SEC filing record
Primary Source · SEC.gov

CF ON3 Lifesciences Parent DST

2022 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$70M

Investors

116

Min Invest

$250,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

CF ON3 Lifesciences Parent DST is a Delaware entity that first filed a Form D on May 23, 2022 and most recently amended it on February 28, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity. CF ON3 Lifesciences Parent DST reported $69,800,000 sold from 116 investors of a $69,800,000 total offering as of the Form D filed February 28, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000. The Form D names Cantor Fitzgerald & Co. (CRD 134), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Nationwide Planning Associates, Inc. (CRD 31029), associated with None; Emerson Equity, LLC (CRD 130032), associated with None and 25 others as recipients of sales compensation soliciting in all states. The issuer's address of record is C/O Cantor Fitzgerald Investors, LLC, 110 East 59th Street, New York, NY 10022.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001928276
Entity NameCF ON3 Lifesciences Parent DST
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeOther
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Cantor Fitzgerald Investors, LLC, 110 East 59th Street, New York, NY 10022
Phone(212) 938-5000
Industry / Fund TypeOther Real Estate
Securities TypeEquity
First Sale DateMay 11, 2022
Filing DateFebruary 28, 2023
Accession Number0001928276-23-000001
Total Offering Amount$69,800,000
Total Amount Sold$69,800,000
Amount Remaining$0
Total Investors116
Non-Accredited InvestorsNone
Minimum Investment$250,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

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Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Cantor Fitzgerald Investors, LLC

Executive Officer · New York, NY

Sponsor of the Issuer

CF ON3 Lifesciences DST Manager, LLC

Executive Officer · New York, NY

Operating Administrative Trustee

CF ON3 Lifesciences Parent Manager, LLC

Executive Officer · New York, NY

Parent Administrative Trustee

CF ON3 Lifesciences Depositor, LLC

Executive Officer · New York, NY

Depositor

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Cantor Fitzgerald & Co.CRD 134 on BrokerCheck

Associated broker-dealer: None · New York, NY · Soliciting in all states

Great Point Capital LLCCRD 114203 on BrokerCheck

Associated broker-dealer: None · Chicago, IL · Soliciting in CO, NY

Nationwide Planning Associates, Inc.CRD 31029 on BrokerCheck

Associated broker-dealer: None · Paramus, NJ · Soliciting in NJ, NY

Emerson Equity, LLCCRD 130032 on BrokerCheck

Associated broker-dealer: None · San Mateo, CA · Soliciting in CA, CO, TN, TX, WA

Metropolitan Capital Investment Banc, Inc.CRD 148820 on BrokerCheck

Associated broker-dealer: None · Chicago, IL · Soliciting in CO, MO, PA

AAG Capital, Inc.CRD 188 on BrokerCheck

Associated broker-dealer: None · Wesley Chapel, FL · Soliciting in FL, LA, VA

Concorde Investments Services, LLCCRD 151604 on BrokerCheck

Associated broker-dealer: None · Livonia, MI · Soliciting in CA, MA, MO, NY, RI, TN

FNEX Capital, LLCCRD 166316 on BrokerCheck

Associated broker-dealer: None · Indianapolis, IN · Soliciting in OH

APW Capital, Inc.CRD 43814 on BrokerCheck

Associated broker-dealer: None · Rockaway, NJ · Soliciting in CA

Lightpath Capital, Inc.CRD 34617 on BrokerCheck

Associated broker-dealer: None · Southlake, TX · Soliciting in CA, NY, WA

Whitehall-Parker Securities, Inc.CRD 10608 on BrokerCheck

Associated broker-dealer: None · San Rafael, CA · Soliciting in CA

Aurora SecuritiesCRD 46147 on BrokerCheck

Associated broker-dealer: None · Troy, MI · Soliciting in CA, WA

DAI Securities, LLCCRD 36673 on BrokerCheck

Associated broker-dealer: None · Atlanta, GA · Soliciting in CA, FL, ID, NY

The Strategic Financial Alliance, Inc.CRD 126514 on BrokerCheck

Associated broker-dealer: None · Atlanta, GA · Soliciting in NY

Cambridge Investment Research, Inc.CRD 39543 on BrokerCheck

Associated broker-dealer: None · Fairfield, IA · Soliciting in CA, FL, IL

Dempsey Lord Smith, LLCCRD 141238 on BrokerCheck

Associated broker-dealer: None · Rome, GA · Soliciting in GA

Madison Avenue Securities, LLCCRD 23224 on BrokerCheck

Associated broker-dealer: None · San Diego, CA · Soliciting in KY, VA

Colorado Financial Service CorporationCRD 104343 on BrokerCheck

Associated broker-dealer: None · Centennial, CO · Soliciting in CA, CT, FL

Wealthforge Securities, LLCCRD 152550 on BrokerCheck

Associated broker-dealer: None · Richmond, VA · Soliciting in CA

Centaurus Financial, Inc.CRD 30833 on BrokerCheck

Associated broker-dealer: None · Anaheim, CA · Soliciting in CA, FL, NV, SC

Saxony Securities, Inc.CRD 115547 on BrokerCheck

Associated broker-dealer: None · St. Louis, MO · Soliciting in CO

Berthel, Fisher & Company Financial Services, Inc.CRD 13609 on BrokerCheck

Associated broker-dealer: None · Cedar Rapids, IA · Soliciting in IL, NE

Purshe Kaplan Sterling InvestmentsCRD 35747 on BrokerCheck

Associated broker-dealer: None · Albany, NY · Soliciting in CO

Calton & Associates, Inc.CRD 20999 on BrokerCheck

Associated broker-dealer: None · Tampa, FL · Soliciting in TX

Kestra Investment Services, LLCCRD 42046 on BrokerCheck

Associated broker-dealer: None · Austin, TX · Soliciting in TX

Realized Financial, Inc.CRD 22333 on BrokerCheck

Associated broker-dealer: None · Austin, TX · Soliciting in CA, MA, MD, UT

World Equity Group, Inc.CRD 29087 on BrokerCheck

Associated broker-dealer: None · Arlington Heights, IL · Soliciting in IL

Private Client Services, LLCCRD 120222 on BrokerCheck

Associated broker-dealer: None · Louisville, KY · Soliciting in WA

McDermott Investment Services, LLCCRD 154926 on BrokerCheck

Associated broker-dealer: None · Bethlehem, PA · Soliciting in CA

Questions About CF ON3 Lifesciences Parent DST

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CF ON3 Lifesciences Parent DST?

CF ON3 Lifesciences Parent DST is a Delaware entity that filed a Form D with the SEC on February 28, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.

Is CF ON3 Lifesciences Parent DST legit?

AltStreet does not rate legitimacy; it reports the public record. CF ON3 Lifesciences Parent DST filed a Form D with the SEC on February 28, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $69,800,000 sold to 116 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CF ON3 Lifesciences Parent DST registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CF ON3 Lifesciences Parent DST claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CF ON3 Lifesciences Parent DST raised?

CF ON3 Lifesciences Parent DST reported $69,800,000 sold from 116 investors of a $69,800,000 total offering as of the Form D filed February 28, 2023.

Who can invest in CF ON3 Lifesciences Parent DST?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $250,000.

What is the minimum investment in CF ON3 Lifesciences Parent DST?

The Form D lists $250,000 as the minimum investment accepted from any outside investor as of February 28, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling CF ON3 Lifesciences Parent DST and how are they paid?

The Form D names Cantor Fitzgerald & Co. (CRD 134), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Nationwide Planning Associates, Inc. (CRD 31029), associated with None; Emerson Equity, LLC (CRD 130032), associated with None and 25 others as recipients of sales compensation soliciting in all states.

Who is behind CF ON3 Lifesciences Parent DST?

The Form D lists 4 related persons: Cantor Fitzgerald Investors, LLC, executive officer (Sponsor of the Issuer); CF ON3 Lifesciences DST Manager, LLC, executive officer (Operating Administrative Trustee); CF ON3 Lifesciences Parent Manager, LLC, executive officer (Parent Administrative Trustee); CF ON3 Lifesciences Depositor, LLC, executive officer (Depositor). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CF ON3 Lifesciences Parent DST located?

The issuer's address on its SEC filings is C/O Cantor Fitzgerald Investors, LLC, 110 East 59th Street, New York, NY 10022. Its phone number of record is 2129385000. It is organized under the laws of Delaware.

How long is the CF ON3 Lifesciences Parent DST offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is CF ON3 Lifesciences Parent DST's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.