SEC filing record
Primary Source · SEC.gov

Upper90 Crusoe Equity IV SPV LLC

Fund Vehicle2022 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$8M

Investors

46

Min Invest

$10,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Upper90 Crusoe Equity IV SPV LLC is a Delaware limited liability company that filed a Form D with the SEC on April 14, 2022, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Upper90 Crusoe Equity IV SPV LLC reported $7,670,000 sold from 46 investors of a $7,670,000 total offering as of the Form D filed April 14, 2022. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 114 West 26th St 5th Floor, New York, NY 10001.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001921273
Entity NameUpper90 Crusoe Equity IV SPV LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address114 West 26th St 5th Floor, New York, NY 10001
Phone(646) 974-8822
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled investment fund interests
First Sale DateApril 4, 2022
Filing DateApril 14, 2022
Accession Number0001921273-22-000001
Total Offering Amount$7,670,000
Total Amount Sold$7,670,000
Amount Remaining$0
Total Investors46
Non-Accredited InvestorsNone
Minimum Investment$10,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Fund family Part of the Upper90 Crusoe Equity family: 4 vehicles across 4 generations · adviser of record Upper90 · full family and the filing behind each link in the terminal

Investor

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Adviser of Record (Form ADV)

Upper90

CRD 304179 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: Richey, May & Co., LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

William Libby

Director · New York, NY

Upper90 Partners Equity SPV GP III LLC

Director · New York, NY

Managing member

Questions About Upper90 Crusoe Equity IV SPV LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Upper90 Crusoe Equity IV SPV LLC?

Upper90 Crusoe Equity IV SPV LLC is a Delaware limited liability company that filed a Form D with the SEC on April 14, 2022 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.

Is Upper90 Crusoe Equity IV SPV LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Upper90 Crusoe Equity IV SPV LLC filed a Form D with the SEC on April 14, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $7,670,000 sold to 46 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Upper90 Crusoe Equity IV SPV LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Upper90 Crusoe Equity IV SPV LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Upper90 Crusoe Equity IV SPV LLC raised?

Upper90 Crusoe Equity IV SPV LLC reported $7,670,000 sold from 46 investors of a $7,670,000 total offering as of the Form D filed April 14, 2022.

Who can invest in Upper90 Crusoe Equity IV SPV LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $10,000.

What is the minimum investment in Upper90 Crusoe Equity IV SPV LLC?

The Form D lists $10,000 as the minimum investment accepted from any outside investor as of April 14, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Upper90 Crusoe Equity IV SPV LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Upper90 Crusoe Equity IV SPV LLC?

The Form D lists 2 related persons: William Libby, director; Upper90 Partners Equity SPV GP III LLC, director (Managing member). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Upper90 Crusoe Equity IV SPV LLC located?

The issuer's address on its SEC filings is 114 West 26th St 5th Floor, New York, NY 10001. Its phone number of record is 6469748822. It is organized under the laws of Delaware.

How long is the Upper90 Crusoe Equity IV SPV LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Upper90 Crusoe Equity IV SPV LLC?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.