EDGAR Verified
Primary Source · SEC.gov

SOVEREIGN AI INVESTMENT FUND LLC

Fund Vehicle2026 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2026-10-14Last filing 2026-10-14

Raised

$13M

Investors

50

Min Invest

None stated

AltStreet Analysis

·

Generated from EDGAR primary sources

Sovereign AI Investment Fund LLC is a Delaware-organized pooled investment fund that filed an original Form D on 2026-10-14, reporting $12.8M raised from 50 investors under a dual 506(b)/Investment Company Act 3(c) exemption. The filing lists Zanbato Capital LLC and Zanbato Advisors LLC as executive officers alongside individuals Knut Nicolai Sand and Gregory Wright, suggesting Zanbato as the sponsoring manager; minimum investment is not disclosed on the filing and no parent platform has been matched.

This filing fits the typical profile of a privately offered pooled investment vehicle relying on Rule 506(b) combined with a 3(c) Investment Company Act exclusion, a common structure for non-registered funds marketed to accredited investors. With a $12.8M raise across 50 investors (average check ~$256K) and no stated minimum, it sits toward the smaller end of institutional-style alternative investment vehicles in this category.

Data Flags

relatedPersonsTwo LLC entities (Zanbato Capital LLC and Zanbato Advisors LLC) are listed as 'Executive Officer' rather than individuals, which is atypical for the Form D related-persons roster and may indicate a data entry or structural quirk in how the manager reported itself.
firstSaleDateFirst sale date is not disclosed even though the filing reports $12.8M already sold to 50 investors, creating a gap between reported sales activity and the undisclosed offering start date.
exemptionFiling cites both Rule 506(b) and a 3(c) Investment Company Act exclusion simultaneously, a standard pairing for privately offered pooled funds rather than an entity-specific anomaly.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002158169
Entity NameSOVEREIGN AI INVESTMENT FUND LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address711 N Shoreline Blvd, Mountain View, CA 94043
Phone(866) 926-2286
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateOctober 14, 2026
Accession Number0002158169-26-000001
Total Offering AmountIndefinite
Total Amount Sold$12,824,683
Total Investors50
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)CA
Amendment CountOriginal filing only
Signed ByKNUT NICOLAI SAND, CEO OF THE MANAGER OF THE ISSUER

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 14, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Oct 14, 2026

SEC.gov
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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A ZANBATO CAPITAL LLC

Executive Officer · MOUNTAIN VIEW, CA

N/A ZANBATO ADVISORS LLC

Executive Officer · MOUNTAIN VIEW, CA

KNUT NICOLAI SAND

Executive Officer · MOUNTAIN VIEW, CA

GREGORY WRIGHT

Executive Officer · MOUNTAIN VIEW, CA

Questions About SOVEREIGN AI INVESTMENT FUND LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is SOVEREIGN AI INVESTMENT FUND LLC?

SOVEREIGN AI INVESTMENT FUND LLC is a Delaware limited liability company organized in 2026 that filed a Form D with the SEC on October 14, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is SOVEREIGN AI INVESTMENT FUND LLC legit?

AltStreet does not rate legitimacy; it reports the public record. SOVEREIGN AI INVESTMENT FUND LLC filed a Form D with the SEC on October 14, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $12,824,683 sold to 50 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is SOVEREIGN AI INVESTMENT FUND LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that SOVEREIGN AI INVESTMENT FUND LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has SOVEREIGN AI INVESTMENT FUND LLC raised?

SOVEREIGN AI INVESTMENT FUND LLC reported $12,824,683 sold from 50 investors in an offering of indefinite size as of the Form D filed October 14, 2026.

Who can invest in SOVEREIGN AI INVESTMENT FUND LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in SOVEREIGN AI INVESTMENT FUND LLC?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling SOVEREIGN AI INVESTMENT FUND LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind SOVEREIGN AI INVESTMENT FUND LLC?

The Form D lists 4 related persons: ZANBATO CAPITAL LLC, executive officer (MANAGER OF THE ISSUER); ZANBATO ADVISORS LLC, executive officer (INVESTMENT MANAGER OF THE ISSUER); KNUT NICOLAI SAND, executive officer (CEO OF THE MANAGER OF THE ISSUER); GREGORY WRIGHT, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is SOVEREIGN AI INVESTMENT FUND LLC located?

The issuer's address on its SEC filings is 711 N Shoreline Blvd, Mountain View, CA 94043. Its phone number of record is 866-926-2286. It is organized under the laws of Delaware.

How long is the SOVEREIGN AI INVESTMENT FUND LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is SOVEREIGN AI INVESTMENT FUND LLC?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

Is this your offering?

Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.

Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.