ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.
Raised
$43M
Investors
18
Min Invest
$5,000,000
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AltStreet Analysis
·Generated from EDGAR primary sources
ROC Asia Pacific Private Equity Fund V B, L.P. is a Cayman Islands-domiciled pooled investment fund that has raised $42.5M from 18 investors under Rule 506(b). The fund carries a $5.0M minimum investment and this December 2022 filing represents an amended Form D disclosure. No platform parent has been identified.
This fund falls within the institutional alternative investment tier, evidenced by its $5.0M minimum investment threshold and offshore domicile structure. The 506(b) exemption and Cayman formation are standard for cross-border private equity vehicles targeting accredited and qualified purchasers, though the investor count is relatively high for a fund at this capital level.
Data Flags
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Reporting lapsed · Form D · last filing December 16, 2022
Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
dark
Fund family Part of the ROC Asia Pacific Private Equity Fund family: 6 vehicles across 5 generations · adviser of record Roc Partners (Hk) Limited · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Lance Zarb
Director · Grand Cayman, E9
Abali Hoilett
Director · Grand Cayman, E9
Colin Nestor
Director · Grand Cayman, E9
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Aqueduct Capital Group, LLCCRD 131452 on BrokerCheck
Associated broker-dealer: None · Charlotte, NC · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY
Questions About ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.?
ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. is a Cayman Islands entity that filed a Form D with the SEC on December 16, 2022 as a private equity fund. The filing claims Rule 506(b), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. filed a Form D with the SEC on December 16, 2022 claiming Rule 506(b), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $42,500,000 sold to 18 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. claimed Rule 506(b), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. raised?
ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. reported $42,500,000 sold from 18 investors of a $150,000,000 total offering as of the Form D filed December 16, 2022.
Who can invest in ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of December 16, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. and how are they paid?
The Form D names Aqueduct Capital Group, LLC (CRD 131452), associated with None as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY.
Who is behind ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.?
The Form D lists 3 related persons: Lance Mathew Zarb, director ("Director of ROC V GP Limited, the ""General Partner"" of the ""Issuer"", a ""Feeder Fund"" (""Feeder Fund B"") to ROC Asia Pacific Private Equity Fund V L.P., the ""Master Fund""."); Abali Mathew Hoilett, director (Director of the General Partner of Issuer, a Feeder Fund to the Master Fund); Colin Mathew Nestor, director (Director of the General Partner of Issuer, a Feeder Fund to the Master Fund). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. located?
The issuer's address on its SEC filings is C/O Roc V Gp Limited, Ugland House, P.O. Box 309, George Town, Grand Cayman, Cayman Islands KY1-1104. Its phone number of record is 852-5804-9009. It is organized under the laws of Cayman Islands.
How long is the ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 2 amendments are on record for this CIK.
How large is ROC ASIA PACIFIC PRIVATE EQUITY FUND V B, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.