Ocient Investments LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$2M
Investors
16
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Ocient Investments LLC is a Delaware limited liability company that first filed a Form D on December 6, 2023 and most recently amended it on December 26, 2023, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1) and covers pooled investment fund interests. Ocient Investments LLC reported $2,080,000 sold from 16 investors of a $10,000,000 total offering as of the Form D filed December 26, 2023. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Great Point Capital LLC (CRD 114203), associated with Joseph Ransdell; Great Point Capital LLC (CRD 114203), associated with Chris Burns; Great Point Capital LLC (CRD 114203), associated with Michael Richard; Great Point Capital LLC (CRD 114203), associated with None as recipients of sales compensation soliciting in CA, CO, FL, IL, MN, NY, VA. The issuer's address of record is 200 West Jackson Boulevard, Suite 1000, Chicago, IL 60606.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
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In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Joseph Ransdell
Executive Officer · Chicago, IL
Ocient Management LLC
Director · Chicago, IL
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: Joseph Ransdell (CRD 1464852) · Chicago, IL · Soliciting in CA, CO, FL, IL, MN, NY, VA
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: Chris Burns (CRD 4710209) · Chicago, IL · Soliciting in CO, IL, NJ
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: Michael Richard (CRD 4487263) · Chicago, IL · Soliciting in CA
Great Point Capital LLCCRD 114203 on BrokerCheck
Associated broker-dealer: None · Chicago, IL · Soliciting in UT
Questions About Ocient Investments LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Ocient Investments LLC?
Ocient Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on December 26, 2023 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests.
Is Ocient Investments LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Ocient Investments LLC filed a Form D with the SEC on December 26, 2023 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,080,000 sold to 16 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Ocient Investments LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Ocient Investments LLC claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Ocient Investments LLC raised?
Ocient Investments LLC reported $2,080,000 sold from 16 investors of a $10,000,000 total offering as of the Form D filed December 26, 2023.
Who can invest in Ocient Investments LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Ocient Investments LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Ocient Investments LLC and how are they paid?
The Form D names Great Point Capital LLC (CRD 114203), associated with Joseph Ransdell; Great Point Capital LLC (CRD 114203), associated with Chris Burns; Great Point Capital LLC (CRD 114203), associated with Michael Richard; Great Point Capital LLC (CRD 114203), associated with None as recipients of sales compensation soliciting in CA, CO, FL, IL, MN, NY, VA.
Who is behind Ocient Investments LLC?
The Form D lists 2 related persons: Joseph Ransdell, executive officer; Ocient Management LLC, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Ocient Investments LLC located?
The issuer's address on its SEC filings is 200 West Jackson Boulevard, Suite 1000, Chicago, IL 60606. Its phone number of record is 773-750-6493. It is organized under the laws of Delaware.
How long is the Ocient Investments LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open; 1 amendment is on record for this CIK.
How large is Ocient Investments LLC?
The issuer declined to disclose its net asset value range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.