SEC filing record
Primary Source · SEC.gov

NexPoint Buffalo DST

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$55M

Investors

193

Min Invest

$100,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

NexPoint Buffalo DST is a Delaware entity that first filed a Form D on June 6, 2022 and most recently amended it on April 19, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity. NexPoint Buffalo DST reported $54,531,314 sold from 193 investors of a $54,531,314 total offering as of the Form D filed April 19, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names Emerson Equity LLC (CRD 130032), associated with None; Herbert J. Sims & Co., Inc. (CRD 3420), associated with None; Stax Capital (CRD 300607), associated with None; Centaurus Financial, Inc. (CRD 30833), associated with None and 18 others as recipients of sales compensation soliciting in CA, IL, TX. The issuer's address of record is 300 Crescent Court, Suite 700, Dallas, TX 75201.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001922296
Entity NameNexPoint Buffalo DST
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeOther
Jurisdiction of OrganizationDelaware
Issuer Address300 Crescent Court, Suite 700, Dallas, TX 75201
Phone(833) 697-6246
Industry / Fund TypeOther Real Estate
Securities TypeEquity
First Sale DateMarch 25, 2022
Filing DateApril 19, 2023
Accession Number0001922296-23-000002
Total Offering Amount$54,531,314
Total Amount Sold$54,531,314
Amount Remaining$0
Total Investors193
Non-Accredited InvestorsNone
Minimum Investment$100,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment Count21 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first (15 of 21). Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

2

lapsed, closed

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Investor

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

NexPoint Real Estate Advisors IV, L.P.

Executive Officer · Dallas, TX

Sponsor of the Issuer

Matthew Goetz

Executive Officer · Dallas, TX

Authorized Signatory of the Issuer

Matt McGraner

Executive Officer · Dallas, TX

Authorized Signatory of the Issuer

NexPoint Buffalo Manager, LLC

Executive Officer · Dallas, TX

Manager and Signatory Trustee of the Issuer

NexPoint Buffalo Investment Co, LLC

Executive Officer · Dallas, TX

Contributor of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Emerson Equity LLCCRD 130032 on BrokerCheck

Associated broker-dealer: None · San Mateo, CA · Soliciting in CA, IL, TX

Herbert J. Sims & Co., Inc.CRD 3420 on BrokerCheck

Associated broker-dealer: None · Fairfield, CT · Soliciting in FL

Stax CapitalCRD 300607 on BrokerCheck

Associated broker-dealer: None · San Diego, CA · Soliciting in CA, NV

Centaurus Financial, Inc.CRD 30833 on BrokerCheck

Associated broker-dealer: None · Anaheim, CA · Soliciting in CA, FL, KY, TN

Concorde Investment Services, LLCCRD 151604 on BrokerCheck

Associated broker-dealer: None · Livonia, MI · Soliciting in CA, FL, HI, ID, IN, MA, MT, NC, NH, NY, TX, UT, WA

Arete Wealth Management, LLCCRD 44856 on BrokerCheck

Associated broker-dealer: None · Chicago, IL · Soliciting in AL, AZ, CA, FL, PA, TN

Thornhill Securities, Inc.CRD 22333 on BrokerCheck

Associated broker-dealer: None · Austin, TX · Soliciting in CA, CO, FL, PA

DFPG Investments, LLCCRD 155576 on BrokerCheck

Associated broker-dealer: None · Sandy, UT · Soliciting in AZ, CA, CO, CT, DC, FL, MA, MD, MO, NJ, NY, OR, TX, VT, WA

Cape Securities Inc.CRD 7072 on BrokerCheck

Associated broker-dealer: None · McDonough, GA · Soliciting in IA, UT

Lightpath Capital, Inc.CRD 34617 on BrokerCheck

Associated broker-dealer: None · Southlake, TX · Soliciting in CA, DC, FL, NV, TX, VA

Aurora SecuritiesCRD 46147 on BrokerCheck

Associated broker-dealer: None · Troy, MI · Soliciting in CA

Capulent LLCCRD 155155 on BrokerCheck

Associated broker-dealer: None · Phoenix, AZ · Soliciting in MO, TX, WA

FNEX Capital, LLCCRD 166316 on BrokerCheck

Associated broker-dealer: None · Indianapolis, IN · Soliciting in CA, MD, NJ

Center Street Securities, Inc.CRD 26898 on BrokerCheck

Associated broker-dealer: None · Nashville, TN · Soliciting in TN

Patrick Capital Markets, LLCCRD 16518 on BrokerCheck

Associated broker-dealer: None · St. Louis, MO · Soliciting in GA

Whitehall-Parker Securities, Inc.CRD 10608 on BrokerCheck

Associated broker-dealer: None · San Rafael, CA · Soliciting in CA

McDermott Investment Services, LLCCRD 154926 on BrokerCheck

Associated broker-dealer: None · Bethlehem, PA · Soliciting in CA

Client One Securities LLCCRD 152974 on BrokerCheck

Associated broker-dealer: None · Overland Park, KS · Soliciting in CA

Western International Securities, Inc.CRD 39262 on BrokerCheck

Associated broker-dealer: None · Pasadena, CA · Soliciting in CA, OR

JRL Capital CorporationCRD 10225 on BrokerCheck

Associated broker-dealer: None · Irvine, CA · Soliciting in CA

Titan SecuritiesCRD 131392 on BrokerCheck

Associated broker-dealer: None · Addison, TX · Soliciting in TX

Realized Financial, Inc.CRD 22333 on BrokerCheck

Associated broker-dealer: None · Austin, TX · Soliciting in GA

Questions About NexPoint Buffalo DST

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is NexPoint Buffalo DST?

NexPoint Buffalo DST is a Delaware entity that filed a Form D with the SEC on April 19, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.

Is NexPoint Buffalo DST legit?

AltStreet does not rate legitimacy; it reports the public record. NexPoint Buffalo DST filed a Form D with the SEC on April 19, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $54,531,314 sold to 193 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is NexPoint Buffalo DST registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that NexPoint Buffalo DST claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has NexPoint Buffalo DST raised?

NexPoint Buffalo DST reported $54,531,314 sold from 193 investors of a $54,531,314 total offering as of the Form D filed April 19, 2023.

Who can invest in NexPoint Buffalo DST?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.

What is the minimum investment in NexPoint Buffalo DST?

The Form D lists $100,000 as the minimum investment accepted from any outside investor as of April 19, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling NexPoint Buffalo DST and how are they paid?

The Form D names Emerson Equity LLC (CRD 130032), associated with None; Herbert J. Sims & Co., Inc. (CRD 3420), associated with None; Stax Capital (CRD 300607), associated with None; Centaurus Financial, Inc. (CRD 30833), associated with None and 18 others as recipients of sales compensation soliciting in CA, IL, TX.

Who is behind NexPoint Buffalo DST?

The Form D lists 5 related persons: NexPoint Real Estate Advisors IV, L.P., executive officer (Sponsor of the Issuer); Matthew Goetz, executive officer (Authorized Signatory of the Issuer); Matt McGraner, executive officer (Authorized Signatory of the Issuer); NexPoint Buffalo Manager, LLC, executive officer (Manager and Signatory Trustee of the Issuer); NexPoint Buffalo Investment Co, LLC, executive officer (Contributor of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is NexPoint Buffalo DST located?

The issuer's address on its SEC filings is 300 Crescent Court, Suite 700, Dallas, TX 75201. Its phone number of record is (833) 697-6246. It is organized under the laws of Delaware.

How long is the NexPoint Buffalo DST offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 14 amendments are on record for this CIK.

What is NexPoint Buffalo DST's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.