TKE 1 Utica LLC
Raised
$460K
Investors
18
Min Invest
$500
AltStreet Analysis
·Generated from EDGAR primary sources
TKE 1 Utica LLC is a Texas-formed single-deal entity that filed a Form D for a 506(b) equity offering, reporting $460K raised from 18 investors with a stated minimum investment of $500. The filing was made by executive officers Charles Simmons and Sim Sims, with no first sale date disclosed and no parent platform match in the AltStreet database.
This filing represents a small, privately-placed equity raise typical of 506(b) offerings, which permit solicitation to accredited and limited unaccredited investors without general advertising. A $500 minimum investment is unusually low for alternative investment vehicles in this category, which more commonly set minimums in the $25K-$100K+ range.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Oct 15, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
closed
Latest event New filer · Oct 15, 2026
SEC.govInvestor
- 1 filing event with values and deltas, latest 2026-10-15, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
Charles Simmons
Executive Officer · Dallas, TX
Sim Sims
Executive Officer · Fort Worth, TX
Questions About TKE 1 Utica LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is TKE 1 Utica LLC?
TKE 1 Utica LLC is a Texas limited liability company organized in 2026 that filed a Form D with the SEC on October 15, 2026 in the Oil and Gas industry group. The filing claims Rule 506(b) for an offering of equity.
Is TKE 1 Utica LLC legit?
AltStreet does not rate legitimacy; it reports the public record. TKE 1 Utica LLC filed a Form D with the SEC on October 15, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $460,000 sold to 18 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is TKE 1 Utica LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that TKE 1 Utica LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has TKE 1 Utica LLC raised?
TKE 1 Utica LLC reported $460,000 sold from 18 investors of a $460,000 total offering as of the Form D filed October 15, 2026.
Who can invest in TKE 1 Utica LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $500.
What is the minimum investment in TKE 1 Utica LLC?
The Form D lists $500 as the minimum investment accepted from any outside investor as of October 15, 2026. Issuers can waive their own minimums, and the figure does not include fees.
Who is selling TKE 1 Utica LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind TKE 1 Utica LLC?
The Form D lists 2 related persons: Charles Bruce Simmons, executive officer (Officer of Issuer's Managing Member); Sim K Sims, executive officer (EVP - Finance and Business Operations). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is TKE 1 Utica LLC located?
The issuer's address on its SEC filings is 1701 River Run, Suite 1109, Fort Worth, TX 76107. Its phone number of record is 561-727-2060. It is organized under the laws of Texas.
How long is the TKE 1 Utica LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is TKE 1 Utica LLC's revenue?
The issuer declined to disclose its revenue range on the Form D, which the form permits.
Is this your offering?
Claim this profile to add contact information, team members, LinkedIn profiles, fund history, and additional financial data. EDGAR-sourced data and AltStreet analysis cannot be edited, but corrections can be requested for verifiable inaccuracies.
Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.
