SEC filing record
Primary Source · SEC.gov

New Avenue Fund 2021A, LLC

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$7M

Investors

29

Min Invest

$15,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

New Avenue Fund 2021A, LLC is a California limited liability company that filed a Form D with the SEC on May 22, 2023 in the Residential industry group. The offering claims Rule 506(b) and covers equity. New Avenue Fund 2021A, LLC reported $6,740,000 sold from 29 investors in an offering of indefinite size as of the Form D filed May 22, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $15,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 2120 University Avenue, Berkeley, CA 94704.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001977836
Entity NameNew Avenue Fund 2021A, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationCalifornia
Issuer Address2120 University Avenue, Berkeley, CA 94704
Phone(925) 639-6213
Industry / Fund TypeResidential
Securities TypeEquity
First Sale DateJune 1, 2021
Filing DateMay 22, 2023
Accession Number0001977836-23-000001
Total Offering AmountIndefinite
Total Amount Sold$6,740,000
Total Investors29
Non-Accredited InvestorsNone
Minimum Investment$15,000
Offering DurationOne year or less
Revenue Range$5,000,001 - $25,000,000
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

Filing events

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Statements extracted

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NAV prints

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none on file

Offering chains

1

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

KEVIN CASEY

Executive Officer · BERKELEY, CA

MANAGER

MICHAEL JOSEPH

Promoter · BERKELEY, CA

Questions About New Avenue Fund 2021A, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is New Avenue Fund 2021A, LLC?

New Avenue Fund 2021A, LLC is a California limited liability company that filed a Form D with the SEC on May 22, 2023 in the Residential industry group. The filing claims Rule 506(b) for an offering of equity.

Is New Avenue Fund 2021A, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. New Avenue Fund 2021A, LLC filed a Form D with the SEC on May 22, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $6,740,000 sold to 29 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is New Avenue Fund 2021A, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that New Avenue Fund 2021A, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has New Avenue Fund 2021A, LLC raised?

New Avenue Fund 2021A, LLC reported $6,740,000 sold from 29 investors in an offering of indefinite size as of the Form D filed May 22, 2023.

Who can invest in New Avenue Fund 2021A, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $15,000.

What is the minimum investment in New Avenue Fund 2021A, LLC?

The Form D lists $15,000 as the minimum investment accepted from any outside investor as of May 22, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling New Avenue Fund 2021A, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind New Avenue Fund 2021A, LLC?

The Form D lists 2 related persons: KEVIN CASEY, executive officer (MANAGER); MICHAEL JOSEPH, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is New Avenue Fund 2021A, LLC located?

The issuer's address on its SEC filings is 2120 University Avenue, Berkeley, CA 94704. Its phone number of record is (925) 639-6213. It is organized under the laws of California.

How long is the New Avenue Fund 2021A, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is New Avenue Fund 2021A, LLC's revenue?

The Form D reports a revenue range of $5,000,001 - $25,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.