SEC filing record
Primary Source · SEC.gov

Wellington Climate Innovation Fund I, L.P.

Fund Vehicle2022 vintageRule 506(c), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$90M

Investors

128

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Wellington Climate Innovation Fund I, L.P. is a Delaware limited partnership that first filed a Form D on October 26, 2022 and most recently amended it on April 25, 2023, describing itself as a private equity fund. The offering claims Rule 506(c), Section 3(c), Section 3(c)(7) and covers pooled investment fund interests. Wellington Climate Innovation Fund I, L.P. reported $90,265,000 sold from 128 investors in an offering of indefinite size as of the Form D filed April 25, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names WELLINGTON FUNDS DISTRIBUTORS INC. (CRD 152768), associated with None as the recipient of sales compensation soliciting in all states. The issuer's address of record is 280 Congress Street, Boston, MA 02210.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001948785
Entity NameWellington Climate Innovation Fund I, L.P.
ExemptionRule 506(c), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address280 Congress Street, Boston, MA 02210
Phone(617) 951-5000
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled investment fund interests
First Sale DateDecember 5, 2022
Filing DateApril 25, 2023
Accession Number0001948785-23-000001
Total Offering AmountIndefinite
Total Amount Sold$90,265,000
Total Investors128
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)MA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the Wellington Climate Innovation Fund family: 3 vehicles across 1 generation · adviser of record Wellington Alternative Investments · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Adviser of Record (Form ADV)

Wellington Alternative Investments

CRD 226715 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a private equity fund

Auditor named on Form ADV: PricewaterhouseCoopers LLP · PCAOB-registered per the adviser

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

WELLINGTON ALTERNATIVE INVESTMENTS LLC

Executive Officer, Promoter · BOSTON, MA

GENERAL PARTNER

WELLINGTON MANAGEMENT COMPANY LLP

Executive Officer, Promoter · BOSTON, MA

INVESTMENT MANAGER

WELLINGTON MANAGEMENT INVESTMENT, INC.

Executive Officer · BOSTON, MA

MANAGING MEMBER OF THE GENERAL PARTNER

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

WELLINGTON FUNDS DISTRIBUTORS INC.CRD 152768 on BrokerCheck

Associated broker-dealer: None · BOSTON, MA · Soliciting in all states

Questions About Wellington Climate Innovation Fund I, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Wellington Climate Innovation Fund I, L.P.?

Wellington Climate Innovation Fund I, L.P. is a Delaware limited partnership that filed a Form D with the SEC on April 25, 2023 as a private equity fund. The filing claims Rule 506(c), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is Wellington Climate Innovation Fund I, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Wellington Climate Innovation Fund I, L.P. filed a Form D with the SEC on April 25, 2023 claiming Rule 506(c), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $90,265,000 sold to 128 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Wellington Climate Innovation Fund I, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Wellington Climate Innovation Fund I, L.P. claimed Rule 506(c), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Wellington Climate Innovation Fund I, L.P. raised?

Wellington Climate Innovation Fund I, L.P. reported $90,265,000 sold from 128 investors in an offering of indefinite size as of the Form D filed April 25, 2023.

Who can invest in Wellington Climate Innovation Fund I, L.P.?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Wellington Climate Innovation Fund I, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Wellington Climate Innovation Fund I, L.P. and how are they paid?

The Form D names WELLINGTON FUNDS DISTRIBUTORS INC. (CRD 152768), associated with None as the recipient of sales compensation soliciting in all states.

Who is behind Wellington Climate Innovation Fund I, L.P.?

The Form D lists 3 related persons: WELLINGTON ALTERNATIVE INVESTMENTS LLC, executive officer, promoter (GENERAL PARTNER); WELLINGTON MANAGEMENT COMPANY LLP, executive officer, promoter (INVESTMENT MANAGER); WELLINGTON MANAGEMENT INVESTMENT, INC., executive officer (MANAGING MEMBER OF THE GENERAL PARTNER). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Wellington Climate Innovation Fund I, L.P. located?

The issuer's address on its SEC filings is 280 Congress Street, Boston, MA 02210. Its phone number of record is 617-951-5000. It is organized under the laws of Delaware.

How long is the Wellington Climate Innovation Fund I, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is Wellington Climate Innovation Fund I, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.