SEC filing record
Primary Source · SEC.gov

FP Ventures SPV III, LP

Fund Vehicle2024 vintageRule 506(b), Section 3(c), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-02-01Last filing 2024-02-01

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What this filing shows

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Every sentence is a value as filed on SEC Form D

FP Ventures SPV III, LP is a Delaware limited partnership that filed a Form D with the SEC on February 1, 2024, describing itself as a other investment fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(7) and covers equity and pooled investment fund interests. FP Ventures SPV III, LP reported that the first sale had not yet occurred as of the Form D filed February 1, 2024, so no amount sold or investor count is on file. The total offering amount is $5,000,000. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names FPCG, LLC, d/b/a FocusPoint Private Capital Group (CRD 122341), associated with None; Siena Global Securities, LLC (CRD 156467), associated with None; Mark Moorberg (CRD 1362613), associated with Siena Global Securities, LLC as recipients of sales compensation soliciting in CA, DE, NY, PA. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 712 Fifth Avenue, 8th Floor, New York, NY 10019.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002008253
Entity NameFP Ventures SPV III, LP
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address712 Fifth Avenue, 8th Floor, New York, NY 10019
Phone(212) 887-1141
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateFebruary 1, 2024
Accession Number0002008253-24-000001
Total Offering Amount$5,000,000
Total Amount Sold$0 (no sales yet)
Amount Remaining$5,000,000
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to FPCG, LLC, d/b/a FocusPoint Private Capital Group and 2 others)
Finders' Fees$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Feb 1, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · Feb 1, 2024

SEC.gov
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Fund family Part of the FP Ventures family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

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  • 1 filing event with values and deltas, latest 2024-02-01, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

FP Ventures SPV III GP, LLC

Director, Promoter · New York, NY

General Partner of Issuer.

FPCG HOLDING SPV, LLC

Director, Promoter · New York, NY

Managing Member of the General Partner.

Davi Conrod

Executive Officer · New York, NY

Chief Executive Officer of the Managing Member of the General Partner

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

FPCG, LLC, d/b/a FocusPoint Private Capital GroupCRD 122341 on BrokerCheck

Associated broker-dealer: None · NEW YORK, NY · Soliciting in CA, DE, NY, PA

Siena Global Securities, LLCCRD 156467 on BrokerCheck

Associated broker-dealer: None · OAKLAND, CA · Soliciting in CA, NV

Mark MoorbergCRD 1362613 on BrokerCheck

Associated broker-dealer: Siena Global Securities, LLC (CRD 156467) · OAKLAND, CA · Soliciting in CA, NV

Questions About FP Ventures SPV III, LP

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is FP Ventures SPV III, LP?

FP Ventures SPV III, LP is a Delaware limited partnership that filed a Form D with the SEC on February 1, 2024 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is FP Ventures SPV III, LP legit?

AltStreet does not rate legitimacy; it reports the public record. FP Ventures SPV III, LP filed a Form D with the SEC on February 1, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is FP Ventures SPV III, LP registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that FP Ventures SPV III, LP claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has FP Ventures SPV III, LP raised?

FP Ventures SPV III, LP reported that the first sale had not yet occurred as of the Form D filed February 1, 2024, so no amount sold or investor count is on file. The total offering amount is $5,000,000.

Who can invest in FP Ventures SPV III, LP?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in FP Ventures SPV III, LP?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling FP Ventures SPV III, LP and how are they paid?

The Form D names FPCG, LLC, d/b/a FocusPoint Private Capital Group (CRD 122341), associated with None; Siena Global Securities, LLC (CRD 156467), associated with None; Mark Moorberg (CRD 1362613), associated with Siena Global Securities, LLC as recipients of sales compensation soliciting in CA, DE, NY, PA. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind FP Ventures SPV III, LP?

The Form D lists 3 related persons: FP Ventures SPV III GP, LLC, director, promoter (General Partner of Issuer); FPCG HOLDING SPV, LLC, director, promoter (Managing Member of the General Partner); Davi Conrod, executive officer (Chief Executive Officer of the Managing Member of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is FP Ventures SPV III, LP located?

The issuer's address on its SEC filings is 712 Fifth Avenue, 8th Floor, New York, NY 10019. Its phone number of record is 212-887-1141. It is organized under the laws of Delaware.

How long is the FP Ventures SPV III, LP offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is FP Ventures SPV III, LP?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.