Riverside Micro-Cap Fund VI-A, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$1.9B
Investors
83
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Riverside Micro-Cap Fund VI-A, L.P. is a Delaware limited partnership that first filed a Form D on August 25, 2021 and most recently amended it on March 6, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Riverside Micro-Cap Fund VI-A, L.P. reported $1,872,229,120 sold from 83 investors of a $1,872,229,120 total offering as of the Form D filed March 6, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD 7691), associated with None; CSP SECURITIES, LP (CRD 136941), associated with None; OMNICAP, LLC (CRD 137353), associated with None as recipients of sales compensation soliciting in all states. The issuer's address of record is 45 Rockefeller Center, 630 Fifth Avenue, Suite 400, New York, NY 10111.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Fund family Part of the Riverside Micro Cap Fund family: 6 vehicles across 3 generations · adviser of record The Riverside Company · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Bela Szigethy
Executive Officer, Promoter · New York, NY
Mr. Szigethy is the Co-Chief Executive Officer of RMCF VI GP, LLC, the general partner of the Issuer's general partner.
Stewart Kohl
Executive Officer, Promoter · Cleveland, OH
Mr. Kohl is the Co-Chief Executive Officer of RMCF VI GP, LLC, the general partner of the Issuer's general partner.
Bela Schwartz
Executive Officer · New York, NY
Mr. Schwartz is the Vice President and Secretary of RMCF VI GP, LLC, the general partner of the Issuer's general partner.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD 7691 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in all states
CSP SECURITIES, LPCRD 136941 on BrokerCheck
Associated broker-dealer: None · Dallas, TX · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY and outside the United States
OMNICAP, LLCCRD 137353 on BrokerCheck
Associated broker-dealer: None · New York, NY and outside the United States
Questions About Riverside Micro-Cap Fund VI-A, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Riverside Micro-Cap Fund VI-A, L.P.?
Riverside Micro-Cap Fund VI-A, L.P. is a Delaware limited partnership that filed a Form D with the SEC on March 6, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Riverside Micro-Cap Fund VI-A, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Riverside Micro-Cap Fund VI-A, L.P. filed a Form D with the SEC on March 6, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,872,229,120 sold to 83 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Riverside Micro-Cap Fund VI-A, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Riverside Micro-Cap Fund VI-A, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Riverside Micro-Cap Fund VI-A, L.P. raised?
Riverside Micro-Cap Fund VI-A, L.P. reported $1,872,229,120 sold from 83 investors of a $1,872,229,120 total offering as of the Form D filed March 6, 2023.
Who can invest in Riverside Micro-Cap Fund VI-A, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Riverside Micro-Cap Fund VI-A, L.P.?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Riverside Micro-Cap Fund VI-A, L.P. and how are they paid?
The Form D names MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD 7691), associated with None; CSP SECURITIES, LP (CRD 136941), associated with None; OMNICAP, LLC (CRD 137353), associated with None as recipients of sales compensation soliciting in all states.
Who is behind Riverside Micro-Cap Fund VI-A, L.P.?
The Form D lists 3 related persons: Bela Szigethy, executive officer, promoter (Mr. Szigethy is the Co-Chief Executive Officer of RMCF VI GP, LLC, the general partner of the Issuer's general partner); Stewart Kohl, executive officer, promoter (Mr. Kohl is the Co-Chief Executive Officer of RMCF VI GP, LLC, the general partner of the Issuer's general partner); Bela Schwartz, executive officer (Mr. Schwartz is the Vice President and Secretary of RMCF VI GP, LLC, the general partner of the Issuer's general partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Riverside Micro-Cap Fund VI-A, L.P. located?
The issuer's address on its SEC filings is 45 Rockefeller Center, 630 Fifth Avenue, Suite 400, New York, NY 10111. Its phone number of record is 2122656506. It is organized under the laws of Delaware.
How long is the Riverside Micro-Cap Fund VI-A, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is Riverside Micro-Cap Fund VI-A, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.