SEC filing record
Primary Source · SEC.gov

CIP IX Co-Investment Vehicle 1 - E L.P.

Fund Vehicle2024 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2024-05-10Last filing 2024-05-10

Raised

Pre-open

Investors

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Min Invest

None stated

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What this filing shows

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Every sentence is a value as filed on SEC Form D

CIP IX Co-Investment Vehicle 1 - E L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 10, 2024, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers pooled investment fund interests. CIP IX Co-Investment Vehicle 1 - E L.P. reported that the first sale had not yet occurred as of the Form D filed May 10, 2024, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names Morgan Stanley Smith Barney LLC (CRD 149777) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 950 3rd Avenue, New York, NY 10022.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002022225
Entity NameCIP IX Co-Investment Vehicle 1 - E L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Issuer Address950 3rd Avenue, New York, NY 10022
Phone(212) 822-4316
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateMay 10, 2024
Accession Number0002022225-24-000003
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0 (to Morgan Stanley Smith Barney LLC)
Finders' Fees$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest May 10, 2024

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · May 10, 2024

SEC.gov
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Fund family Part of the CIP Co Investment Vehicle family: 5 vehicles across 2 generations · adviser of record Coller Investment Management LTD · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2024-05-10, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

CIP IX Co-Investment GP 1, LLC

Promoter · New York, NY

General Partner of the Issuer

Coller Private Market Secondaries Advisors, LLC

Promoter · New York, NY

Sole Member of the General Partner

Coller Private Market Secondaries Holdings, LLC

Promoter · New York, NY

Initial and Sole Member of the Sole Member

Richard Elmhirst

Executive Officer · New York, NY

President of the Sole Member and General Partner

Radin Ahmadian

Executive Officer · New York, NY

Secretary of of the General Partner

Josh Schnurmann

Executive Officer · New York, NY

Treasurer of the General Partner

Alex Bo Martin Wahlloef Malinconico

Executive Officer · New York, NY

Chief Operating Officer of the General Partner

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Morgan Stanley Smith Barney LLCCRD 149777 on BrokerCheck

Purchase, NY · Soliciting in all states

Questions About CIP IX Co-Investment Vehicle 1 - E L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CIP IX Co-Investment Vehicle 1 - E L.P.?

CIP IX Co-Investment Vehicle 1 - E L.P. is a Delaware limited partnership that filed a Form D with the SEC on May 10, 2024 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is CIP IX Co-Investment Vehicle 1 - E L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. CIP IX Co-Investment Vehicle 1 - E L.P. filed a Form D with the SEC on May 10, 2024 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CIP IX Co-Investment Vehicle 1 - E L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CIP IX Co-Investment Vehicle 1 - E L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CIP IX Co-Investment Vehicle 1 - E L.P. raised?

CIP IX Co-Investment Vehicle 1 - E L.P. reported that the first sale had not yet occurred as of the Form D filed May 10, 2024, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in CIP IX Co-Investment Vehicle 1 - E L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in CIP IX Co-Investment Vehicle 1 - E L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling CIP IX Co-Investment Vehicle 1 - E L.P. and how are they paid?

The Form D names Morgan Stanley Smith Barney LLC (CRD 149777) as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind CIP IX Co-Investment Vehicle 1 - E L.P.?

The Form D lists 7 related persons: CIP IX Co-Investment GP 1, LLC, promoter (General Partner of the Issuer); Coller Private Market Secondaries Advisors, LLC, promoter (Sole Member of the General Partner); Coller Private Market Secondaries Holdings, LLC, promoter (Initial and Sole Member of the Sole Member); Richard Elmhirst, executive officer (President of the Sole Member and General Partner); Radin Ahmadian, executive officer (Secretary of of the General Partner); Josh Schnurmann, executive officer (Treasurer of the General Partner); Alex Bo Martin Wahlloef Malinconico, executive officer (Chief Operating Officer of the General Partner). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CIP IX Co-Investment Vehicle 1 - E L.P. located?

The issuer's address on its SEC filings is 950 3rd Avenue, New York, NY 10022. Its phone number of record is 212-822-4316. It is organized under the laws of Delaware.

How long is the CIP IX Co-Investment Vehicle 1 - E L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is CIP IX Co-Investment Vehicle 1 - E L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.