SEC filing record
Primary Source · SEC.gov

RISING PHOENIX ROYALTY FUND III, LP

Fund Vehicle2022 vintage506(c)

Raised

$10M

Investors

37

Min Invest

$25,000

Is this your company or fund? Claim this page free.

AltStreet Analysis

·

Generated from EDGAR primary sources

RISING PHOENIX ROYALTY FUND III, LP is a Texas-domiciled digital IP royalties fund filed by Rising Phoenix Capital Ventures, LLC, with James Graham as executive officer and director. The fund raised $10.1M from 37 investors under Rule 506(c) with a $25K minimum investment. This is the third vehicle in the Rising Phoenix Royalty Fund series.

This digital IP royalties fund uses the 506(c) general solicitation exemption with a $25K minimum, positioning it in the accessible retail-to-mass-affluent tier of alternative IP investment vehicles. The relatively low entry point and successful close with 37 investors suggest a broad distribution model for fractional royalty ownership.

Data Flags

sales commissionsNo sales commissions stated on a 506(c) offering that raised $10.1M across 37 investors, which typically involves marketing and distribution costs
generalAverage investor commitment of approximately $273K significantly exceeds the $25K minimum, suggesting concentration among a smaller subset of investors or multiple closes

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001933828
Entity NameRISING PHOENIX ROYALTY FUND III, LP
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeLimited Partnership
Jurisdiction of OrganizationTexas
Issuer Address4230 Avondale Ave., Dallas, TX 75219
Phone(214) 238-9388
Industry / Fund TypeOil and Gas
Securities TypeEquity
First Sale Date—
Filing DateJune 21, 2022
Accession Number0001933828-22-000001
Total Offering Amount$10,099,500
Total Amount Sold$10,099,500
Amount Remaining$0
Total Investors37
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Open in the terminal Watch this issuerInvestor $149/mo unlocks the values; Pro $349/mo adds the universe.

Fund family Part of the RISING PHOENIX ROYALTY FUND family: 3 vehicles across 3 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

Pro

  • This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
  • The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV

Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A Rising Phoenix Capital Ventures, LLC

Director · Dallas, TX

James Graham

Executive Officer, Director · Dallas, TX

Questions About RISING PHOENIX ROYALTY FUND III, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is RISING PHOENIX ROYALTY FUND III, LP?

RISING PHOENIX ROYALTY FUND III, LP is a Texas limited partnership that filed a Form D with the SEC on June 21, 2022 in the Oil and Gas industry group. The filing claims Rule 506(c) for an offering of equity. AltStreet links the issuer to RISING PHOENIX ROYALTY FUND III, LP.

Is RISING PHOENIX ROYALTY FUND III, LP legit?

AltStreet does not rate legitimacy; it reports the public record. RISING PHOENIX ROYALTY FUND III, LP filed a Form D with the SEC on June 21, 2022 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $10,099,500 sold to 37 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to RISING PHOENIX ROYALTY FUND III, LP, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is RISING PHOENIX ROYALTY FUND III, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that RISING PHOENIX ROYALTY FUND III, LP claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has RISING PHOENIX ROYALTY FUND III, LP raised?

RISING PHOENIX ROYALTY FUND III, LP reported $10,099,500 sold from 37 investors of a $10,099,500 total offering as of the Form D filed June 21, 2022.

Who can invest in RISING PHOENIX ROYALTY FUND III, LP?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in RISING PHOENIX ROYALTY FUND III, LP?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of June 21, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling RISING PHOENIX ROYALTY FUND III, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind RISING PHOENIX ROYALTY FUND III, LP?

The Form D lists 2 related persons: Rising Phoenix Capital Ventures, LLC, director (General Partner of Issuer); James C. Graham, executive officer, director (Manager of Rising Phoenix Capital Ventures, LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is RISING PHOENIX ROYALTY FUND III, LP located?

The issuer's address on its SEC filings is 4230 Avondale Ave., Dallas, TX 75219. Its phone number of record is 214-238-9388. It is organized under the laws of Texas.

How long is the RISING PHOENIX ROYALTY FUND III, LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is RISING PHOENIX ROYALTY FUND III, LP's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

Is this your company or fund?

Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.

Platform verification: the separate analyst-reviewed program for platforms, with right of reply and a document library.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.