Fund FG-IAN a Series of Forge Global Investments 2026: Is It Legit? Form D Raise, Investors, Who Is Behind It

Q: What is Fund FG-IAN a Series of Forge Global Investments?

Fund FG-IAN a Series of Forge Global Investments is a Delaware limited liability company that filed a Form D with the SEC on October 30, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.

Q: Is Fund FG-IAN a Series of Forge Global Investments legit?

AltStreet does not rate legitimacy; it reports the public record. Fund FG-IAN a Series of Forge Global Investments filed a Form D with the SEC on October 30, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,146,813 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Q: Is Fund FG-IAN a Series of Forge Global Investments registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-IAN a Series of Forge Global Investments claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

Q: How much has Fund FG-IAN a Series of Forge Global Investments raised?

Fund FG-IAN a Series of Forge Global Investments reported $2,146,813 sold from 9 investors in an offering of indefinite size as of the Form D filed October 30, 2026.

Q: Who can invest in Fund FG-IAN a Series of Forge Global Investments?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000.

Q: What is the minimum investment in Fund FG-IAN a Series of Forge Global Investments?

The Form D lists $5,000 as the minimum investment accepted from any outside investor as of October 30, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Q: Who is selling Fund FG-IAN a Series of Forge Global Investments and how are they paid?

The Form D names FORGE SECURITIES LLC (CRD 134596), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $53,275 and finders' fees as $0. Form D allows these to be estimates.

Q: Who is behind Fund FG-IAN a Series of Forge Global Investments?

The Form D lists 4 related persons: Forge Global Advisors LLC, director (Manager of the Fund); George Timbrell, executive officer (Principal of the Manager); Michaela Jesionowski, executive officer (Principal of the Manager); Shilpi McGrath, executive officer (CCO of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Q: Where is Fund FG-IAN a Series of Forge Global Investments located?

The issuer's address on its SEC filings is 4 Embarcadero Center, Suite 1500, San Francisco, CA 94111. Its phone number of record is 8002797754. It is organized under the laws of Delaware.

Q: How long is the Fund FG-IAN a Series of Forge Global Investments offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

AltStreetEDGAR DatabaseForge GlobalFund FG-IAN a Series of Forge Global Investments
SEC filing record
Primary Source · SEC.gov
Fund FG-IAN a Series of Forge Global InvestmentsFund Vehicle2026 vintage506(b), 3(c)(1)
Latest signalNew Form D filerForm D · 2026-10-30Last filing 2026-10-30
Forge GlobalFull Review
Raised
$2M
Investors
9
Min Invest
$5,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Fund FG-IAN is a Delaware series fund organized under Forge Global Investments, with Forge Global Advisors LLC acting as director/manager alongside three named executive officers. The filing reports $2.1M raised from 9 investors at a stated $5K minimum investment, under combined 506(b) and 3(c)(1) exemptions; first sale date is not disclosed and no parent platform or sibling filings are currently matched in the database.
This is a small, privately-placed pooled investment vehicle typical of early-stage or single-strategy alternative funds relying on the 3(c)(1) exclusion (capping investor count under 100) paired with a Rule 506(b) exemption. At $2.1M raised across 9 investors, this offering is modest in size relative to institutional alternative funds, and the $5K stated minimum is low relative to the implied average check size of roughly $233K per investor.
Data Flags
firstSaleDateFirst sale date is not disclosed despite $2.1M already raised from 9 investors on a sub-$100M offering; this omission is atypical outside of large institutional amendments.
minimumInvestmentStated $5K minimum investment is far below the implied average investment of ~$233K per investor ($2.1M / 9 investors), suggesting the filed minimum is a nominal floor rather than representative of actual investor commitments.
exemptionFiling claims both Rule 506(b) (securities offering exemption) and Section 3(c)(1) (Investment Company Act exclusion) simultaneously — a standard combination for private pooled funds, not a data issue.
EDGAR Filing Data
Form D — Primary Source
View on SEC.gov 
CIK Number0002124658
Entity NameFund FG-IAN a Series of Forge Global Investments
ExemptionRule 506(b), Section 3(c), Section 3(c)(1)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Issuer Address4 Embarcadero Center, Suite 1500, San Francisco, CA 94111
Phone(800) 279-7754
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateOctober 30, 2026
Accession Number0002124658-26-000001
Total Offering AmountIndefinite
Total Amount Sold$2,146,813
Total Investors9
Non-Accredited InvestorsNone
Minimum Investment$5,000
Offering DurationIntended to last more than one year
Sales Commissions$53,275 (to FORGE SECURITIES LLC)
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only
Signed BySmita Chari, DIRECTOR, BD/RIA COMPLIANCE
Filings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
DOctober 30, 20260002124658-26-000001
AltStreet Coverage
Original reporting from AltStreet's daily EDGAR monitoring covering Forge Global and its filings.
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In the Terminal
Filing events
1
latest Oct 30, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
raising
Latest event New filer · Oct 30, 2026
SEC.gov
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Fund family Part of the Forge Global Investments family: 3 vehicles across 0 generations · full family and the filing behind each link in the terminal
Investor
The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
1 filing event with values and deltas, latest 2026-10-30, and alerts on the next one
1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Forge Global Advisors LLC
Director · San Francisco, CA
George Timbrell
Executive Officer · San Francisco, CA
Michaela Jesionowski
Executive Officer · San Francisco, CA
Shilpi McGrath
Executive Officer · San Francisco, CA
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
FORGE SECURITIES LLCCRD 134596 on BrokerCheck 
Associated broker-dealer: None · San Francisco, CA · Soliciting in all states
Questions About Fund FG-IAN a Series of Forge Global Investments
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Fund FG-IAN a Series of Forge Global Investments?Fund FG-IAN a Series of Forge Global Investments is a Delaware limited liability company that filed a Form D with the SEC on October 30, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1) for an offering of pooled investment fund interests. AltStreet links the issuer to Forge Global.
Is Fund FG-IAN a Series of Forge Global Investments legit?AltStreet does not rate legitimacy; it reports the public record. Fund FG-IAN a Series of Forge Global Investments filed a Form D with the SEC on October 30, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(1). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,146,813 sold to 9 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. The issuer is linked to Forge Global, which AltStreet has reviewed. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Fund FG-IAN a Series of Forge Global Investments registered with or approved by the SEC?No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Fund FG-IAN a Series of Forge Global Investments claimed Rule 506(b), Section 3(c), Section 3(c)(1) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Fund FG-IAN a Series of Forge Global Investments raised?Fund FG-IAN a Series of Forge Global Investments reported $2,146,813 sold from 9 investors in an offering of indefinite size as of the Form D filed October 30, 2026.
Who can invest in Fund FG-IAN a Series of Forge Global Investments?The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(1), it may have no more than 100 beneficial owners. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000.
What is the minimum investment in Fund FG-IAN a Series of Forge Global Investments?The Form D lists $5,000 as the minimum investment accepted from any outside investor as of October 30, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Fund FG-IAN a Series of Forge Global Investments and how are they paid?The Form D names FORGE SECURITIES LLC (CRD 134596), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $53,275 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Fund FG-IAN a Series of Forge Global Investments?The Form D lists 4 related persons: Forge Global Advisors LLC, director (Manager of the Fund); George Timbrell, executive officer (Principal of the Manager); Michaela Jesionowski, executive officer (Principal of the Manager); Shilpi McGrath, executive officer (CCO of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Fund FG-IAN a Series of Forge Global Investments located?The issuer's address on its SEC filings is 4 Embarcadero Center, Suite 1500, San Francisco, CA 94111. Its phone number of record is 8002797754. It is organized under the laws of Delaware.
How long is the Fund FG-IAN a Series of Forge Global Investments offering open?The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
How large is Fund FG-IAN a Series of Forge Global Investments?The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Parent Platform
Forge Global
Pre Ipo - Est. 2014
Min invest$5,000
EligibilityAccredited Only
LiquidityLocked
AuditUnknown
Lowest platform minimum — individual offerings may vary
Read Full Analyst Review
Sponsor EDGAR Footprint
Entities on EDGAR231
Total raised$2.8B
Total investors4,541
Vintages2019–2026
Aggregated across this platform's Form D entities tracked by AltStreet. Source: SEC EDGAR.
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Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.