SEC filing record
Primary Source · SEC.gov

TCW Rescue Financing Fund II Notes LP

Fund Vehicle2024 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-04-25Last filing 2024-04-25

Raised

Pre-open

Investors

—

Min Invest

None stated

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What this filing shows

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Every sentence is a value as filed on SEC Form D

TCW Rescue Financing Fund II Notes LP is a Delaware limited partnership that filed a Form D with the SEC on April 25, 2024, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and debt and pooled investment fund interests. TCW Rescue Financing Fund II Notes LP reported that the first sale had not yet occurred as of the Form D filed April 25, 2024, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names TCW Funds Distributors LLC (CRD 16670), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 515 South Flower Street, Los Angeles, CA 90071.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002005375
Entity NameTCW Rescue Financing Fund II Notes LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address515 South Flower Street, Los Angeles, CA 90071
Phone(213) 244-0687
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Debt, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateApril 25, 2024
Accession Number0002005375-24-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$0 (to TCW Funds Distributors LLC)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Apr 25, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · Apr 25, 2024

SEC.gov
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Fund family Part of the TCW Rescue Financing Fund Notes family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2024-04-25, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

TCW Asset Management Company LLC

Executive Officer · Los Angeles, CA

Manager of the General Partner of the Issuer

TCW Rescue Financing II GP LLC

Executive Officer · Los Angeles, CA

General Partner of the Issuer

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

TCW Funds Distributors LLCCRD 16670 on BrokerCheck

Associated broker-dealer: None · Los Angeles, CA · Soliciting in all states and outside the United States

Questions About TCW Rescue Financing Fund II Notes LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is TCW Rescue Financing Fund II Notes LP?

TCW Rescue Financing Fund II Notes LP is a Delaware limited partnership that filed a Form D with the SEC on April 25, 2024 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and debt and pooled investment fund interests.

Is TCW Rescue Financing Fund II Notes LP legit?

AltStreet does not rate legitimacy; it reports the public record. TCW Rescue Financing Fund II Notes LP filed a Form D with the SEC on April 25, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is TCW Rescue Financing Fund II Notes LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that TCW Rescue Financing Fund II Notes LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has TCW Rescue Financing Fund II Notes LP raised?

TCW Rescue Financing Fund II Notes LP reported that the first sale had not yet occurred as of the Form D filed April 25, 2024, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in TCW Rescue Financing Fund II Notes LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in TCW Rescue Financing Fund II Notes LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling TCW Rescue Financing Fund II Notes LP and how are they paid?

The Form D names TCW Funds Distributors LLC (CRD 16670), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind TCW Rescue Financing Fund II Notes LP?

The Form D lists 2 related persons: TCW Asset Management Company LLC, executive officer (Manager of the General Partner of the Issuer); TCW Rescue Financing II GP LLC, executive officer (General Partner of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is TCW Rescue Financing Fund II Notes LP located?

The issuer's address on its SEC filings is 515 South Flower Street, Los Angeles, CA 90071. Its phone number of record is 2132440687. It is organized under the laws of Delaware.

How long is the TCW Rescue Financing Fund II Notes LP offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is TCW Rescue Financing Fund II Notes LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.