Warwick European Opportunities Fund III (USD) LP
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$35M
Investors
3
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Warwick European Opportunities Fund III (USD) LP is a Cayman Islands limited partnership that filed a Form D with the SEC on March 10, 2021, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. Warwick European Opportunities Fund III (USD) LP reported $35,250,000 sold from 3 investors in an offering of indefinite size as of the Form D filed March 10, 2021. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names More than five (5) Associated Persons, associated with BA Securities, LLC as the recipient of sales compensation soliciting in CA, MA, NE, PA. The issuer's address of record is 94 Solaris Avenue, Camana Bay, P.O. Box 1348, Grand Cayman, Cayman Islands KY1-1108.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Warwick European Opportunities Fund family: 4 vehicles across 3 generations · adviser of record Warwick Capital Partners · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 161384 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a other private fund
Auditor named on Form ADV: PricewaterhouseCoopers LTD. · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Warwick Capital Partners LLP
Executive Officer, Promoter · London, X0
Manager of Issuer
Warwick European Opportunities Fund III (GP) Limited
Executive Officer, Promoter · Grand Cayman, E9
General Partner of Issuer
Ian Burgess
Executive Officer · London, X0
Managing Partner of Manager
Alfredo Mattera
Executive Officer · London, X0
Managing Partner of Manager
Matthew Hodgson
Executive Officer · London, X0
Partner of Manager
Matthew Coleman
Executive Officer · London, X0
Partner and COO of Manager
James Cheeseman
Executive Officer · London, X0
Partner & Head of Operations of Manager
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
More than five (5) Associated Persons
Associated broker-dealer: BA Securities, LLC (CRD 153489) · CONSHOHOCKEN, PA · Soliciting in CA, MA, NE, PA
Questions About Warwick European Opportunities Fund III (USD) LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Warwick European Opportunities Fund III (USD) LP?
Warwick European Opportunities Fund III (USD) LP is a Cayman Islands limited partnership that filed a Form D with the SEC on March 10, 2021 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Warwick European Opportunities Fund III (USD) LP legit?
AltStreet does not rate legitimacy; it reports the public record. Warwick European Opportunities Fund III (USD) LP filed a Form D with the SEC on March 10, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $35,250,000 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Warwick European Opportunities Fund III (USD) LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Warwick European Opportunities Fund III (USD) LP claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Warwick European Opportunities Fund III (USD) LP raised?
Warwick European Opportunities Fund III (USD) LP reported $35,250,000 sold from 3 investors in an offering of indefinite size as of the Form D filed March 10, 2021.
Who can invest in Warwick European Opportunities Fund III (USD) LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Warwick European Opportunities Fund III (USD) LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Warwick European Opportunities Fund III (USD) LP and how are they paid?
The Form D names More than five (5) Associated Persons, associated with BA Securities, LLC as the recipient of sales compensation soliciting in CA, MA, NE, PA.
Who is behind Warwick European Opportunities Fund III (USD) LP?
The Form D lists 7 related persons: Warwick Capital Partners LLP, executive officer, promoter (Manager of Issuer); Warwick European Opportunities Fund III (GP) Limited, executive officer, promoter (General Partner of Issuer); Ian Burgess, executive officer (Managing Partner of Manager); Alfredo Mattera, executive officer (Managing Partner of Manager); Matthew Hodgson, executive officer (Partner of Manager); Matthew Coleman, executive officer (Partner and COO of Manager); James Cheeseman, executive officer (Partner & Head of Operations of Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Warwick European Opportunities Fund III (USD) LP located?
The issuer's address on its SEC filings is 94 Solaris Avenue, Camana Bay, P.O. Box 1348, Grand Cayman, Cayman Islands KY1-1108. Its phone number of record is 44 207 850 8080. It is organized under the laws of Cayman Islands.
How long is the Warwick European Opportunities Fund III (USD) LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Warwick European Opportunities Fund III (USD) LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.