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SEC filing record
Primary Source · SEC.gov

CM Investments IV LLC - CM Prysm Fund II LLC

Fund Vehicle2026 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2026-10-19Last filing 2026-10-19

Raised

Pre-open

Investors

—

Min Invest

$25,000

AltStreet Analysis

·

Generated from EDGAR primary sources

CM Prysm Fund II LLC is a Delaware-organized pooled investment fund filed under CM Investments IV LLC, with Joshua Hile and James Dunford listed as executive officers. The filing is a pre-open Form D claiming both 506(b) and 3(c) exemptions, with no disclosed capital raised, investor count, or first sale date, and a stated minimum investment of $25,000. No parent platform or related entities have been matched in AltStreet's database.

This filing sits within the alternative investment pooled fund category, using the common dual-exemption pattern of Securities Act 506(b) paired with Investment Company Act 3(c) status typical of privately offered funds. A $25,000 minimum investment is on the lower end for pooled fund vehicles in this space, which often set minimums at $50,000 or higher.

Data Flags

generalPre-open filing with no first sale date, no disclosed amount sold, and no investor count — consistent with a newly registered fund that has not yet closed its first sale.
exemptionFiling claims both 506(b) and 3(c) exemptions simultaneously, a standard combination for privately offered pooled investment funds (3(c) refers to Investment Company Act exclusion, not a Securities Act exemption).
minimum_investment$25,000 minimum investment is relatively low for a pooled investment fund vehicle compared to typical institutional minimums of $50K-$100K+.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002160826
Entity NameCM Investments IV LLC - CM Prysm Fund II LLC
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address12012 Goshen Ave, #307, Los Angeles, CA 90049
Phone(425) 224-3013
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypePooled Investment Fund
First Sale DateNot yet occurred (as filed)
Filing DateOctober 19, 2026
Accession Number0002160826-26-000001
Total Offering Amount$5,000,000
Total Amount Sold$0 (no sales yet)
Amount Remaining$5,000,000
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$25,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue Range$5,000,001 - $25,000,000
State (Issuer Address)CA
Amendment CountOriginal filing only
Signed ByAlyssa Mertens, Director of Operations

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

DOctober 19, 2026

In the Terminal

Filing events

1

latest Oct 19, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · Oct 19, 2026

SEC.gov
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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Joshua Hile

Executive Officer · Issaquah, WA

James Dunford

Executive Officer · Kirkland, WA

Questions About CM Investments IV LLC - CM Prysm Fund II LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is CM Investments IV LLC - CM Prysm Fund II LLC?

CM Investments IV LLC - CM Prysm Fund II LLC is a Delaware limited liability company organized in 2026 that filed a Form D with the SEC on October 19, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of pooled investment fund interests.

Is CM Investments IV LLC - CM Prysm Fund II LLC legit?

AltStreet does not rate legitimacy; it reports the public record. CM Investments IV LLC - CM Prysm Fund II LLC filed a Form D with the SEC on October 19, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is CM Investments IV LLC - CM Prysm Fund II LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that CM Investments IV LLC - CM Prysm Fund II LLC claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has CM Investments IV LLC - CM Prysm Fund II LLC raised?

CM Investments IV LLC - CM Prysm Fund II LLC reported that the first sale had not yet occurred as of the Form D filed October 19, 2026, so no amount sold or investor count is on file. The total offering amount is $5,000,000.

Who can invest in CM Investments IV LLC - CM Prysm Fund II LLC?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $25,000.

What is the minimum investment in CM Investments IV LLC - CM Prysm Fund II LLC?

The Form D lists $25,000 as the minimum investment accepted from any outside investor as of October 19, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling CM Investments IV LLC - CM Prysm Fund II LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind CM Investments IV LLC - CM Prysm Fund II LLC?

The Form D lists 2 related persons: Joshua L Hile, executive officer; James Dunford, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is CM Investments IV LLC - CM Prysm Fund II LLC located?

The issuer's address on its SEC filings is 12012 Goshen Ave, #307, Los Angeles, CA 90049. Its phone number of record is 4252243013. It is organized under the laws of Delaware.

How long is the CM Investments IV LLC - CM Prysm Fund II LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is CM Investments IV LLC - CM Prysm Fund II LLC?

The Form D reports a revenue range of $5,000,001 - $25,000,000.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.