Horrigan is a member of Fulcrum Capital Holdings LLC.
Matthew Hamilton
Executive Officer · Austin, TX
Mr. Hamilton is a member of Fulcrum Capital Holdings LLC.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Miriam FreierCRD 5166619 on BrokerCheck
Associated broker-dealer: Fulcrum Capital Markets LLC (CRD 155634) · Dallas, TX · Soliciting in FL, IL, NY, SC, TX
Questions About Fulcrum Distressed Opportunities Fund IV, LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Fulcrum Distressed Opportunities Fund IV, LP?
Fulcrum Distressed Opportunities Fund IV, LP is a Cayman Islands entity that filed a Form D with the SEC on September 23, 2020 as a other investment fund. The filing claims Rule 506(b) for an offering of equity and pooled investment fund interests.
Is Fulcrum Distressed Opportunities Fund IV, LP legit?
AltStreet does not rate legitimacy; it reports the public record. Fulcrum Distressed Opportunities Fund IV, LP filed a Form D with the SEC on September 23, 2020 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Fulcrum Distressed Opportunities Fund IV, LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fulcrum Distressed Opportunities Fund IV, LP claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Fulcrum Distressed Opportunities Fund IV, LP raised?
Fulcrum Distressed Opportunities Fund IV, LP reported that the first sale had not yet occurred as of the Form D filed September 23, 2020, so no amount sold or investor count is on file. The total offering amount is $200,000,000.
Who can invest in Fulcrum Distressed Opportunities Fund IV, LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Fulcrum Distressed Opportunities Fund IV, LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Fulcrum Distressed Opportunities Fund IV, LP and how are they paid?
The Form D names Miriam Freier (CRD 5166619), associated with Fulcrum Capital Markets LLC as the recipient of sales compensation soliciting in FL, IL, NY, SC, TX.
Who is behind Fulcrum Distressed Opportunities Fund IV, LP?
The Form D lists 6 related persons: Fulcrum Distressed Opportunities GP, LP, executive officer, promoter (Fulcrum Distressed Opportunities GP, LP is the general partner of the Issuer); Fulcrum Fund Advisors LLC, promoter (Fulcrum Fund Advisors LLC is the investment manager of the Issuer); Fulcrum Capital Management LLC, executive officer (Fulcrum Capital Management LLC is the general partner of Fulcrum Distressed Opportunities GP, LP); Fulcrum Capital Holdings LLC, executive officer (Fulcrum Capital Holdings LLC is the managing member of Fulcrum Fund Advisors LLC and Fulcrum Distressed Opportunities GP, LP); Timothy Horrigan, executive officer (Mr. Horrigan is a member of Fulcrum Capital Holdings LLC); Matthew Hamilton, executive officer (Mr. Hamilton is a member of Fulcrum Capital Holdings LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Fulcrum Distressed Opportunities Fund IV, LP located?
The issuer's address on its SEC filings is 4th Floor, Harbour Place, 103 South Church Street, George Town, Cayman Islands KY1-1002. Its phone number of record is 512.473.2776. It is organized under the laws of Cayman Islands.
How long is the Fulcrum Distressed Opportunities Fund IV, LP offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Fulcrum Distressed Opportunities Fund IV, LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.