SEC filing record
Primary Source · SEC.gov

Pence/Kelly Construction, LLC

Platform / Operating Company2026 vintageRule 504
Latest signalNew Form D filerForm D · 2026-10-27Last filing 2026-10-27

Raised

$566K

Investors

3

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

Pence/Kelly Construction, LLC is an Oregon-based entity that filed a Form D for an equity offering under the Rule 504 exemption, reporting $566K raised from 3 investors as of this original filing dated 2026-10-27. No minimum investment, first sale date, or industry group were disclosed, and the filing is not associated with a known sponsor platform or related entity family.

Within the alternative investment category, this filing uses Rule 504 — an exemption reserved for small raises (currently capped near $10M) and far less common than the 506(b)/506(c) exemptions typical of institutional private placements. The undisclosed minimum investment and small three-investor base are consistent with a closely-held, small-scale capital raise rather than a broadly marketed fund offering.

Data Flags

exemptionFiling relies on Rule 504, an exemption used far less frequently than Rule 506(b)/506(c) in alternative investment filings; Rule 504 offerings are capped at a lower raise size and are not preempted from state securities law registration.
firstSaleDateNo first sale date disclosed on a sub-$100M raise, suggesting the offering may be pre-open or sales have not yet formally commenced.
industryGroupIndustry group field not specified on the filing.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001931496
Entity NamePence/Kelly Construction, LLC
ExemptionRule 504
What the exemption meansRule 504 of Regulation D: an offering of up to $10 million in any 12-month period.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationOregon
Issuer Address5400 Meadows Road, Suite 450, Lake Oswego, OR 97035
Phone(503) 587-8129
Industry / Fund TypeConstruction
Securities TypeEquity
First Sale DateNot yet occurred (as filed)
Filing DateOctober 27, 2026
Accession Number0001931496-26-000002
Total Offering Amount$565,850
Total Amount Sold$565,850
Amount Remaining$0
Total Investors3
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)OR
Amendment Count3 filings on record
Signed ByPaul B. Schulz, Manager

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

2

latest Oct 27, 2026

Critical / warning

0 / 0

0 watch · 2 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

3

closed

Latest event New filer · Oct 27, 2026

SEC.gov
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Investor

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  • 3 offering timelines: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Paul Schulz

Executive Officer · LAKE OSWEGO, OR

David Hays

Executive Officer · LAKE OSWEGO, OR

Nathaniel Taylor

Executive Officer · LAKE OSWEGO, OR

Questions About Pence/Kelly Construction, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Pence/Kelly Construction, LLC?

Pence/Kelly Construction, LLC is a Oregon limited liability company that filed a Form D with the SEC on October 27, 2026 in the Construction industry group. The filing claims Rule 504 for an offering of equity.

Is Pence/Kelly Construction, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Pence/Kelly Construction, LLC filed a Form D with the SEC on October 27, 2026 claiming Rule 504. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $565,850 sold to 3 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Pence/Kelly Construction, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Pence/Kelly Construction, LLC claimed Rule 504 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Pence/Kelly Construction, LLC raised?

Pence/Kelly Construction, LLC reported $565,850 sold from 3 investors of a $565,850 total offering as of the Form D filed October 27, 2026.

Who can invest in Pence/Kelly Construction, LLC?

The offering relies on Rule 504, which caps the offering at $10 million in a 12-month period. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Pence/Kelly Construction, LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Pence/Kelly Construction, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Pence/Kelly Construction, LLC?

The Form D lists 3 related persons: Paul B Schulz, executive officer (Manager); David L Hays, executive officer (Manager); Nathaniel T Taylor, executive officer (Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Pence/Kelly Construction, LLC located?

The issuer's address on its SEC filings is 5400 Meadows Road, Suite 450, Lake Oswego, OR 97035. Its phone number of record is 5035878129. It is organized under the laws of Oregon.

How long is the Pence/Kelly Construction, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Pence/Kelly Construction, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.