SEC filing record
Primary Source · SEC.gov

GEF US Climate Solutions Fund III, L.P.

Fund Vehicle2026 vintage506(b), 3(c)(1)
Latest signalNew Form D filerForm D · 2026-10-27Last filing 2026-10-27

Raised

Pre-open

Investors

—

Min Invest

None stated

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AltStreet Analysis

·

Generated from EDGAR primary sources

GEF US Climate Solutions Fund III, L.P. is a Delaware-organized pooled investment fund formed by GEF Capital Partners, filed under Rule 506(b) and Section 3(c)(1) exemptions. The filing is an original (non-amendment) submission with no first sale date, no disclosed amount raised, no investor count, and no minimum investment stated — consistent with a pre-open fundraising filing. No parent platform or related sibling entities are currently on record.

This is a privately offered pooled investment vehicle in the alternative investment category, using the common combination of a 506(b) private placement exemption with a 3(c)(1) investment company exclusion (capping investors at 100 to avoid '40 Act registration) — a structure typical of climate/impact-focused private equity funds. With no amount raised or minimum investment disclosed, the filing represents the fund's initial Form D rather than a capital update.

Data Flags

ExemptionFiling claims both 506(b) and 3(c)(1) simultaneously; this dual exemption structure is a standard private fund filing convention rather than an entity-specific irregularity.
Total Amount Sold / First Sale DateOriginal filing shows no first sale date and no amount sold, indicating the fund has not yet commenced its offering (pre-open status).
Related PersonsSeveral related-person entries are prefixed with 'n/a' (e.g., 'n/a GEF US CSF III Partners, L.P.'), suggesting a data formatting artifact in how entity names were captured rather than a substantive issue.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002161535
Entity NameGEF US Climate Solutions Fund III, L.P.
ExemptionRule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(1) of the Investment Company Act: the fund is excluded from investment-company registration because it has no more than 100 beneficial owners. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeLimited Partnership
Jurisdiction of OrganizationDelaware
Year Organized2026
Issuer Address1812 N Moore Street, Suite 1800, Arlington, VA 22209
Phone(202) 743-2898
Industry / Fund TypePooled Investment Fund · Private Equity Fund
Investment Company ActExcluded under Section 3(c)(1) (100 beneficial owners or fewer) and Section 3(c)(7) (qualified purchasers only) (both boxes checked on the filing)
Securities TypePooled Investment Fund, Other
First Sale DateNot yet occurred (as filed)
Filing DateOctober 27, 2026
Accession Number0002161535-26-000001
Total Offering AmountIndefinite
Total Amount Sold$0 (no sales yet)
Total Investors0 (no sales yet)
Non-Accredited InvestorsNone
Minimum Investment$0 (no stated minimum)
Offering DurationIntended to last more than one year
Sales Commissions$5,000,000 (to Asante Capital Group Advisors LLC and 2 others)
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)VA
Amendment CountOriginal filing only
Signed ByStuart Michael Barkoff, Managing Director of the Top GP

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 27, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

pre_sale

Latest event New filer · Oct 27, 2026

SEC.gov
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Fund family Part of the GEF US Climate Solutions Fund family: 2 vehicles across 2 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2026-10-27, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

n/a GEF US CSF III Partners, L.P.

Executive Officer · Arlington, VA

n/a GEF US CSF III GP, LLC

Executive Officer · Arlington, VA

Stuart Barkoff

Executive Officer · Arlington, VA

Daniel Prawda

Executive Officer · Arlington, VA

n/a GEF U.S. Advisors, LLC

Executive Officer · Arlington, VA

n/a GEF Capital Partners, LLC

Executive Officer · Arlington, VA

Placement Agents and Sales Compensation (Form D)

Who the issuer reported paying to sell the securities (Form D Item 12), with the FINRA registration number the filer gave. Source: SEC.gov.

Asante Capital Group Advisors LLCCRD 155178 on BrokerCheck

Associated broker-dealer: None · London, X0

Impactus Partners Ltd

Associated broker-dealer: None · Dorset, X0 and outside the United States

FirstPoint Equity Capital Ltd

Associated broker-dealer: BA Securities, LLC (CRD 153489) · London, X0 and outside the United States

Questions About GEF US Climate Solutions Fund III, L.P.

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is GEF US Climate Solutions Fund III, L.P.?

GEF US Climate Solutions Fund III, L.P. is a Delaware limited partnership organized in 2026 that filed a Form D with the SEC on October 27, 2026 as a private equity fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) for an offering of pooled investment fund interests.

Is GEF US Climate Solutions Fund III, L.P. legit?

AltStreet does not rate legitimacy; it reports the public record. GEF US Climate Solutions Fund III, L.P. filed a Form D with the SEC on October 27, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. No sales had been reported as of that notice. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is GEF US Climate Solutions Fund III, L.P. registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that GEF US Climate Solutions Fund III, L.P. claimed Rule 506(b), Section 3(c), Section 3(c)(1), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has GEF US Climate Solutions Fund III, L.P. raised?

GEF US Climate Solutions Fund III, L.P. reported that the first sale had not yet occurred as of the Form D filed October 27, 2026, so no amount sold or investor count is on file. The total offering amount is listed as indefinite.

Who can invest in GEF US Climate Solutions Fund III, L.P.?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. The filing checks both Section 3(c)(1), which caps the fund at 100 beneficial owners, and Section 3(c)(7), which requires every investor to be a qualified purchaser, generally an individual with at least $5 million in investments. A fund normally relies on one or the other. The filing reports no non-accredited investors. The filing lists the minimum investment as $0, meaning no minimum was stated.

What is the minimum investment in GEF US Climate Solutions Fund III, L.P.?

The Form D lists the minimum investment as $0, which means the issuer did not state a minimum on the form. The offering documents, not the Form D, set the actual subscription terms.

Who is selling GEF US Climate Solutions Fund III, L.P. and how are they paid?

The Form D names Asante Capital Group Advisors LLC (CRD 155178), associated with None; Impactus Partners Ltd, associated with None; FirstPoint Equity Capital Ltd, associated with BA Securities, LLC as recipients of sales compensation. Sales commissions are reported as $5,000,000 and finders' fees as $0. Form D allows these to be estimates.

Who is behind GEF US Climate Solutions Fund III, L.P.?

The Form D lists 6 related persons: GEF US CSF III Partners, L.P., executive officer (General Partner of the Issuers (the "GP")); GEF US CSF III GP, LLC, executive officer (General Partner of the GP (the "Top GP")); Stuart Michael Barkoff, executive officer (Managing Director of the Top GP); Daniel Prawda, executive officer (Managing Director of the Top GP); GEF U.S. Advisors, LLC, executive officer (Manager of the Issuers (the "Manager")); GEF Capital Partners, LLC, executive officer (Sole Member of the Manager). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is GEF US Climate Solutions Fund III, L.P. located?

The issuer's address on its SEC filings is 1812 N Moore Street, Suite 1800, Arlington, VA 22209. Its phone number of record is (202) 743-2898. It is organized under the laws of Delaware.

How long is the GEF US Climate Solutions Fund III, L.P. offering open?

The issuer indicated that the offering is intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is GEF US Climate Solutions Fund III, L.P.?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.