Holualoa Thunderbird, LLC
Raised
$12M
Investors
46
Min Invest
$5,000
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AltStreet Analysis
·Generated from EDGAR primary sources
Holualoa Thunderbird, LLC is an Arizona-organized entity that filed a Form D on 2026-10-28 reporting $11.7M raised from 46 investors under the Rule 506(b) exemption, with a $5K stated minimum investment. The filing lists Holualoa Capital Management, LLC along with individuals Lani Baker, Richard Kauffman, and Aroon Chinai as executive officers/directors/promoters; no parent platform or related sibling entities were matched in available records.
This is a 506(b) equity offering, a common exemption pathway for privately placed alternative investment vehicles that restricts general solicitation; the $5K minimum is low relative to typical institutional alternative offerings, suggesting a smaller or more accessible investor base, though the ~$254K average check size across 46 investors indicates most participants committed well above the stated floor.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Oct 28, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
raising
Latest event New filer · Oct 28, 2026
SEC.govInvestor
- 1 filing event with values and deltas, latest 2026-10-28, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
N/A Holualoa Capital Management, LLC
Executive Officer, Director, Promoter · Tucson, AZ
Lani Baker
Executive Officer, Director, Promoter · Tucson, AZ
Richard Kauffman
Executive Officer, Director, Promoter · Tucson, AZ
Aroon Chinai
Executive Officer, Director, Promoter · Tucson, AZ
Questions About Holualoa Thunderbird, LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is Holualoa Thunderbird, LLC?
Holualoa Thunderbird, LLC is a Arizona limited liability company organized in 2026 that filed a Form D with the SEC on October 28, 2026 in the Commercial industry group. The filing claims Rule 506(b) for an offering of equity.
Is Holualoa Thunderbird, LLC legit?
AltStreet does not rate legitimacy; it reports the public record. Holualoa Thunderbird, LLC filed a Form D with the SEC on October 28, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $11,698,500 sold to 46 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is Holualoa Thunderbird, LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Holualoa Thunderbird, LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has Holualoa Thunderbird, LLC raised?
Holualoa Thunderbird, LLC reported $11,698,500 sold from 46 investors of a $11,900,000 total offering as of the Form D filed October 28, 2026.
Who can invest in Holualoa Thunderbird, LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $5,000.
What is the minimum investment in Holualoa Thunderbird, LLC?
The Form D lists $5,000 as the minimum investment accepted from any outside investor as of October 28, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling Holualoa Thunderbird, LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind Holualoa Thunderbird, LLC?
The Form D lists 4 related persons: Holualoa Capital Management, LLC, executive officer, director, promoter (Manager of Issuer); Lani Baker, executive officer, director, promoter (Member of Manager of Issuer); Richard B. Kauffman, executive officer, director, promoter (Member of Manager of Issuer); Aroon Chinai, executive officer, director, promoter (Member of Manager of Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is Holualoa Thunderbird, LLC located?
The issuer's address on its SEC filings is 5780 N. Swan Road, Suite 200, Tucson, AZ 85718. Its phone number of record is 520-615-1094. It is organized under the laws of Arizona.
How long is the Holualoa Thunderbird, LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is Holualoa Thunderbird, LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.