Barrow Hanley CLO Fund I LP
Raised
$113M
Investors
85
Min Invest
$5,000,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Barrow Hanley CLO Fund I LP is a Cayman Islands-domiciled pooled investment fund (CLO equity vehicle) filed by Barrow, Hanley, Mewhinney & Strauss, LLC, with BH Credit Holding GP LLC as general partner/executive officer and BH Credit Management LLC as promoter. The original Form D reports $113.2M raised from 85 investors with a $5.0M minimum investment, filed under combined 506(b) and Investment Company Act Section 3(c) exemptions. No parent platform or related sibling entities are currently matched in the database.
This filing represents an institutional CLO equity fund structure common in the alternative investment space, using the typical combination of Reg D 506(b) and 3(c) private fund exclusion. A $5.0M minimum investment is on the high end even for institutional alternative vehicles, consistent with a fund targeting sophisticated/institutional CLO investors rather than a broad investor base.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Investor
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Adviser of Record (Form ADV)
CRD 105519 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: KPMG LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
N/A BH Credit Holding GP LLC
Executive Officer · Dallas, TX
N/A BH Credit Management LLC
Promoter · Dallas, TX
N/A Barrow, Hanley, Mewhinney & Strauss, LLC
Executive Officer · Dallas, TX
Questions About Barrow Hanley CLO Fund I LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Barrow Hanley CLO Fund I LP?
Barrow Hanley CLO Fund I LP is a Cayman Islands entity that filed a Form D with the SEC on March 28, 2022 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.
Is Barrow Hanley CLO Fund I LP legit?
AltStreet does not rate legitimacy; it reports the public record. Barrow Hanley CLO Fund I LP filed a Form D with the SEC on March 28, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $113,161,333 sold to 85 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Barrow Hanley CLO Fund I LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Barrow Hanley CLO Fund I LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Barrow Hanley CLO Fund I LP raised?
Barrow Hanley CLO Fund I LP reported $113,161,333 sold from 85 investors of a $113,161,333 total offering as of the Form D filed March 28, 2022.
Who can invest in Barrow Hanley CLO Fund I LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000,000.
What is the minimum investment in Barrow Hanley CLO Fund I LP?
The Form D lists $5,000,000 as the minimum investment accepted from any outside investor as of March 28, 2022. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Barrow Hanley CLO Fund I LP and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.
Who is behind Barrow Hanley CLO Fund I LP?
The Form D lists 3 related persons: BH Credit Holding GP LLC, executive officer ("General Partner of the Issuer (""General Partner"")"); BH Credit Management LLC, promoter ("Investment Manager of the Issuer (""Investment Manager"")"); Barrow, Hanley, Mewhinney & Strauss, LLC, executive officer ("Managing Member of the Investment Manager (""Managing Member"")"). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Barrow Hanley CLO Fund I LP located?
The issuer's address on its SEC filings is 2200 Ross Avenue, 31st Floor, Dallas, TX 75201. Its phone number of record is 214-665-1900. It is organized under the laws of Cayman Islands.
How long is the Barrow Hanley CLO Fund I LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Barrow Hanley CLO Fund I LP?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.