AEA GROWTH EQUITY FUND (PARALLEL) LP
Raised
$340M
Investors
15
Min Invest
None stated
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AltStreet Analysis
·Generated from EDGAR primary sources
AEA Growth Equity Fund (Parallel) LP is a Delaware-organized private equity vehicle that filed an amended Form D on 2024-01-05 reporting $340.3M raised from 15 investors under combined 506(b) and 3(c)(1) exemptions. Minimum investment is not disclosed on the filing (an optional Form D field), and no parent platform or sibling entities have been matched in the database to date.
This is an institutional-scale private fund offering within the alternative investment category, using the common 506(b) private placement exemption paired with the 3(c)(1) Investment Company Act exclusion typical of funds capping investor count under 100. The $340.3M raise across only 15 investors implies an average commitment well above retail-fund norms, consistent with an institutional or high-net-worth limited partnership structure rather than a broadly distributed retail offering.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Jan 5, 2024
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Latest event Sold increase · Jan 5, 2024
SEC.govFund family Part of the AEA GROWTH EQUITY FUND family: 2 vehicles across 0 generations · adviser of record Aea Qp Advisers LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2024-01-05, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 124560 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Ernst & Young LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
BARBARA BURNS
Executive Officer, Promoter · NEW YORK, NY
ROBERT BASSMAN
Executive Officer, Promoter · SAN FRANCISCO, CA
RAVI SARIN
Executive Officer, Promoter · SAN FRANCISCO, CA
STEVEN DECILLIS
Executive Officer, Promoter · NEW YORK, NY
BRIAN HOESTEREY
Executive Officer, Promoter · NEW YORK, NY
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
HOULIHAN LOKEY CAPITAL, INC.CRD 17708 on BrokerCheck
Associated broker-dealer: None · LOS ANGELES, CA · Soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Questions About AEA GROWTH EQUITY FUND (PARALLEL) LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is AEA GROWTH EQUITY FUND (PARALLEL) LP?
AEA GROWTH EQUITY FUND (PARALLEL) LP is a Delaware limited partnership that filed a Form D with the SEC on January 5, 2024 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is AEA GROWTH EQUITY FUND (PARALLEL) LP legit?
AltStreet does not rate legitimacy; it reports the public record. AEA GROWTH EQUITY FUND (PARALLEL) LP filed a Form D with the SEC on January 5, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $340,330,444 sold to 15 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is AEA GROWTH EQUITY FUND (PARALLEL) LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AEA GROWTH EQUITY FUND (PARALLEL) LP claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has AEA GROWTH EQUITY FUND (PARALLEL) LP raised?
AEA GROWTH EQUITY FUND (PARALLEL) LP reported $340,330,444 sold from 15 investors of a $400,000,000 total offering as of the Form D filed January 5, 2024. The filing states that the figure is combined across related vehicles, so it is not this entity's figure alone.
Who can invest in AEA GROWTH EQUITY FUND (PARALLEL) LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in AEA GROWTH EQUITY FUND (PARALLEL) LP?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling AEA GROWTH EQUITY FUND (PARALLEL) LP and how are they paid?
The Form D names HOULIHAN LOKEY CAPITAL, INC. (CRD 17708), associated with None as the recipient of sales compensation soliciting in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind AEA GROWTH EQUITY FUND (PARALLEL) LP?
The Form D lists 5 related persons: BARBARA BURNS, executive officer, promoter; ROBERT BASSMAN, executive officer, promoter; RAVI SARIN, executive officer, promoter; STEVEN DECILLIS, executive officer, promoter; BRIAN HOESTEREY, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is AEA GROWTH EQUITY FUND (PARALLEL) LP located?
The issuer's address on its SEC filings is 520 Madison Ave, 40th Floor, New York, NY 10022. Its phone number of record is (212) 644-5900. It is organized under the laws of Delaware.
How long is the AEA GROWTH EQUITY FUND (PARALLEL) LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is AEA GROWTH EQUITY FUND (PARALLEL) LP?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.