SEC filing record
Primary Source · SEC.gov

Aviv Pharma Inc.

2023 vintageRule 506(c)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Raised

$2M

Investors

12

Min Invest

$25,000

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What this filing shows

·

Every sentence is a value as filed on SEC Form D

Aviv Pharma Inc. is a Nevada corporation that filed a Form D with the SEC on December 28, 2023 in the Pharmaceuticals industry group. The offering claims Rule 506(c) and covers equity. Aviv Pharma Inc. reported $2,252,517 sold from 12 investors of a $4,000,000 total offering as of the Form D filed December 28, 2023. The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. The issuer's address of record is 401 Ryland Street, Suite 200a, Reno, NV 89502.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002005438
Entity NameAviv Pharma Inc.
ExemptionRule 506(c)
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor.
Entity TypeCorporation
Jurisdiction of OrganizationNevada
Issuer Address401 Ryland Street, Suite 200a, Reno, NV 89502
Phone(917) 913-0408
Industry / Fund TypePharmaceuticals
Securities TypeEquity
First Sale DateDecember 15, 2023
Filing DateDecember 28, 2023
Accession Number0002005438-23-000001
Total Offering Amount$4,000,000
Total Amount Sold$2,252,517
Amount Remaining$1,747,483
Total Investors12
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Revenue RangeNo Revenues
State (Issuer Address)NV
Amendment CountOriginal filing only

Filings on Record

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In the Terminal

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Statements extracted

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NAV prints

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none on file

Offering chains

1

lapsed

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Philip Arthur Epstein

Executive Officer, Director · Reno, NV

Jeffrey Alan Glazer

Executive Officer, Director · Reno, NV

Ricardo Alberto Hungria

Director · Reno, NV

Robert Rene Rabalais

Director · Reno, NV

Jeffrey David Rosenberg

Director · Reno, NV

Questions About Aviv Pharma Inc.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Aviv Pharma Inc.?

Aviv Pharma Inc. is a Nevada corporation that filed a Form D with the SEC on December 28, 2023 in the Pharmaceuticals industry group. The filing claims Rule 506(c) for an offering of equity.

Is Aviv Pharma Inc. legit?

AltStreet does not rate legitimacy; it reports the public record. Aviv Pharma Inc. filed a Form D with the SEC on December 28, 2023 claiming Rule 506(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,252,517 sold to 12 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Aviv Pharma Inc. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Aviv Pharma Inc. claimed Rule 506(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Aviv Pharma Inc. raised?

Aviv Pharma Inc. reported $2,252,517 sold from 12 investors of a $4,000,000 total offering as of the Form D filed December 28, 2023.

Who can invest in Aviv Pharma Inc.?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in Aviv Pharma Inc.?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of December 28, 2023. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Aviv Pharma Inc. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Who is behind Aviv Pharma Inc.?

The Form D lists 5 related persons: Philip Arthur Epstein, executive officer, director; Jeffrey Alan Glazer, executive officer, director; Ricardo Alberto Hungria, director; Robert Rene Rabalais, director; Jeffrey David Rosenberg, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Aviv Pharma Inc. located?

The issuer's address on its SEC filings is 401 Ryland Street, Suite 200a, Reno, NV 89502. Its phone number of record is 9179130408. It is organized under the laws of Nevada.

How long is the Aviv Pharma Inc. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Aviv Pharma Inc.'s revenue?

The Form D reports a revenue range of No Revenues.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.