SEC filing record
Primary Source · SEC.gov

PACD-CPE III 2026

Fund Vehicle2026 vintage3(c)
Latest signalNew Form D filerForm D · 2026-10-30Last filing 2026-10-30

Raised

$35M

Investors

7

Min Invest

$1,000,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

PACD-CPE III 2026 is a Delaware-organized pooled investment fund that filed a Form D on 2026-10-30, reporting $35.0M raised from 7 investors at a $1.0M minimum investment. The filing lists PACD MM, LLC as director and John Grady and Dorothy Rabb as executive officers, and claims a '3(c)' exemption; the entity does not currently match any known platform in the AltStreet database.

This is an institutional-style private fund offering within the alternative_investment category, characterized by a small investor count (7) and a $1.0M minimum check size — well above the typical retail-oriented 506(b)/506(c) threshold seen in most Form D filings. The cited '3(c)' exemption code is atypical for Form D, which usually references Rule 506(b) or 506(c) of Regulation D rather than Investment Company Act Section 3(c) exclusions.

Data Flags

exemptionExemption listed as '3(c)', which does not correspond to standard Form D Regulation D exemptions (506(b)/506(c)); this may reference an Investment Company Act 3(c) exclusion rather than a securities offering exemption, or reflect a data entry inconsistency.
minimum_investmentMinimum investment of $1.0M is high relative to the $35.0M total raise, implying an average check size of roughly $5.0M across 7 investors, consistent with an institutional-only offering.
first_sale_dateFirst sale date is not disclosed on an original filing with a sub-$100M raise ($35.0M), which falls outside the typical exemption carved out for large institutional amendments.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002160785
Entity NamePACD-CPE III 2026
ExemptionSection 3(c), Section 3(c)(7)
What the exemption meansSection 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address299 Park Avenue, 37th Floor, New York, NY 10171
Phone(212) 601-3600
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale Date—
Filing DateOctober 30, 2026
Accession Number0002160785-26-000001
Total Offering Amount$35,000,000
Total Amount Sold$35,000,000
Amount Remaining$0
Total Investors7
Non-Accredited InvestorsNone
Minimum Investment$1,000,000
Offering DurationOne year or less
Sales Commissions$0 (to NY Life Distributors LLC)
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only
Signed ByJohn Grady, CFO of Apogem Capital LLC the Investment Manager

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 30, 2026

Critical / warning

0 / 0

1 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

closed

Latest event New filer · Oct 30, 2026

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

N/A PACD MM, LLC

Director · New York, NY

John Grady

Executive Officer · New York, NY

Dorothy Rabb

Executive Officer · RICHMOND, VA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

NY Life Distributors LLCCRD 35350 on BrokerCheck

Associated broker-dealer: None · Jersey City, NJ · Soliciting in all states

Questions About PACD-CPE III 2026

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is PACD-CPE III 2026?

PACD-CPE III 2026 is a Delaware limited liability company organized in 2026 that filed a Form D with the SEC on October 30, 2026 as a private equity fund. The filing claims Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is PACD-CPE III 2026 legit?

AltStreet does not rate legitimacy; it reports the public record. PACD-CPE III 2026 filed a Form D with the SEC on October 30, 2026 claiming Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $35,000,000 sold to 7 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is PACD-CPE III 2026 registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that PACD-CPE III 2026 claimed Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has PACD-CPE III 2026 raised?

PACD-CPE III 2026 reported $35,000,000 sold from 7 investors of a $35,000,000 total offering as of the Form D filed October 30, 2026.

Who can invest in PACD-CPE III 2026?

Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1,000,000.

What is the minimum investment in PACD-CPE III 2026?

The Form D lists $1,000,000 as the minimum investment accepted from any outside investor as of October 30, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling PACD-CPE III 2026 and how are they paid?

The Form D names NY Life Distributors LLC (CRD 35350), associated with None as the recipient of sales compensation soliciting in all states. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind PACD-CPE III 2026?

The Form D lists 3 related persons: PACD MM, LLC, director (Managing Member of the Issuer); John M. Grady, executive officer (Chief Financial Officer of Apogem Capital LLC, the Issuer's Investment Manager); Dorothy Kee Rabb, executive officer (Managing Director of Apogem Capital LLC, the Issuer's Investment Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is PACD-CPE III 2026 located?

The issuer's address on its SEC filings is 299 Park Avenue, 37th Floor, New York, NY 10171. Its phone number of record is 212-601-3600. It is organized under the laws of Delaware.

How long is the PACD-CPE III 2026 offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is PACD-CPE III 2026?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.