SEC filing record
Primary Source · SEC.gov

HUMMINGBIRD HEALTHCARE SPV, LLC

2023 vintageRule 506(b)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$1M

Investors

26

Min Invest

None stated

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

HUMMINGBIRD HEALTHCARE SPV, LLC is a Delaware limited liability company that filed a Form D with the SEC on May 26, 2023 in the Other Health Care industry group. The offering claims Rule 506(b) and covers equity. HUMMINGBIRD HEALTHCARE SPV, LLC reported $1,165,000 sold from 26 investors of a $1,200,000 total offering as of the Form D filed May 26, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 666 Grand Avenue, Suite 2000, Des Moines, IA 50309.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0001979243
Entity NameHUMMINGBIRD HEALTHCARE SPV, LLC
ExemptionRule 506(b)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address666 Grand Avenue, Suite 2000, Des Moines, IA 50309
Phone(630) 253-7614
Industry / Fund TypeOther Health Care
Securities TypeEquity
First Sale DateMay 9, 2023
Filing DateMay 26, 2023
Accession Number0001979243-23-000001
Total Offering Amount$1,200,000
Total Amount Sold$1,165,000
Amount Remaining$35,000
Total Investors26
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Revenue RangeDecline to Disclose
State (Issuer Address)IA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

0

none on file

Critical / warning

0 / 0

0 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

lapsed

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Fund family Part of the HUMMINGBIRD HEALTHCARE family: 3 vehicles across 1 generation · full family and the filing behind each link in the terminal

Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

JOHN BERTRAND

Executive Officer · DES MOINES, IA

MANAGER

JOHN FLANNERY

Executive Officer · DES MOINES, IA

MANAGER

Questions About HUMMINGBIRD HEALTHCARE SPV, LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HUMMINGBIRD HEALTHCARE SPV, LLC?

HUMMINGBIRD HEALTHCARE SPV, LLC is a Delaware limited liability company that filed a Form D with the SEC on May 26, 2023 in the Other Health Care industry group. The filing claims Rule 506(b) for an offering of equity.

Is HUMMINGBIRD HEALTHCARE SPV, LLC legit?

AltStreet does not rate legitimacy; it reports the public record. HUMMINGBIRD HEALTHCARE SPV, LLC filed a Form D with the SEC on May 26, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $1,165,000 sold to 26 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HUMMINGBIRD HEALTHCARE SPV, LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HUMMINGBIRD HEALTHCARE SPV, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HUMMINGBIRD HEALTHCARE SPV, LLC raised?

HUMMINGBIRD HEALTHCARE SPV, LLC reported $1,165,000 sold from 26 investors of a $1,200,000 total offering as of the Form D filed May 26, 2023.

Who can invest in HUMMINGBIRD HEALTHCARE SPV, LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in HUMMINGBIRD HEALTHCARE SPV, LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling HUMMINGBIRD HEALTHCARE SPV, LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind HUMMINGBIRD HEALTHCARE SPV, LLC?

The Form D lists 2 related persons: JOHN BERTRAND, executive officer (MANAGER); JOHN FLANNERY, executive officer (MANAGER). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HUMMINGBIRD HEALTHCARE SPV, LLC located?

The issuer's address on its SEC filings is 666 Grand Avenue, Suite 2000, Des Moines, IA 50309. Its phone number of record is 630-253-7614. It is organized under the laws of Delaware.

How long is the HUMMINGBIRD HEALTHCARE SPV, LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is HUMMINGBIRD HEALTHCARE SPV, LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.