CX Courts of Avalon, DST
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$43M
Investors
123
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
CX Courts of Avalon, DST is a Delaware entity that first filed a Form D on November 8, 2022 and most recently amended it on August 31, 2023 in the Other Real Estate industry group. The offering claims Rule 506(c) and covers equity and pooled investment fund interests. CX Courts of Avalon, DST reported $42,832,225 sold from 123 investors of a $48,815,934 total offering as of the Form D filed August 31, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names Aurora Securities (CRD 46147), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Concorde Investment Services, LLC (CRD 151604), associated with None; American Trust Investment Services, Inc. (CRD 3001), associated with None and 10 others as recipients of sales compensation soliciting in CA, NV, TN, WA. The issuer's address of record is 4890 West Kennedy Boulevard, Suite 200, Tampa, FL 33609.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
John E. Carter
Executive Officer · Tampa, FL
Executive Chairman of the Sponsor of the Issuer
E. Carter Exchange Fund Management Company, LLC
Executive Officer · Tampa, FL
Sponsor of the Issuer
E. CX Courts of Avalon Manager, LLC
Executive Officer · Tampa, FL
Manager and Signatory Trustee of the Issuer
E. CX Courts of Avalon Depositor, LLC
Executive Officer · Tampa, FL
Depositor of the Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Aurora SecuritiesCRD 46147 on BrokerCheck
Associated broker-dealer: None · Troy, MI · Soliciting in CA, NV, TN, WA
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: None · Chicago, IL · Soliciting in CO, TX
Concorde Investment Services, LLCCRD 151604 on BrokerCheck
Associated broker-dealer: None · Livonia, MI · Soliciting in AZ, CA, FL, MA, MD, MI, NJ, NV, NY, TX
American Trust Investment Services, Inc.CRD 3001 on BrokerCheck
Associated broker-dealer: None · Whiting, IN · Soliciting in CA, MD, NV, OH, OR, VT
DFPG INVESTMENTS, LLCCRD 155576 on BrokerCheck
Associated broker-dealer: None · Sandy, UT · Soliciting in AZ, CA, CO, FL, HI, IL, MD, MO, NY, OR, UT
WEALTHFORGE SECURITIES, LLCCRD 152550 on BrokerCheck
Associated broker-dealer: None · Richmond, VA · Soliciting in CA, FL, MI
CROWN CAPITAL SECURITIES, L.P.CRD 6312 on BrokerCheck
Associated broker-dealer: None · ORANGE, CA · Soliciting in IA
FNEX Capital, LLCCRD 166316 on BrokerCheck
Associated broker-dealer: None · Indianapolis, IN · Soliciting in FL, NY
Cabin Securities, Inc.CRD 137608 on BrokerCheck
Associated broker-dealer: None · Overland Park, KS · Soliciting in CA
Huntwicke Securities, LLCCRD 146993 on BrokerCheck
Associated broker-dealer: None · Topsfield, MA · Soliciting in MA
Emerson Equity LLCCRD 130032 on BrokerCheck
Associated broker-dealer: None · San Mateo, CA · Soliciting in CA
Stax CapitalCRD 300607 on BrokerCheck
Associated broker-dealer: None · San Diego, CA · Soliciting in CA
Lightpath Capital, Inc.CRD 34617 on BrokerCheck
Associated broker-dealer: None · Southlake, TX · Soliciting in CA, PA
Cape Securities Inc.CRD 7072 on BrokerCheck
Associated broker-dealer: None · McDonough, GA · Soliciting in IA
Questions About CX Courts of Avalon, DST
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is CX Courts of Avalon, DST?
CX Courts of Avalon, DST is a Delaware entity that filed a Form D with the SEC on August 31, 2023 in the Other Real Estate industry group. The filing claims Rule 506(c) for an offering of equity and pooled investment fund interests.
Is CX Courts of Avalon, DST legit?
AltStreet does not rate legitimacy; it reports the public record. CX Courts of Avalon, DST filed a Form D with the SEC on August 31, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $42,832,225 sold to 123 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is CX Courts of Avalon, DST registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CX Courts of Avalon, DST claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has CX Courts of Avalon, DST raised?
CX Courts of Avalon, DST reported $42,832,225 sold from 123 investors of a $48,815,934 total offering as of the Form D filed August 31, 2023.
Who can invest in CX Courts of Avalon, DST?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in CX Courts of Avalon, DST?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of August 31, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling CX Courts of Avalon, DST and how are they paid?
The Form D names Aurora Securities (CRD 46147), associated with None; Great Point Capital LLC (CRD 114203), associated with None; Concorde Investment Services, LLC (CRD 151604), associated with None; American Trust Investment Services, Inc. (CRD 3001), associated with None and 10 others as recipients of sales compensation soliciting in CA, NV, TN, WA.
Who is behind CX Courts of Avalon, DST?
The Form D lists 4 related persons: John E. Carter, executive officer (Executive Chairman of the Sponsor of the Issuer); E. Carter Exchange Fund Management Company, LLC, executive officer (Sponsor of the Issuer); E. CX Courts of Avalon Manager, LLC, executive officer (Manager and Signatory Trustee of the Issuer); E. CX Courts of Avalon Depositor, LLC, executive officer (Depositor of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is CX Courts of Avalon, DST located?
The issuer's address on its SEC filings is 4890 West Kennedy Boulevard, Suite 200, Tampa, FL 33609. Its phone number of record is (813) 281-1023. It is organized under the laws of Delaware.
How long is the CX Courts of Avalon, DST offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 13 amendments are on record for this CIK.
What is CX Courts of Avalon, DST's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.