ECE Growth Fund III, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$5M
Investors
58
Min Invest
None stated
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
ECE Growth Fund III, LLC is a Delaware limited liability company that filed a Form D with the SEC on April 28, 2023 in the Commercial industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity and pooled investment fund interests. ECE Growth Fund III, LLC reported $4,945,000 sold from 58 investors of a $26,000,000 total offering as of the Form D filed April 28, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Ausdal Financial Partners, Inc. (CRD 7995), associated with None; Chris Neston, associated with None; Danny Davis, associated with None; Donald Kiley, associated with None and 9 others as recipients of sales compensation soliciting in AZ, CA, CO, FL, GA, IL, IN, KS, KY, MN, MO, NC, ND, TN, TX, WI. The issuer's address of record is 1205 Concord Hunt Drive, Brentwood, TN 37027.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Fund family Part of the ECE Growth Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
CMK Properties, LLC
Executive Officer, Director · Brentwood, TN
Manager of the Issuer
John Hopfensperger
Executive Officer · Brentwood, TN
Founder and President of the Manager of the Issuer
Kim McAfee
Executive Officer · Brentwood, TN
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Ausdal Financial Partners, Inc.CRD 7995 on BrokerCheck
Associated broker-dealer: None · Davenport, IA · Soliciting in AZ, CA, CO, FL, GA, IL, IN, KS, KY, MN, MO, NC, ND, TN, TX, WI
Chris Neston
Associated broker-dealer: None · Davenport, IA · Soliciting in FL, KS, MN
Danny Davis
Associated broker-dealer: None · Davenport, IA · Soliciting in FL, KY
Donald Kiley
Associated broker-dealer: None · Davenport, IA · Soliciting in WI
Mark MacArthur
Associated broker-dealer: None · Davenport, IA · Soliciting in CA, CO, TX
Matt Wilson
Associated broker-dealer: None · Davenport, IA · Soliciting in KS, ND
Michael Mann
Associated broker-dealer: None · Davenport, IA · Soliciting in CA
Richard A. Orr
Associated broker-dealer: None · Davenport, IA · Soliciting in IL, IN
Robert De Vita
Associated broker-dealer: None · Davenport, IA · Soliciting in AZ, FL, IL
Ted Berman
Associated broker-dealer: None · Davenport, IA · Soliciting in FL, IL, KS
William Hurckes
Associated broker-dealer: None · Davenport, IA · Soliciting in TN
Willy Miranda
Associated broker-dealer: None · Davenport, IA · Soliciting in GA
Tim Beldner
Associated broker-dealer: None · Davenport, IA · Soliciting in MO, NC
Questions About ECE Growth Fund III, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is ECE Growth Fund III, LLC?
ECE Growth Fund III, LLC is a Delaware limited liability company that filed a Form D with the SEC on April 28, 2023 in the Commercial industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity and pooled investment fund interests.
Is ECE Growth Fund III, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. ECE Growth Fund III, LLC filed a Form D with the SEC on April 28, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $4,945,000 sold to 58 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is ECE Growth Fund III, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that ECE Growth Fund III, LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has ECE Growth Fund III, LLC raised?
ECE Growth Fund III, LLC reported $4,945,000 sold from 58 investors of a $26,000,000 total offering as of the Form D filed April 28, 2023.
Who can invest in ECE Growth Fund III, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in ECE Growth Fund III, LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling ECE Growth Fund III, LLC and how are they paid?
The Form D names Ausdal Financial Partners, Inc. (CRD 7995), associated with None; Chris Neston, associated with None; Danny Davis, associated with None; Donald Kiley, associated with None and 9 others as recipients of sales compensation soliciting in AZ, CA, CO, FL, GA, IL, IN, KS, KY, MN, MO, NC, ND, TN, TX, WI.
Who is behind ECE Growth Fund III, LLC?
The Form D lists 3 related persons: CMK Properties, LLC, executive officer, director (Manager of the Issuer); John Hopfensperger, executive officer (Founder and President of the Manager of the Issuer); Kim McAfee, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is ECE Growth Fund III, LLC located?
The issuer's address on its SEC filings is 1205 Concord Hunt Drive, Brentwood, TN 37027. Its phone number of record is 615-519-5929. It is organized under the laws of Delaware.
How long is the ECE Growth Fund III, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is ECE Growth Fund III, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.