A-Squared Domino Opportunity III, L.P.
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
Pre-open
Investors
—
Min Invest
$1,050,000
Is this your company or fund? Claim this page free, or verify it and carry the Verified Issuer mark.
What this filing shows
·Every sentence is a value as filed on SEC Form D
A-Squared Domino Opportunity III, L.P. is a New York limited partnership that first filed a Form D on November 8, 2022 and most recently amended it on May 14, 2024 in the Investing industry group. The offering claims Rule 506(c) and covers equity. A-Squared Domino Opportunity III, L.P. reported that the first sale had not yet occurred as of the Form D filed May 14, 2024, so no amount sold or investor count is on file. The total offering amount is $39,900,000. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,050,000. The Form D names International Assets Advisory LLC (CRD 10645), associated with None; Sequence Financial Specialists LLC (CRD 132915), associated with None; Tangent Capital Partners LLC (CRD 146999), associated with None as recipients of sales compensation soliciting in NY. Sales commissions are reported as $2,280,000 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 800 Downing Street, Teaneck, NJ 07666.
Critical Disclosures
What the filings and the regulators have said about this entity that a reader should know first. Each line links to its source. The history, the same event across other issuers, and alerts are in the terminal.
Offering stalled · Form D · last filing May 14, 2024
Latest filing: first sale yet to occur
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest May 14, 2024
Critical / warning
0 / 0
1 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
pre_sale
Latest event Stalled · May 14, 2024
SEC.govFund family Part of the A Squared Domino Opportunity family: 5 vehicles across 5 generations · adviser of record Ascend Advisor Services LLC · full family and the filing behind each link in the terminal
Investor
- The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
- 1 filing event with values and deltas, latest 2024-05-14, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
Pro
- This issuer against its cohort: rank by velocity and share raised among offerings filed the same quarter
- The same events, statements and NAV moves across every issuer, screenable, with unlimited watches and CSV
Counts and dates above are the free record. The values, the series and the comparisons are the seat. Loading your view…
Adviser of Record (Form ADV)
CRD 306302 · exempt reporting adviser · lists this fund on Schedule D 7.B.(1) as a other private fund
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Daniel A. Shields
Executive Officer · Teaneck, NJ
Anne A. Holzer
Executive Officer · Teaneck, NJ
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
International Assets Advisory LLCCRD 10645 on BrokerCheck
Associated broker-dealer: None · Orlando, FL · Soliciting in NY
Sequence Financial Specialists LLCCRD 132915 on BrokerCheck
Associated broker-dealer: None · Charlestown, SC · Soliciting in NY
Tangent Capital Partners LLCCRD 146999 on BrokerCheck
Associated broker-dealer: None · New York, NY · Soliciting in NY
Questions About A-Squared Domino Opportunity III, L.P.
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is A-Squared Domino Opportunity III, L.P.?
A-Squared Domino Opportunity III, L.P. is a New York limited partnership that filed a Form D with the SEC on May 14, 2024 in the Investing industry group. The filing claims Rule 506(c) for an offering of equity.
Is A-Squared Domino Opportunity III, L.P. legit?
AltStreet does not rate legitimacy; it reports the public record. A-Squared Domino Opportunity III, L.P. filed a Form D with the SEC on May 14, 2024 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is A-Squared Domino Opportunity III, L.P. registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that A-Squared Domino Opportunity III, L.P. claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has A-Squared Domino Opportunity III, L.P. raised?
A-Squared Domino Opportunity III, L.P. reported that the first sale had not yet occurred as of the Form D filed May 14, 2024, so no amount sold or investor count is on file. The total offering amount is $39,900,000.
Who can invest in A-Squared Domino Opportunity III, L.P.?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,050,000.
What is the minimum investment in A-Squared Domino Opportunity III, L.P.?
The Form D lists $1,050,000 as the minimum investment accepted from any outside investor as of May 14, 2024. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling A-Squared Domino Opportunity III, L.P. and how are they paid?
The Form D names International Assets Advisory LLC (CRD 10645), associated with None; Sequence Financial Specialists LLC (CRD 132915), associated with None; Tangent Capital Partners LLC (CRD 146999), associated with None as recipients of sales compensation soliciting in NY. Sales commissions are reported as $2,280,000 and finders' fees as $0. Form D allows these to be estimates.
Who is behind A-Squared Domino Opportunity III, L.P.?
The Form D lists 2 related persons: Daniel A. Shields, executive officer; Anne A. Holzer, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is A-Squared Domino Opportunity III, L.P. located?
The issuer's address on its SEC filings is 800 Downing Street, Teaneck, NJ 07666. Its phone number of record is 917-991-8911. It is organized under the laws of New York.
How long is the A-Squared Domino Opportunity III, L.P. offering open?
The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is A-Squared Domino Opportunity III, L.P.'s revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your company or fund?
Free claim: add your contact details, website, team and a description to this page. The filed facts stay as filed.
Verified Issuer, $480 a year: AltStreet checks the identity of your company and the authority of the person claiming it against your filings, confirms your contact details on a stated date and again at each renewal, and marks the page so people researching you find a current, attributed profile beside the public filing record. It is not a review of any offering.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.