SEC filing record
Primary Source · SEC.gov

Cultivation Capital Tech Fund IV, LP

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$55M

Investors

62

Min Invest

$250,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Cultivation Capital Tech Fund IV, LP is a Delaware limited partnership that first filed a Form D on February 16, 2022 and most recently amended it on April 19, 2023, describing itself as a venture capital fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Cultivation Capital Tech Fund IV, LP reported $54,750,000 sold from 62 investors of a $100,000,000 total offering as of the Form D filed April 19, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 1100 Corporate Square Drive, Suite 227, Saint Louis, MO 63132.

Critical Disclosures

What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.

Reporting lapsed · Form D · last filing April 19, 2023

Offering declared to continue beyond a year; annual amendment 13+ months overdue An issuer that stops filing is the case the going-concern flag cannot catch: the report that would have carried it was never filed.

Timeline
Each line is a fact as filed. The history behind it, the same event across other issuers, and an alert on the next one:Open in the terminal Watch this issuer

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001894966
Entity NameCultivation Capital Tech Fund IV, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address1100 Corporate Square Drive, Suite 227, Saint Louis, MO 63132
Phone(314) 216-2051
Industry / Fund TypePooled Investment Fund · Venture Capital Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateFebruary 16, 2022
Filing DateApril 19, 2023
Accession Number0001894966-23-000001
Total Offering Amount$100,000,000
Total Amount Sold$54,750,000
Amount Remaining$45,250,000
Total Investors62
Non-Accredited InvestorsNone
Minimum Investment$250,000
Offering DurationIntended to last more than one year
Revenue RangeDecline to Disclose
State (Issuer Address)MO
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

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Fund family Part of the Cultivation Capital Tech Fund family: 3 vehicles across 3 generations · adviser of record Cultivation Capital, LLC · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

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Adviser of Record (Form ADV)

Cultivation Capital, LLC

CRD 168734 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a venture capital fund

Auditor named on Form ADV: Lbmc, PC · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Cultivation Capital LLC

Promoter · Saint Louis, MO

The Issuer's management company.

Tech Fund IV GP LLC

Director, Promoter · Saint Louis, MO

The Issuer's general partner.

Brian Lloyd Matthews

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Clifford Kent Holekamp

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

John David True

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Heather Lynn Wood

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Barry Owen Sandweiss

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Timothy Charles Stern

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Paul Frederick Weber

Director, Promoter · Saint Louis, MO

Managing Director of the Issuer.

Questions About Cultivation Capital Tech Fund IV, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Cultivation Capital Tech Fund IV, LP?

Cultivation Capital Tech Fund IV, LP is a Delaware limited partnership that filed a Form D with the SEC on April 19, 2023 as a venture capital fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Cultivation Capital Tech Fund IV, LP legit?

AltStreet does not rate legitimacy; it reports the public record. Cultivation Capital Tech Fund IV, LP filed a Form D with the SEC on April 19, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $54,750,000 sold to 62 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Cultivation Capital Tech Fund IV, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Cultivation Capital Tech Fund IV, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Cultivation Capital Tech Fund IV, LP raised?

Cultivation Capital Tech Fund IV, LP reported $54,750,000 sold from 62 investors of a $100,000,000 total offering as of the Form D filed April 19, 2023.

Who can invest in Cultivation Capital Tech Fund IV, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.

What is the minimum investment in Cultivation Capital Tech Fund IV, LP?

The Form D lists $250,000 as the minimum investment accepted from any outside investor as of April 19, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Cultivation Capital Tech Fund IV, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Cultivation Capital Tech Fund IV, LP?

The Form D lists 9 related persons: Cultivation Capital LLC, promoter (The Issuer's management company); Tech Fund IV GP LLC, director, promoter (The Issuer's general partner); Brian Lloyd Matthews, director, promoter (Managing Director of the Issuer); Clifford Kent Holekamp, director, promoter (Managing Director of the Issuer); John David True, director, promoter (Managing Director of the Issuer); Heather Lynn Wood, director, promoter (Managing Director of the Issuer); Barry Owen Sandweiss, director, promoter (Managing Director of the Issuer); Timothy Charles Stern, director, promoter (Managing Director of the Issuer), and 1 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Cultivation Capital Tech Fund IV, LP located?

The issuer's address on its SEC filings is 1100 Corporate Square Drive, Suite 227, Saint Louis, MO 63132. Its phone number of record is 314-216-2051. It is organized under the laws of Delaware.

How long is the Cultivation Capital Tech Fund IV, LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Cultivation Capital Tech Fund IV, LP?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.