SEC filing record
Primary Source · SEC.gov

KSB-1 HOLDINGS, LP

Fund Vehicle2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$95M

Investors

4

Min Invest

$50,000,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

KSB-1 HOLDINGS, LP is a Delaware limited partnership that first filed a Form D on February 13, 2023 and most recently amended it on February 28, 2023, describing itself as a other investment fund. The offering claims Rule 506(b) and covers debt. KSB-1 HOLDINGS, LP reported $95,000,000 sold from 4 investors of a $95,000,000 total offering as of the Form D filed February 28, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000,000. The Form D names Guggenheim Securities, LLC (CRD 40638), associated with None as the recipient of sales compensation soliciting in NY, TX. The issuer's address of record is 26 Upper Pembroke Street, Suite 10089, Dublin, Ireland 2.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001964499
Entity NameKSB-1 HOLDINGS, LP
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address26 Upper Pembroke Street, Suite 10089, Dublin, Ireland 2
Phone(206) 624-8111
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Securities TypeDebt
First Sale DateFebruary 1, 2021
Filing DateFebruary 28, 2023
Accession Number0001393725-23-000041
Total Offering Amount$95,000,000
Total Amount Sold$95,000,000
Amount Remaining$0
Total Investors4
Non-Accredited InvestorsNone
Minimum Investment$50,000,000
Offering DurationOne year or less
Net Asset Value RangeDecline to Disclose
State (Issuer Address)L2
Amendment Count2 filings on record

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

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Investor

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Adviser of Record (Form ADV)

Kosmos Management LLC

CRD 164712 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a securitized asset fund

From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

KSB-1, LLC

Promoter · Dublin, L2

KSB-1, LLC is the general partner of the issuer

KSB Finance Corporation Designated Activity Company

Promoter · Dublin, L2

KSB Finance Corporation Designated Activity Company is the sole member of KSB-1, LLC and sponsor of the offering made by the issuer

Nigel Woods

Director · Dublin, L2

Director of KSB Finance Corporation Designated Activity Company

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Guggenheim Securities, LLCCRD 40638 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY · Soliciting in NY, TX

Questions About KSB-1 HOLDINGS, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is KSB-1 HOLDINGS, LP?

KSB-1 HOLDINGS, LP is a Delaware limited partnership that filed a Form D with the SEC on February 28, 2023 as a other investment fund. The filing claims Rule 506(b) for an offering of debt.

Is KSB-1 HOLDINGS, LP legit?

AltStreet does not rate legitimacy; it reports the public record. KSB-1 HOLDINGS, LP filed a Form D with the SEC on February 28, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $95,000,000 sold to 4 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is KSB-1 HOLDINGS, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that KSB-1 HOLDINGS, LP claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has KSB-1 HOLDINGS, LP raised?

KSB-1 HOLDINGS, LP reported $95,000,000 sold from 4 investors of a $95,000,000 total offering as of the Form D filed February 28, 2023.

Who can invest in KSB-1 HOLDINGS, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000,000.

What is the minimum investment in KSB-1 HOLDINGS, LP?

The Form D lists $50,000,000 as the minimum investment accepted from any outside investor as of February 28, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling KSB-1 HOLDINGS, LP and how are they paid?

The Form D names Guggenheim Securities, LLC (CRD 40638), associated with None as the recipient of sales compensation soliciting in NY, TX.

Who is behind KSB-1 HOLDINGS, LP?

The Form D lists 3 related persons: KSB-1, LLC, promoter (KSB-1, LLC is the general partner of the issuer); KSB Finance Corporation Designated Activity Company, promoter (KSB Finance Corporation Designated Activity Company is the sole member of KSB-1, LLC and sponsor of the offering made by the issuer); Nigel Woods, director (Director of KSB Finance Corporation Designated Activity Company). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is KSB-1 HOLDINGS, LP located?

The issuer's address on its SEC filings is 26 Upper Pembroke Street, Suite 10089, Dublin, Ireland 2. Its phone number of record is 206-624-8111. It is organized under the laws of Delaware.

How long is the KSB-1 HOLDINGS, LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.

How large is KSB-1 HOLDINGS, LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.