SEC filing record
Primary Source · SEC.gov

Thrive DFW Investments LLC

Single-Deal SPV2026 vintage506(c), 3(c)
Latest signalNew Form D filerForm D · 2026-10-26Last filing 2026-10-26

Raised

$2M

Investors

—

Min Invest

$50,000

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AltStreet Analysis

·

Generated from EDGAR primary sources

Thrive DFW Investments LLC is a Texas-formed entity that filed a Form D on 2026-10-26 reporting $2.3M raised in an equity offering under combined Rule 506(c) and Section 3(c) exemptions, with a $50K minimum investment. Investor count and first sale date were not disclosed, and the filing lists Purnachander Sirikonda and Srinivas Patlolla as executive officers. No parent platform or related sibling entities were identified in available records.

This filing sits in the alternative investment category as a smaller private placement, with a $50K minimum investment that is modest relative to typical institutional alternative offerings. The dual 506(c)/3(c) exemption claim is common among privately offered pooled investment vehicles seeking both general solicitation flexibility and Investment Company Act exclusion.

Data Flags

First Sale DateFiling reports $2.3M already sold but does not disclose a first sale date, making it impossible to assess filing timeliness relative to the start of sales.
Total InvestorsInvestor count not disclosed, so average check size against the $2.3M raised cannot be calculated.
ExemptionFiling claims both 506(c) and 3(c) exemptions simultaneously; this combination is typical for privately offered funds relying on general solicitation alongside an Investment Company Act exclusion.
Industry GroupIndustry group is not specified on the filing, limiting sector classification.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002161918
Entity NameThrive DFW Investments LLC
ExemptionRule 506(c), Section 3(c), 3C.5
What the exemption meansRule 506(c) of Regulation D: the issuer may advertise the offering publicly, but every purchaser must be a verified accredited investor. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company.
Entity TypeLimited Liability Company
Jurisdiction of OrganizationTexas
Year Organized2023
Issuer Address12071 Toscana Way, Frisco, TX 75035
Phone(201) 321-2841
Industry / Fund TypeCommercial
Investment Company ActExcluded under Section 3(c)
Securities TypeEquity
First Sale Date—
Filing DateOctober 26, 2026
Accession Number0002161918-26-000001
Total Offering Amount$2,400,000
Total Amount Sold$2,254,312
Amount Remaining$145,688
Total Investors—
Non-Accredited InvestorsNone
Minimum Investment$50,000
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Revenue RangeDecline to Disclose
State (Issuer Address)TX
Amendment CountOriginal filing only
Signed ByPurnachander Sirikonda, Managing Member

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Oct 26, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Oct 26, 2026

SEC.gov
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Investor

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  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Purnachander Sirikonda

Executive Officer · Frisco, TX

Srinivas Patlolla

Executive Officer · Frisco, TX

Questions About Thrive DFW Investments LLC

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is Thrive DFW Investments LLC?

Thrive DFW Investments LLC is a Texas limited liability company organized in 2023 that filed a Form D with the SEC on October 26, 2026 in the Commercial industry group. The filing claims Rule 506(c), Section 3(c), 3C.5 for an offering of equity.

Is Thrive DFW Investments LLC legit?

AltStreet does not rate legitimacy; it reports the public record. Thrive DFW Investments LLC filed a Form D with the SEC on October 26, 2026 claiming Rule 506(c), Section 3(c), 3C.5. A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,254,312 sold. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is Thrive DFW Investments LLC registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that Thrive DFW Investments LLC claimed Rule 506(c), Section 3(c), 3C.5 and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has Thrive DFW Investments LLC raised?

Thrive DFW Investments LLC reported $2,254,312 sold of a $2,400,000 total offering as of the Form D filed October 26, 2026.

Who can invest in Thrive DFW Investments LLC?

The offering relies on Rule 506(c), so the issuer may advertise it but may sell only to investors it has verified as accredited. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $50,000.

What is the minimum investment in Thrive DFW Investments LLC?

The Form D lists $50,000 as the minimum investment accepted from any outside investor as of October 26, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling Thrive DFW Investments LLC and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind Thrive DFW Investments LLC?

The Form D lists 2 related persons: Purnachander Sirikonda, executive officer; Srinivas Patlolla, executive officer. Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is Thrive DFW Investments LLC located?

The issuer's address on its SEC filings is 12071 Toscana Way, Frisco, TX 75035. Its phone number of record is 201-321-2841. It is organized under the laws of Texas.

How long is the Thrive DFW Investments LLC offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

What is Thrive DFW Investments LLC's revenue?

The issuer declined to disclose its revenue range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.