Rock Basin Investments LLC
Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.
Raised
$9M
Investors
136
Min Invest
None stated
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What this filing shows
·Every sentence is a value as filed on SEC Form D
Rock Basin Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on December 15, 2023 in the Other Real Estate industry group. The offering claims Rule 506(c) and covers equity. Rock Basin Investments LLC reported $8,712,321 sold from 136 investors of a $9,350,000 total offering as of the Form D filed December 15, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Bryan Repple (CRD 3200280), associated with G. A. REPPLE & COMPANY; Michael William Mandarino (CRD 4443175), associated with G. A. REPPLE & COMPANY; James Richard Koller (CRD 5978455), associated with LYNDHURST SECURITIES INC.; MICHAEL LAZARI KARAPETIAN (CRD 2904615), associated with LAZARI CAPITAL MANAGEMENT, INC. and 2 others as recipients of sales compensation soliciting in AZ, FL, GA, ND, PA, TX. The issuer's address of record is 335 North Jeff Davis Drive, Fayetteville, GA 30214.
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
0
none on file
Critical / warning
0 / 0
0 watch · 0 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
lapsed
Investor
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Adviser of Record (Form ADV)
CRD 159708 · SEC-registered adviser · lists this fund on Schedule D 7.B.(1) as a real estate fund
Auditor named on Form ADV: Bodwell Vasek Wells Desimone LLP · PCAOB-registered per the adviser
From the adviser's Form ADV as loaded from the SEC bulk data, joined on this issuer's Form D file number. Fund-level figures and the adviser's full fund roster are in the terminal.
Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Darryl Dyche
Executive Officer · Fayetteville, GA
Matthew Selman
Executive Officer · Fayetteville, GA
Peyton Riley
Executive Officer · Fayetteville, GA
Rock Basin Manager LLC
Director · Fayetteville, GA
Sole Manager of Rock Basin Investments LLC.
Terra Development LLC
Director · Fayetteville, GA
Sole Manager of Rock Basin Manager LLC.
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Bryan ReppleCRD 3200280 on BrokerCheck
Associated broker-dealer: G. A. REPPLE & COMPANY (CRD 17486) · Casselberry, FL · Soliciting in AZ, FL, GA, ND, PA, TX
Michael William MandarinoCRD 4443175 on BrokerCheck
Associated broker-dealer: G. A. REPPLE & COMPANY (CRD 17486) · Apollo Beach, FL · Soliciting in CT, NC, PA
James Richard KollerCRD 5978455 on BrokerCheck
Associated broker-dealer: LYNDHURST SECURITIES INC. (CRD 315582) · Glendale, CA · Soliciting in CA
MICHAEL LAZARI KARAPETIANCRD 2904615 on BrokerCheck
Associated broker-dealer: LAZARI CAPITAL MANAGEMENT, INC. (CRD 172932) · WOODLAND HILLS, CA · Soliciting in CA
ROHIT JILEDAR SINGHCRD 5679037 on BrokerCheck
Associated broker-dealer: HEXEUM CAPITAL (CRD 298791) · Newport Beach, CA · Soliciting in CA, TX
VINCENT JOHN KLEINCRD 6405729 on BrokerCheck
Associated broker-dealer: SAXONY CAPITAL MANAGEMENT, LLC (CRD 122692) · Chesterfield, MO · Soliciting in MO, SC
Questions About Rock Basin Investments LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Rock Basin Investments LLC?
Rock Basin Investments LLC is a Delaware limited liability company that filed a Form D with the SEC on December 15, 2023 in the Other Real Estate industry group. The filing claims Rule 506(c) for an offering of equity.
Is Rock Basin Investments LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Rock Basin Investments LLC filed a Form D with the SEC on December 15, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $8,712,321 sold to 136 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Rock Basin Investments LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Rock Basin Investments LLC claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Rock Basin Investments LLC raised?
Rock Basin Investments LLC reported $8,712,321 sold from 136 investors of a $9,350,000 total offering as of the Form D filed December 15, 2023.
Who can invest in Rock Basin Investments LLC?
The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in Rock Basin Investments LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling Rock Basin Investments LLC and how are they paid?
The Form D names Bryan Repple (CRD 3200280), associated with G. A. REPPLE & COMPANY; Michael William Mandarino (CRD 4443175), associated with G. A. REPPLE & COMPANY; James Richard Koller (CRD 5978455), associated with LYNDHURST SECURITIES INC.; MICHAEL LAZARI KARAPETIAN (CRD 2904615), associated with LAZARI CAPITAL MANAGEMENT, INC. and 2 others as recipients of sales compensation soliciting in AZ, FL, GA, ND, PA, TX.
Who is behind Rock Basin Investments LLC?
The Form D lists 5 related persons: Darryl Dyche, executive officer; Matthew Selman, executive officer; Peyton Riley, executive officer; Rock Basin Manager LLC, director (Sole Manager of Rock Basin Investments LLC); Terra Development LLC, director (Sole Manager of Rock Basin Manager LLC). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Rock Basin Investments LLC located?
The issuer's address on its SEC filings is 335 North Jeff Davis Drive, Fayetteville, GA 30214. Its phone number of record is 7708627264. It is organized under the laws of Delaware.
How long is the Rock Basin Investments LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Rock Basin Investments LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.