SEC filing record
Primary Source · SEC.gov

HG Vermont CA II, LP

2022 vintageRule 506(b), Section 3(c), Section 3(c)(1)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$8M

Investors

4

Min Invest

$500,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

HG Vermont CA II, LP is a Virginia limited partnership that first filed a Form D on November 30, 2022 and most recently amended it on February 3, 2023 in the Commercial industry group. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers equity. HG Vermont CA II, LP reported $7,500,000 sold from 4 investors of a $7,500,000 total offering as of the Form D filed February 3, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 999 Waterside Drive, Suite 2300, Norfolk, VA 23510.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001955458
Entity NameHG Vermont CA II, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Partnership
Jurisdiction of OrganizationVirginia
Issuer Address999 Waterside Drive, Suite 2300, Norfolk, VA 23510
Phone(757) 640-0800
Industry / Fund TypeCommercial
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypeEquity
First Sale DateNovember 15, 2022
Filing DateFebruary 3, 2023
Accession Number0001955458-23-000001
Total Offering Amount$7,500,000
Total Amount Sold$7,500,000
Amount Remaining$0
Total Investors4
Non-Accredited InvestorsNone
Minimum Investment$500,000
Offering DurationOne year or less
Revenue Range$5,000,001 - $25,000,000
State (Issuer Address)VA
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

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none on file

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Statements extracted

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none on file

NAV prints

0

none on file

Offering chains

1

closed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

GP, LLC Vermont CA Holdings

Director · Norfolk, VA

General Partner of Issuer

Managing Co. GP, LP Vermont CA Holdings

Director · Norfolk, VA

General Partner of Issuer

Jordan E Slone

Director · Norfolk, VA

Manager of Vermont CA Holdings GP, LLC

Thomas Richard Litton, Jr.

Executive Officer, Director · Norfolk, VA

Manager and Vice President of Vermont CA Holdings GP, LLC

Saul Richard Lubetski

Director · New York, NY

Manager of Vermont CA Holdings GP, LLC

Jay Richard Zwiebel

Director · New York, NY

Manager of Vermont CA Holdings GP, LLC

Pinchas Richard Mendlovic

Director · New York, NY

Manager of Vermont CA Holdings GP, LLC

Questions About HG Vermont CA II, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HG Vermont CA II, LP?

HG Vermont CA II, LP is a Virginia limited partnership that filed a Form D with the SEC on February 3, 2023 in the Commercial industry group. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of equity.

Is HG Vermont CA II, LP legit?

AltStreet does not rate legitimacy; it reports the public record. HG Vermont CA II, LP filed a Form D with the SEC on February 3, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $7,500,000 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HG Vermont CA II, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HG Vermont CA II, LP claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HG Vermont CA II, LP raised?

HG Vermont CA II, LP reported $7,500,000 sold from 4 investors of a $7,500,000 total offering as of the Form D filed February 3, 2023.

Who can invest in HG Vermont CA II, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500,000.

What is the minimum investment in HG Vermont CA II, LP?

The Form D lists $500,000 as the minimum investment accepted from any outside investor as of February 3, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling HG Vermont CA II, LP and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind HG Vermont CA II, LP?

The Form D lists 7 related persons: GP, LLC Vermont CA Holdings, director (General Partner of Issuer); Managing Co. GP, LP Vermont CA Holdings, director (General Partner of Issuer); Jordan E Slone, director (Manager of Vermont CA Holdings GP, LLC); Thomas Richard Litton, Jr., executive officer, director (Manager and Vice President of Vermont CA Holdings GP, LLC); Saul Richard Lubetski, director (Manager of Vermont CA Holdings GP, LLC); Jay Richard Zwiebel, director (Manager of Vermont CA Holdings GP, LLC); Pinchas Richard Mendlovic, director (Manager of Vermont CA Holdings GP, LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HG Vermont CA II, LP located?

The issuer's address on its SEC filings is 999 Waterside Drive, Suite 2300, Norfolk, VA 23510. Its phone number of record is 7576400800. It is organized under the laws of Virginia.

How long is the HG Vermont CA II, LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

What is HG Vermont CA II, LP's revenue?

The Form D reports a revenue range of $5,000,001 - $25,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.