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Primary Source · SEC.gov

Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund

Fund Vehicle2026 vintage3(c)

Raised

$13M

Investors

1

Min Invest

$1,000,000

AltStreet Analysis

·

Generated from EDGAR primary sources

This is a Form D filing for Lumyna - King Street Credit Opportunities Fund, a sub-fund of the Luxembourg-domiciled SICAV umbrella Lumyna Alternative Funds, reporting $13.0M raised from a single investor at a $1.0M stated minimum under a cited '3(c)' exemption. The filing is an original (non-amendment) submission with no disclosed first sale date, and related persons include three fund directors, a corporate director (Generali Investments Luxembourg S.A.), and Lumyna Investments Limited as promoter. No parent platform or sibling entities are currently matched in AltStreet's database.

Within the alternative investment category, this filing sits in the pooled-fund segment typical of European UCITS/SICAV structures marketed to institutional investors, evidenced by the $1.0M minimum check size. The cited '3(c)' exemption departs from the standard Rule 506(b)/506(c) exemptions typically seen on US Form D filings for comparable alternative fund offerings, reflecting this vehicle's cross-border structure.

Data Flags

exemptionExemption is listed as '3(c)', which does not correspond to the standard Reg D exemptions (Rule 504/506(b)/506(c)) typically reported on Form D; it likely references an Investment Company Act Section 3(c) exclusion rather than a Securities Act exemption, which is unusual framing for this field.
Total Investors / Total Amount SoldEntire $13.0M raise was sourced from a single investor, well above the stated $1.0M minimum — consistent with an anchor investor or initial seed close rather than a broadly distributed offering.
First Sale DateFirst sale date is not disclosed despite $13.0M already reported as sold; raise size is under $100M, so the absence of this date is noteworthy rather than expected (as it would be for larger institutional amendments).
State of IncorporationEntity is organized as a Luxembourg SICAV sub-fund filing a US Form D, indicating a cross-border fund structure distributed to US investors.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002159623
Entity NameLumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund
Exemption3(c)
Entity Type—
Jurisdiction of OrganizationLuxembourg
Issuer Address4 Rue De Peternelchen, Luxembourg, 2370
Phone44020 39970103
Industry / Fund Type—
Securities TypePooled Investment Fund
First Sale Date—
Filing DateOctober 13, 2026
Accession Number0002159623-26-000002
Total Offering Amount—
Total Amount Sold$13,000,000
Total Investors1
Minimum Investment$1,000,000
Offering Duration—
State (Issuer Address)—
Amendment CountOriginal filing only

Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Paul Holmes

Director · Howald, N4

Thomas Nummer

Director · Howald, N4

Franck Willaime

Director · Howald, N4

Lumyna Investments Limited

Promoter · London, X0

Generali Investments Luxembourg S.A.

Director · Howald, N4

Questions About Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund?

Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund is an issuer that filed a Form D with the SEC on October 13, 2026. The filing claims 3(c).

Is Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund legit?

AltStreet does not rate legitimacy; it reports the public record. Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund filed a Form D with the SEC on October 13, 2026 claiming 3(c). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $13,000,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund claimed 3(c) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund raised?

Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund reported $13,000,000 sold from 1 investor as of the Form D filed October 13, 2026.

Who can invest in Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund?

The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of October 13, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly.

Where is Lumyna Alternative Funds SICAV - Lumyna - King Street credit Opportunities Fund located?

The issuer's address on its SEC filings is 4 Rue De Peternelchen, Luxembourg, 2370. Its phone number of record is 44020 39970103. It is organized under the laws of Luxembourg.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.