SEC filing record
Primary Source · SEC.gov

DIVERSIS CAPITAL PARTNERS II-A, L.P.

Fund Vehicle2021 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

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What this filing shows

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Every sentence is a value as filed on SEC Form D

DIVERSIS CAPITAL PARTNERS II-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 30, 2021, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. DIVERSIS CAPITAL PARTNERS II-A, L.P. reported that the first sale had not yet occurred as of the Form D filed June 30, 2021, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KS, KY, LA, MA, MD, MI, MT, NC, NJ, NY, OH, OK, OR, PA, PR, RI, TX, UT, VA, WA, WV. The issuer's address of record is 1100 Glendon Avenue, Suite 920, Los Angeles, CA 90024.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001870332
Entity NameDIVERSIS CAPITAL PARTNERS II-A, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address1100 Glendon Avenue, Suite 920, Los Angeles, CA 90024
Phone(310) 396-4200
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateJune 30, 2021
Accession Number0001870332-21-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

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NAV prints

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Offering chains

1

pre_sale

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Fund family Part of the DIVERSIS CAPITAL PARTNERS family: 5 vehicles across 3 generations · full family and the filing behind each link in the terminal

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Adviser of Record (Form ADV)

Diversis Capital Management, L.P.

CRD 300773 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Kpmg LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

KEVIN MA

Executive Officer, Promoter · LOS ANGELES, CA

RON NAYOT

Executive Officer, Promoter · LOS ANGELES, CA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

EVERCORE GROUP L.L.C.CRD 42405 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KS, KY, LA, MA, MD, MI, MT, NC, NJ, NY, OH, OK, OR, PA, PR, RI, TX, UT, VA, WA, WV

Questions About DIVERSIS CAPITAL PARTNERS II-A, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is DIVERSIS CAPITAL PARTNERS II-A, L.P.?

DIVERSIS CAPITAL PARTNERS II-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on June 30, 2021 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is DIVERSIS CAPITAL PARTNERS II-A, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. DIVERSIS CAPITAL PARTNERS II-A, L.P. filed a Form D with the SEC on June 30, 2021 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is DIVERSIS CAPITAL PARTNERS II-A, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that DIVERSIS CAPITAL PARTNERS II-A, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has DIVERSIS CAPITAL PARTNERS II-A, L.P. raised?

DIVERSIS CAPITAL PARTNERS II-A, L.P. reported that the first sale had not yet occurred as of the Form D filed June 30, 2021, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in DIVERSIS CAPITAL PARTNERS II-A, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in DIVERSIS CAPITAL PARTNERS II-A, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling DIVERSIS CAPITAL PARTNERS II-A, L.P. and how are they paid?

The Form D names EVERCORE GROUP L.L.C. (CRD 42405), associated with None as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, KS, KY, LA, MA, MD, MI, MT, NC, NJ, NY, OH, OK, OR, PA, PR, RI, TX, UT, VA, WA, WV.

Who is behind DIVERSIS CAPITAL PARTNERS II-A, L.P.?

The Form D lists 2 related persons: KEVIN MA, executive officer, promoter; RON NAYOT, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is DIVERSIS CAPITAL PARTNERS II-A, L.P. located?

The issuer's address on its SEC filings is 1100 Glendon Avenue, Suite 920, Los Angeles, CA 90024. Its phone number of record is (310) 396-4200. It is organized under the laws of Delaware.

How long is the DIVERSIS CAPITAL PARTNERS II-A, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is DIVERSIS CAPITAL PARTNERS II-A, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.