DFW Holding III Member LP
Raised
$125K
Investors
125
Min Invest
$1,000
AltStreet Analysis
·Generated from EDGAR primary sources
DFW Holding III Member LP is a Delaware-organized pooled investment fund vehicle that filed a Form D on 2026-10-21 under Rule 506(b) combined with the Investment Company Act 3(c) exclusion. The filing reports $125K raised from 125 investors at a $1K minimum investment, with no first sale date disclosed and no parent platform or related entity family currently identified.
This is a small-scale pooled investment fund offering in the alternative investment category, using the common 506(b) private placement plus 3(c) fund-exemption combination typical of closed-end private funds. A $1K minimum investment is unusually low for this asset category, where minimums more typically range from $25K to $250K+.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Oct 21, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Latest event New filer · Oct 21, 2026
SEC.govInvestor
- 1 filing event with values and deltas, latest 2026-10-21, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Thomas Gilbane
Director · DALLAS, TX
Ron Hoyl
Director · DALLAS, TX
Placement Agents and Sales Compensation (Form D)
Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.
Charles HarrisonCRD 3071551 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA
Lori MayfieldCRD 4899271 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA
Patrick WhelchelCRD 5389090 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA
Scott HarrisonCRD 4981070 on BrokerCheck
Associated broker-dealer: H & L Equities, LLC (CRD 113794) · Atlanta, GA
Questions About DFW Holding III Member LP
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is DFW Holding III Member LP?
DFW Holding III Member LP is a Delaware limited partnership organized in 2023 that filed a Form D with the SEC on October 21, 2026 in the REITS and Finance industry group. The filing claims Rule 506(b), Section 3(c)(7), Section 3(c) for an offering of equity and pooled investment fund interests.
Is DFW Holding III Member LP legit?
AltStreet does not rate legitimacy; it reports the public record. DFW Holding III Member LP filed a Form D with the SEC on October 21, 2026 claiming Rule 506(b), Section 3(c)(7), Section 3(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $125,000 sold to 125 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is DFW Holding III Member LP registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that DFW Holding III Member LP claimed Rule 506(b), Section 3(c)(7), Section 3(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has DFW Holding III Member LP raised?
DFW Holding III Member LP reported $125,000 sold from 125 investors of a $125,000 total offering as of the Form D filed October 21, 2026.
Who can invest in DFW Holding III Member LP?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000.
What is the minimum investment in DFW Holding III Member LP?
The Form D lists $1,000 as the minimum investment accepted from any outside investor as of October 21, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling DFW Holding III Member LP and how are they paid?
The Form D names Charles Harrison (CRD 3071551), associated with H & L Equities, LLC; Lori Mayfield (CRD 4899271), associated with H & L Equities, LLC; Patrick Whelchel (CRD 5389090), associated with H & L Equities, LLC; Scott Harrison (CRD 4981070), associated with H & L Equities, LLC as recipients of sales compensation. Sales commissions are reported as $6,250 and finders' fees as $0. Form D allows these to be estimates.
Who is behind DFW Holding III Member LP?
The Form D lists 2 related persons: Thomas F. Gilbane, director; Ron J. Hoyl, director. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is DFW Holding III Member LP located?
The issuer's address on its SEC filings is C/O Rockpoint Group, 3953 Maple Avenue, Suite 300, Dallas, TX 75219. Its phone number of record is 972-934-0100. It is organized under the laws of Delaware.
How long is the DFW Holding III Member LP offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is DFW Holding III Member LP's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.