SEC filing record
Primary Source · SEC.gov

Holualoa Cabana Cortaro, LLC

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$19M

Investors

37

Min Invest

$2,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Holualoa Cabana Cortaro, LLC is a Arizona limited liability company that filed a Form D with the SEC on April 11, 2023 in the Residential industry group. The offering claims Rule 506(b) and covers equity. Holualoa Cabana Cortaro, LLC reported $18,600,000 sold from 37 investors of a $18,600,000 total offering as of the Form D filed April 11, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $2,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 3573 East Sunrise Drive, Suite 225, Tucson, AZ 85718.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001908414
Entity NameHolualoa Cabana Cortaro, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationArizona
Issuer Address3573 East Sunrise Drive, Suite 225, Tucson, AZ 85718
Phone(520) 615-1094
Industry / Fund TypeResidential
Securities TypeEquity
First Sale DateMarch 30, 2023
Filing DateApril 11, 2023
Accession Number0001908414-23-000001
Total Offering Amount$18,600,000
Total Amount Sold$18,600,000
Amount Remaining$0
Total Investors37
Non-Accredited InvestorsNone
Minimum Investment$2,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)AZ
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Holualoa Capital Management, LLC

Executive Officer, Director, Promoter · Tucson, AZ

Manager of Issuer

Lani Baker

Executive Officer, Director, Promoter · Tucson, AZ

Member of Manager of Issuer

Richard B. Kaufmann

Executive Officer, Director, Promoter · Tucson, AZ

Member of Manager of Issuer

Aroon B. Chinai

Executive Officer, Director, Promoter · Tucson, AZ

Member of Manager of Issuer

Stanton B. Shafer

Executive Officer, Director, Promoter · Tucson, AZ

Member of Manager of Issuer

Questions About Holualoa Cabana Cortaro, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Holualoa Cabana Cortaro, LLC?

Holualoa Cabana Cortaro, LLC is a Arizona limited liability company that filed a Form D with the SEC on April 11, 2023 in the Residential industry group. The filing claims Rule 506(b) for an offering of equity.

Is Holualoa Cabana Cortaro, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Holualoa Cabana Cortaro, LLC filed a Form D with the SEC on April 11, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $18,600,000 sold to 37 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Holualoa Cabana Cortaro, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Holualoa Cabana Cortaro, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Holualoa Cabana Cortaro, LLC raised?

Holualoa Cabana Cortaro, LLC reported $18,600,000 sold from 37 investors of a $18,600,000 total offering as of the Form D filed April 11, 2023.

Who can invest in Holualoa Cabana Cortaro, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $2,000.

What is the minimum investment in Holualoa Cabana Cortaro, LLC?

The Form D lists $2,000 as the minimum investment accepted from any outside investor as of April 11, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Holualoa Cabana Cortaro, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Holualoa Cabana Cortaro, LLC?

The Form D lists 5 related persons: Holualoa Capital Management, LLC, executive officer, director, promoter (Manager of Issuer); Lani Baker, executive officer, director, promoter (Member of Manager of Issuer); Richard B. Kaufmann, executive officer, director, promoter (Member of Manager of Issuer); Aroon B. Chinai, executive officer, director, promoter (Member of Manager of Issuer); Stanton B. Shafer, executive officer, director, promoter (Member of Manager of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Holualoa Cabana Cortaro, LLC located?

The issuer's address on its SEC filings is 3573 East Sunrise Drive, Suite 225, Tucson, AZ 85718. Its phone number of record is 520-615-1094. It is organized under the laws of Arizona.

How long is the Holualoa Cabana Cortaro, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Holualoa Cabana Cortaro, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.