SEC filing record
Primary Source · SEC.gov

Carlyle Irving SLP REIT, L.L.C.

Platform / Operating Company2022 vintage506(b), 3(c)

Raised

$2M

Investors

125

Min Invest

$14,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Carlyle Irving SLP REIT, L.L.C. is a Delaware-organized alternative investment vehicle that filed under exemptions 506(b) and 3(c) on 2022-11-28. The entity raised $1.8M from 125 investors with a $14K minimum investment. Executive officers include Roger Cozzi, Kristen Newville, David Lobe, and Matthew Settle. No parent platform has been matched in the AltStreet database.

This 506(b)/3(c) offering features an unusually low minimum investment ($14K) combined with a small total raise and high investor count, suggesting a crowdfunded or fractional real estate structure targeting retail or semi-retail participants. The average check size of approximately $14.4K per investor is significantly below typical alternative investment thresholds.

Data Flags

first_sale_dateFirst sale date not disclosed on original filing; unable to determine vintage year or filing timeliness
investor_count125 investors contributing $1.8M implies an average check size of ~$14.4K, indicating highly fragmented capitalization with minimal per-investor commitment
industry_groupIndustry group not specified despite entity name indicating REIT structure
states_of_solicitationStates of solicitation not disclosed on 506(b) offering, limiting transparency on geographic distribution

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001950044
Entity NameCarlyle Irving SLP REIT, L.L.C.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer AddressC/O Carlyle Group, 1001 Pennsylvania Nw, Suite 220 South, Washington, DC 20004
Phone(202) 729-5626
Industry / Fund TypeREITS and Finance
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity
First Sale Date—
Filing DateNovember 28, 2022
Accession Number0001950044-22-000005
Total Offering Amount$1,750,000
Total Amount Sold$1,750,000
Amount Remaining$0
Total Investors125
Non-Accredited InvestorsNone
Minimum Investment$14,000
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Roger Cozzi

Executive Officer · New York, NY

Kristen Newville

Executive Officer · New York, NY

David Lobe

Executive Officer · New York, NY

Matthew Settle

Executive Officer · New York, NY

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Gary CutsonCRD 6119195 on BrokerCheck

Associated broker-dealer: A5 Securities LLC (CRD 288410) · New York, NY · Soliciting in FL, GA, IL, NY, SC, TX

Questions About Carlyle Irving SLP REIT, L.L.C.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Carlyle Irving SLP REIT, L.L.C.?

Carlyle Irving SLP REIT, L.L.C. is a Delaware limited liability company that filed a Form D with the SEC on November 28, 2022 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity.

Is Carlyle Irving SLP REIT, L.L.C. legit?

AltStreet does not rate legitimacy; it reports the public record. Carlyle Irving SLP REIT, L.L.C. filed a Form D with the SEC on November 28, 2022 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,750,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Carlyle Irving SLP REIT, L.L.C. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Carlyle Irving SLP REIT, L.L.C. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Carlyle Irving SLP REIT, L.L.C. raised?

Carlyle Irving SLP REIT, L.L.C. reported $1,750,000 sold from 125 investors of a $1,750,000 total offering as of the Form D filed November 28, 2022.

Who can invest in Carlyle Irving SLP REIT, L.L.C.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $14,000.

What is the minimum investment in Carlyle Irving SLP REIT, L.L.C.?

The Form D lists $14,000 as the minimum investment accepted from any outside investor as of November 28, 2022. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Carlyle Irving SLP REIT, L.L.C. and how are they paid?

The Form D names Gary Cutson (CRD 6119195), associated with A5 Securities LLC as the recipient of sales compensation soliciting in FL, GA, IL, NY, SC, TX.

Who is behind Carlyle Irving SLP REIT, L.L.C.?

The Form D lists 4 related persons: Roger Cozzi, executive officer; Kristen Newville, executive officer; David Lobe, executive officer; Matthew Settle, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Carlyle Irving SLP REIT, L.L.C. located?

The issuer's address on its SEC filings is C/O Carlyle Group, 1001 Pennsylvania Nw, Suite 220 South, Washington, DC 20004. Its phone number of record is 2027295626. It is organized under the laws of Delaware.

How long is the Carlyle Irving SLP REIT, L.L.C. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Carlyle Irving SLP REIT, L.L.C.'s revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.