UPNH Carolinas LLC
Raised
$13M
Investors
14
Min Invest
None stated
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AltStreet Analysis
·Generated from EDGAR primary sources
UPNH Carolinas LLC is a Delaware-domiciled entity that filed a Form D on 2026-10-30 reporting $12.5M raised from 14 investors under the Rule 506(b) exemption for equity securities. The filing lists HRX Capital Partners LLC as a related director entity and Andrew Horrocks as executive officer/promoter; no parent platform or sibling entities have been matched in AltStreet's database, and the minimum investment and first sale date fields were left blank on the filing.
This is a 506(b) equity offering, the most common exemption pathway for privately placed alternative investment vehicles, implying reliance on pre-existing investor relationships rather than general solicitation. With $12.5M raised across 14 investors (an average check near $893K), the offering sits in a mid-size private placement range typical of single-asset or small-portfolio real estate or operating company deals rather than large institutional funds.
Data Flags
EDGAR Filing Data
Form D — Primary Source
View on SEC.govFilings on Record
Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.
In the Terminal
Filing events
1
latest Oct 30, 2026
Critical / warning
0 / 0
0 watch · 1 info
Statements extracted
0
none on file
NAV prints
0
none on file
Offering chains
1
raising
Latest event New filer · Oct 30, 2026
SEC.govInvestor
- 1 filing event with values and deltas, latest 2026-10-30, and alerts on the next one
- 1 offering timeline: velocity, share raised, first-sale lag, stalled flags
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Related Persons (Form D)
Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.
n/a HRX Capital Partners LLC
Director · Richmond, VA
Andrew Horrocks
Executive Officer, Promoter · Richmond, VA
Questions About UPNH Carolinas LLC
Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.
What is UPNH Carolinas LLC?
UPNH Carolinas LLC is a Delaware limited liability company organized in 2026 that filed a Form D with the SEC on October 30, 2026 in the Other Real Estate industry group. The filing claims Rule 506(b) for an offering of equity.
Is UPNH Carolinas LLC legit?
AltStreet does not rate legitimacy; it reports the public record. UPNH Carolinas LLC filed a Form D with the SEC on October 30, 2026 claiming Rule 506(b). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $12,500,000 sold to 14 investors. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.
Is UPNH Carolinas LLC registered with or approved by the SEC?
No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that UPNH Carolinas LLC claimed Rule 506(b) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.
How much has UPNH Carolinas LLC raised?
UPNH Carolinas LLC reported $12,500,000 sold from 14 investors of a $20,000,000 total offering as of the Form D filed October 30, 2026.
Who can invest in UPNH Carolinas LLC?
The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.
What is the minimum investment in UPNH Carolinas LLC?
The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.
Who is selling UPNH Carolinas LLC and how are they paid?
The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.
Who is behind UPNH Carolinas LLC?
The Form D lists 2 related persons: HRX Capital Partners LLC, director; Andrew Horrocks, executive officer, promoter. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.
Where is UPNH Carolinas LLC located?
The issuer's address on its SEC filings is 323 W. Broad Street, Suite A, Richmond, VA 23220. Its phone number of record is 833-864-7767. It is organized under the laws of Delaware.
How long is the UPNH Carolinas LLC offering open?
The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.
What is UPNH Carolinas LLC's revenue?
The Form D reports a revenue range of No Revenues.
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Data Methodology
Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.