Patriot Financial Partners Parallel IV, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$35M
Investors
29
Min Invest
$100,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Patriot Financial Partners Parallel IV, L.P. is a Delaware limited partnership that first filed a Form D on May 24, 2022 and most recently amended it on May 23, 2023, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Patriot Financial Partners Parallel IV, L.P. reported $34,850,000 sold from 29 investors of a $300,000,000 total offering as of the Form D filed May 23, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000. The Form D names Invicta Capital LLC (CRD 288101), associated with None; INTE SECURITIES LLC (CRD 47107), associated with None as recipients of sales compensation soliciting in AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NY, OH, PA, SC, TX, UT, VA, VT, WA, WV. The issuer's address of record is Four Radnor Corporate Center, Suite 210, Radnor, PA 19087.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the Patriot Financial Partners family: 4 vehicles across 3 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 159818 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund
Auditor named on Form ADV: Squar Milner LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Patriot Financial Partners GP IV, LP
Executive Officer · Radnor, PA
Issuer's General Partner
Patriot Financial Partners GP IV, LLC
Executive Officer · Radnor, PA
General Partner of Issuer's General Partner
W. Kirk Wycoff
Executive Officer · Radnor, PA
Director of General Partner of Issuer's General Partner
James J. Lynch
Executive Officer · Radnor, PA
Director of General Partner of Issuer's General Partner
James F. Deutsch
Executive Officer · Radnor, PA
Director of General Partner of Issuer's General Partner
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Invicta Capital LLCCRD 288101 on BrokerCheck
Associated broker-dealer: None · MONROEVILLE, PA · Soliciting in AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NY, OH, PA, SC, TX, UT, VA, VT, WA, WV
INTE SECURITIES LLCCRD 47107 on BrokerCheck
Associated broker-dealer: None · BOCA RATON, FL · Soliciting in all states
Questions About Patriot Financial Partners Parallel IV, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Patriot Financial Partners Parallel IV, L.P.?
Patriot Financial Partners Parallel IV, L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 23, 2023 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.
Is Patriot Financial Partners Parallel IV, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. Patriot Financial Partners Parallel IV, L.P. filed a Form D with the SEC on May 23, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $34,850,000 sold to 29 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Patriot Financial Partners Parallel IV, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Patriot Financial Partners Parallel IV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Patriot Financial Partners Parallel IV, L.P. raised?
Patriot Financial Partners Parallel IV, L.P. reported $34,850,000 sold from 29 investors of a $300,000,000 total offering as of the Form D filed May 23, 2023.
Who can invest in Patriot Financial Partners Parallel IV, L.P.?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $100,000.
What is the minimum investment in Patriot Financial Partners Parallel IV, L.P.?
The Form D lists $100,000 as the minimum investment accepted from any outside investor as of May 23, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Patriot Financial Partners Parallel IV, L.P. and how are they paid?
The Form D names Invicta Capital LLC (CRD 288101), associated with None; INTE SECURITIES LLC (CRD 47107), associated with None as recipients of sales compensation soliciting in AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NJ, NY, OH, PA, SC, TX, UT, VA, VT, WA, WV.
Who is behind Patriot Financial Partners Parallel IV, L.P.?
The Form D lists 5 related persons: Patriot Financial Partners GP IV, LP, executive officer (Issuer's General Partner); Patriot Financial Partners GP IV, LLC, executive officer (General Partner of Issuer's General Partner); W. Kirk Wycoff, executive officer (Director of General Partner of Issuer's General Partner); James J. Lynch, executive officer (Director of General Partner of Issuer's General Partner); James F. Deutsch, executive officer (Director of General Partner of Issuer's General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Patriot Financial Partners Parallel IV, L.P. located?
The issuer's address on its SEC filings is Four Radnor Corporate Center, Suite 210, Radnor, PA 19087. Its phone number of record is 215-399-4650. It is organized under the laws of Delaware.
How long is the Patriot Financial Partners Parallel IV, L.P. offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 3 amendments are on record for this CIK.
How large is Patriot Financial Partners Parallel IV, L.P.?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.