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SEC filing record
Primary Source · SEC.gov

Delphin Caribbean Resilience Fund L.P.

Fund Vehicle2026 vintage506(b), 3(c)(1)
Latest signalStalledForm D/A · 2025-11-12Last filing 2025-11-12

Raised

$407K

Investors

1

Min Invest

$1,000,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Delphin Caribbean Resilience Fund L.P. is a Cayman Islands-domiciled pooled investment fund vehicle, with executive officers Guy-Max Delphin, Andre McDonnaugh, and John Walls listed as related persons. This amended Form D reports $407K raised from a single investor against a stated $1.0M minimum investment, under combined Rule 506(b) and Section 3(c)(1) exemptions; no parent platform or sibling entities have been matched to date.

This is a small, early-stage private fund offering in the alternative investment category, using the common 506(b)/3(c)(1) exemption pairing typical of closed-end private funds restricted to a limited number of investors. The $1.0M stated minimum is on the higher end for funds of this size, though the single recorded investor's $407K contribution falls below that threshold.

Data Flags

Total Amount Sold / Minimum InvestmentThe single investor's recorded contribution ($407K) is below the fund's stated $1.0M minimum investment, suggesting a partial capital call, side letter arrangement, or installment structure not detailed in the filing.
First Sale DateNo first sale date is disclosed despite this being an amendment with capital already raised and a relatively small total raise ($407K), which is less typical than for large institutional amendments where this omission is standard.
State of IncorporationEntity is domiciled in the Cayman Islands, indicating an offshore fund structure filing a U.S. Form D — common for funds with non-U.S. or cross-border investor bases.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Offering stalled · Form D · last filing November 12, 2025

Latest annual amendment reported no change in amount sold or investors

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001822094
Entity NameDelphin Caribbean Resilience Fund L.P.
ExemptionSection 3(c)(1), Rule 506(b), Section 3(c)
What the exemption meansSection 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Rule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company.
Entity TypeOther
Jurisdiction of OrganizationCayman Islands
Issuer Address3-212 Governors Square, 23 Lime Tree Bay, P.O. Box 30746, Grand Cayman, Cayman Islands KY1-1203
Phone(646) 397-7507
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity, Pooled Investment Fund, Other
First Sale Date—
Filing DateNovember 10, 2026
Accession Number0001822094-26-000002
Total Offering AmountIndefinite
Total Amount Sold$407,200
Total Investors1
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationIntended to last more than one year
Sales Commissions$0
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)E9
Amendment Count6 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

D/ANovember 12, 2025D/ADecember 6, 2024D/ADecember 22, 2023D/ADecember 30, 2022D/ANovember 15, 2021DNovember 13, 2020

In the Terminal

Filing events

2

latest Nov 12, 2025

Critical / warning

0 / 0

2 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

stalled

Latest event Stalled · Nov 12, 2025

SEC.gov
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Investor

  • 2 filing events with values and deltas, latest 2025-11-12, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Guy-Max Delphin

Executive Officer · GRAND CAYMAN, E9

Andre McDonnaugh

Executive Officer · Grand Cayman, E9

John Walls

Executive Officer · Grand Cayman, E9

Questions About Delphin Caribbean Resilience Fund L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Delphin Caribbean Resilience Fund L.P.?

Delphin Caribbean Resilience Fund L.P. is a Cayman Islands entity that filed a Form D with the SEC on November 12, 2025 as a private equity fund. The filing claims Section 3(c)(1), Rule 506(b), Section 3(c) for an offering of equity and pooled investment fund interests.

Is Delphin Caribbean Resilience Fund L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Delphin Caribbean Resilience Fund L.P. filed a Form D with the SEC on November 12, 2025 claiming Section 3(c)(1), Rule 506(b), Section 3(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $407,200 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Delphin Caribbean Resilience Fund L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Delphin Caribbean Resilience Fund L.P. claimed Section 3(c)(1), Rule 506(b), Section 3(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Delphin Caribbean Resilience Fund L.P. raised?

Delphin Caribbean Resilience Fund L.P. reported $407,200 sold from 1 investor in an offering of indefinite size as of the Form D filed November 12, 2025.

Who can invest in Delphin Caribbean Resilience Fund L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Delphin Caribbean Resilience Fund L.P.?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of November 12, 2025. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Delphin Caribbean Resilience Fund L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Delphin Caribbean Resilience Fund L.P.?

The Form D lists 3 related persons: Guy-Max Delphin, executive officer ("Chief Executive Officer of Delphin Investments, LLC, the ""Investment Manager"" of Saugatuck Investment Tech Research GP, the""General Partner"" of Issuer"); Andre McDonnaugh, executive officer (Director of Marketing and Client Relations of the Investment Manager of the General Partner of the Issuer); Jon C. Walls, executive officer (Corporate Advisor to Investment Manager of the General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Delphin Caribbean Resilience Fund L.P. located?

The issuer's address on its SEC filings is 3-212 Governors Square, 23 Lime Tree Bay, P.O. Box 30746, Grand Cayman, Cayman Islands KY1-1203. Its phone number of record is 646-397-7507. It is organized under the laws of Cayman Islands.

How long is the Delphin Caribbean Resilience Fund L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 5 amendments are on record for this CIK.

How large is Delphin Caribbean Resilience Fund L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.