SEC filing record
Primary Source · SEC.gov

Wind Point Partners Sigma SPV, L.P.

Fund Vehicle2026 vintageRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)Filing record

Built from the SEC filing index the day the filing landed. The figures below are the issuer's own from Form D; AltStreet's analysis, sponsor link and data flags follow when the entity is enriched.

Latest signalNew Form D filerForm D · 2026-10-22Last filing 2026-10-22

Raised

Pre-open

Investors

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Min Invest

None stated

What this filing shows

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Every sentence is a value as filed on SEC Form D

Wind Point Partners Sigma SPV, L.P. is a Delaware limited partnership organized in 2026 that filed a Form D with the SEC on October 22, 2026, describing itself as a private equity fund. The offering claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and covers equity and pooled investment fund interests. Wind Point Partners Sigma SPV, L.P. reported that the first sale had not yet occurred as of the Form D filed October 22, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite. The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated. The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates. The issuer's address of record is 676 North Michigan Avenue, Suite 3700, Chicago, IL 60611.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002161195
Entity NameWind Point Partners Sigma SPV, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address676 North Michigan Avenue, Suite 3700, Chicago, IL 60611
Phone(312) 255-4800
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypeEquity, Pooled investment fund interests
First Sale DateNot yet occurred (as filed)
Filing DateOctober 22, 2026
Accession Number0002161195-26-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)IL
Amendment CountOriginal filing only
Signed ByUSMAN SHAKEEL, GEN. COUNSEL AND CCO OF THE GP OF THE GP OF THE ISSUER

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 22, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · Oct 22, 2026

SEC.gov
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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

NATHAN A. BROWN

Executive Officer, Promoter · CHICAGO, IL

PAUL H. PETERSON

Executive Officer, Promoter · CHICAGO, IL

ALEX E. WASHINGTON III

Executive Officer, Promoter · CHICAGO, IL

KONRAD A. SALABER

Executive Officer, Promoter · CHICAGO, IL

JOSEPH C. LAWLER

Executive Officer, Promoter · CHICAGO, IL

RON LIBERMAN

Executive Officer, Promoter · CHICAGO, IL

Questions About Wind Point Partners Sigma SPV, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Wind Point Partners Sigma SPV, L.P.?

Wind Point Partners Sigma SPV, L.P. is a Delaware limited partnership organized in 2026 that filed a Form D with the SEC on October 22, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is Wind Point Partners Sigma SPV, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. Wind Point Partners Sigma SPV, L.P. filed a Form D with the SEC on October 22, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Wind Point Partners Sigma SPV, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Wind Point Partners Sigma SPV, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Wind Point Partners Sigma SPV, L.P. raised?

Wind Point Partners Sigma SPV, L.P. reported that the first sale had not yet occurred as of the Form D filed October 22, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in Wind Point Partners Sigma SPV, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in Wind Point Partners Sigma SPV, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling Wind Point Partners Sigma SPV, L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Wind Point Partners Sigma SPV, L.P.?

The Form D lists 6 related persons: NATHAN A. BROWN, executive officer, promoter; PAUL H. PETERSON, executive officer, promoter; ALEX E. WASHINGTON III, executive officer, promoter; KONRAD A. SALABER, executive officer, promoter; JOSEPH C. LAWLER, executive officer, promoter; RON LIBERMAN, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Wind Point Partners Sigma SPV, L.P. located?

The issuer's address on its SEC filings is 676 North Michigan Avenue, Suite 3700, Chicago, IL 60611. Its phone number of record is (312) 255-4800. It is organized under the laws of Delaware.

How long is the Wind Point Partners Sigma SPV, L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is Wind Point Partners Sigma SPV, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.