Novu Normandy, LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$9M
Investors
71
Min Invest
$25,000
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Novu Normandy, LLC is a Delaware limited liability company that first filed a Form D on October 31, 2023 and most recently amended it on December 5, 2023 in the Other Real Estate industry group. The offering claims Rule 506(b) and covers equity. Novu Normandy, LLC reported $9,447,179 sold from 71 investors of a $20,000,000 total offering as of the Form D filed December 5, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names Vistia Capital, LLC (CRD 311342), associated with None; Delmar E. Buck III (CRD 7299100), associated with Vistia Capital, LLC; John Chase Ravsten (CRD 5634077), associated with Vistia Capital, LLC; Justin Dean Pennetta (CRD 6303911), associated with Vistia Capital, LLC and 7 others as recipients of sales compensation soliciting in AL, AZ, CA, CO, FL, GA, HI, ID, KS, MI, NC, NV, OH, PA, SC, TX, UT, VA, WA, WY. The issuer's address of record is 2207 2nd Avenue North, Birmingham, AL 35203.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Novu Normandy Manager, LLC
Director · Birmingham, AL
Manager of Issuer
Patrick Jackson
Executive Officer, Director · Birmingham, AL
Officer and Manager of Manager of Issuer
Mat Cox
Executive Officer · Birmingham, AL
Officer of Manager of Issuer
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Vistia Capital, LLCCRD 311342 on BrokerCheck
Associated broker-dealer: None · Castle Rock, CO · Soliciting in AL, AZ, CA, CO, FL, GA, HI, ID, KS, MI, NC, NV, OH, PA, SC, TX, UT, VA, WA, WY
Delmar E. Buck IIICRD 7299100 on BrokerCheck
Associated broker-dealer: Vistia Capital, LLC (CRD 311342) · Castle Rock, CO · Soliciting in AL, AZ, CA, CO, FL, GA, SC, TX, VA, WA
John Chase RavstenCRD 5634077 on BrokerCheck
Associated broker-dealer: Vistia Capital, LLC (CRD 311342) · Castle Rock, CO · Soliciting in CO, FL, MI, NV, OH
Justin Dean PennettaCRD 6303911 on BrokerCheck
Associated broker-dealer: Vistia Capital, LLC (CRD 311342) · Castle Rock, CO · Soliciting in GA
Michael David HazenCRD 6103556 on BrokerCheck
Associated broker-dealer: Vistia Capital, LLC (CRD 311342) · Castle Rock, CO · Soliciting in AZ, CA, GA, PA, UT, WY
Alexander Capital, L.P.CRD 40077 on BrokerCheck
Associated broker-dealer: None · Red Bank, NJ · Soliciting in VA, WA
John Deforrest WilliamsonCRD 2357023 on BrokerCheck
Associated broker-dealer: Alexander Capital, L.P. (CRD 40077) · Red Bank, NJ · Soliciting in VA, WA
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: None · Chicago, IL · Soliciting in KS, NC, VA
Jonathan BrowningCRD 2608532 on BrokerCheck
Associated broker-dealer: Great Point Capital LLC (CRD 114203) · Reston, VA · Soliciting in KS, NC, VA
Metric Financial, LLCCRD 33324 on BrokerCheck
Associated broker-dealer: None · ATLANTA, GA · Soliciting in CO, NC, SC
Devery R CagleCRD 2981159 on BrokerCheck
Associated broker-dealer: Metric Financial, LLC (CRD 33324) · Greenville, SC · Soliciting in CO, NC, SC
Questions About Novu Normandy, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Novu Normandy, LLC?
Novu Normandy, LLC is a Delaware limited liability company that filed a Form D with the SEC on December 5, 2023 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.
Is Novu Normandy, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Novu Normandy, LLC filed a Form D with the SEC on December 5, 2023 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $9,447,179 sold to 71 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Novu Normandy, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Novu Normandy, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Novu Normandy, LLC raised?
Novu Normandy, LLC reported $9,447,179 sold from 71 investors of a $20,000,000 total offering as of the Form D filed December 5, 2023.
Who can invest in Novu Normandy, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.
What is the minimum investment in Novu Normandy, LLC?
The Form D lists $25,000 as the minimum investment accepted from any outside investor as of December 5, 2023. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Novu Normandy, LLC and how are they paid?
The Form D names Vistia Capital, LLC (CRD 311342), associated with None; Delmar E. Buck III (CRD 7299100), associated with Vistia Capital, LLC; John Chase Ravsten (CRD 5634077), associated with Vistia Capital, LLC; Justin Dean Pennetta (CRD 6303911), associated with Vistia Capital, LLC and 7 others as recipients of sales compensation soliciting in AL, AZ, CA, CO, FL, GA, HI, ID, KS, MI, NC, NV, OH, PA, SC, TX, UT, VA, WA, WY.
Who is behind Novu Normandy, LLC?
The Form D lists 3 related persons: Novu Normandy Manager, LLC, director (Manager of Issuer); Patrick Jackson, executive officer, director (Officer and Manager of Manager of Issuer); Mat Cox, executive officer (Officer of Manager of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Novu Normandy, LLC located?
The issuer's address on its SEC filings is 2207 2nd Avenue North, Birmingham, AL 35203. Its phone number of record is (205) 580-1171. It is organized under the laws of Delaware.
How long is the Novu Normandy, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
What is Novu Normandy, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.