SEC filing record
Primary Source · SEC.gov

AP Maverick Co-Invest II (UB), L.P.

Co-Investment Vehicle2026 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2026-10-23Last filing 2026-10-23

Raised

$62M

Investors

—

Min Invest

$1

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AltStreet Analysis

·

Generated from EDGAR primary sources

AP Maverick Co-Invest II (UB), L.P. is a Delaware co-investment vehicle that has sold $61.8M in equity interests under a dual Rule 506(b) and Section 3(c) exemption. The filing does not disclose investor count, first sale date, or a specific minimum investment tier, and lists 28 executive officers, several of whom are senior executives of Apollo Global Management, indicating this is an Apollo-sponsored co-investment vehicle.

This is a privately placed co-investment fund typical of large alternative asset managers, using the common 506(b)/3(c) exemption pairing to limit the offering to accredited investors in a private fund structure. At $61.8M raised, it sits in the mid-size range for institutional co-invest vehicles, and the lack of a disclosed minimum investment or investor count is consistent with institutional, relationship-driven placements rather than retail-style fundraising.

Data Flags

exemptionFiling claims both 506(b) and 3(c) exemptions simultaneously — a dual-exemption pattern seen on this filer's template; treated as standard, not a per-entity issue.
firstSaleDateFirst sale date is not disclosed even though $61.8M has already been sold, which is inconsistent for an original (non-amendment) filing where capital has been raised.
minimumInvestmentStated minimum investment of $1 is effectively nominal, suggesting the field was filled with a placeholder rather than reflecting an actual subscription floor.
relatedPersons28 individuals listed as executive officers is an unusually large roster for a single co-investment SPV, consistent with a large multi-asset manager's standard officer slate being applied across many fund entities.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002161442
Entity NameAP Maverick Co-Invest II (UB), L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address9 West 57th Street, 41st Floor, New York, NY 10019
Phone(212) 515-3200
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateOctober 23, 2026
Accession Number0000950142-26-002832
Total Offering AmountIndefinite
Total Amount Sold$61,762,500
Total Investors—
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)NY
Amendment CountOriginal filing only
Signed ByJames Elworth, Executive Officer of the General Partner of the Issuer

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 23, 2026

Critical / warning

0 / 0

1 watch · 0 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Oct 23, 2026

SEC.gov
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Fund family Part of the AP Maverick Co Invest family: 4 vehicles across 1 generation · full family and the filing behind each link in the terminal

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  • 1 filing event with values and deltas, latest 2026-10-23, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

James Elworth

Executive Officer · New York, NY

Matthew Breitfelder

Executive Officer · New York, NY

Benjamin Brookstone

Executive Officer · New York, NY

Brian Carney

Executive Officer · New York, NY

Whitney Chatterjee

Executive Officer · New York, NY

John Zito

Executive Officer · New York, NY

Leah Karlov

Executive Officer · New York, NY

Jeffrey Horowitz

Executive Officer · New York, NY

Martin Kelly

Executive Officer · New York, NY

Kristin Hester

Executive Officer · New York, NY

Susan Kendall

Executive Officer · New York, NY

Scott Kleinman

Executive Officer · New York, NY

Alex Kerdman

Executive Officer · New York, NY

William Kuesel

Executive Officer · New York, NY

Mandee Lee

Executive Officer · New York, NY

Yael Levy

Executive Officer · New York, NY

Jessica Lomm

Executive Officer · New York, NY

Michael Lotito

Executive Officer · New York, NY

Susan Moskovits

Executive Officer · New York, NY

Catherine Mullarney

Executive Officer · New York, NY

Nari Na

Executive Officer · New York, NY

Katherine Newman

Executive Officer · New York, NY

Brett Rieders

Executive Officer · New York, NY

Joel Tay

Executive Officer · New York, NY

Stefanie Sundel

Executive Officer · New York, NY

Shari Verschell

Executive Officer · New York, NY

James Zelter

Executive Officer · New York, NY

Byron Vielehr

Executive Officer · New York, NY

Questions About AP Maverick Co-Invest II (UB), L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is AP Maverick Co-Invest II (UB), L.P.?

AP Maverick Co-Invest II (UB), L.P. is a Delaware limited partnership organized in 2026 that filed a Form D with the SEC on October 23, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is AP Maverick Co-Invest II (UB), L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. AP Maverick Co-Invest II (UB), L.P. filed a Form D with the SEC on October 23, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $61,762,500 sold. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is AP Maverick Co-Invest II (UB), L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that AP Maverick Co-Invest II (UB), L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has AP Maverick Co-Invest II (UB), L.P. raised?

AP Maverick Co-Invest II (UB), L.P. reported $61,762,500 sold in an offering of indefinite size as of the Form D filed October 23, 2026.

Who can invest in AP Maverick Co-Invest II (UB), L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

What is the minimum investment in AP Maverick Co-Invest II (UB), L.P.?

The Form D lists $1 as the minimum investment accepted from any outside investor as of October 23, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling AP Maverick Co-Invest II (UB), L.P. and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind AP Maverick Co-Invest II (UB), L.P.?

The Form D lists 28 related persons: James Elworth, executive officer (Executive Officer of the General Partner of the Issuer); Matthew Breitfelder, executive officer (Executive Officer of the General Partner of the Issuer); Benjamin Brookstone, executive officer (Executive Officer of the General Partner of the Issuer); Brian Carney, executive officer (Executive Officer of the General Partner of the Issuer); Whitney Chatterjee, executive officer (Executive Officer of the General Partner of the Issuer); John Zito, executive officer (Executive Officer of the General Partner of the Issuer); Leah Karlov, executive officer (Executive Officer of the General Partner of the Issuer); Jeffrey Horowitz, executive officer (Executive Officer of the General Partner of the Issuer), and 20 more. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is AP Maverick Co-Invest II (UB), L.P. located?

The issuer's address on its SEC filings is 9 West 57th Street, 41st Floor, New York, NY 10019. Its phone number of record is (212) 515-3200. It is organized under the laws of Delaware.

How long is the AP Maverick Co-Invest II (UB), L.P. offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is AP Maverick Co-Invest II (UB), L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.