SEC filing record
Primary Source · SEC.gov

HPS Strategic CLO Opportunities Fund, SCSp

Fund Vehicle2026 vintage506(b), 3(c)
Latest signalNew Form D filerForm D · 2026-11-12Last filing 2026-11-12

Raised

$3M

Investors

1

Min Invest

$1

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AltStreet Analysis

·

Generated from EDGAR primary sources

HPS Strategic CLO Opportunities Fund, SCSp is a Luxembourg-domiciled pooled investment fund vehicle that filed a Form D for an equity offering under Rule 506(b) and Section 3(c) exemptions. As of this filing, $2.5 million has been raised from a single investor, with a stated minimum investment of $1; no first sale date was disclosed. The entity does not yet match a known platform in the AltStreet database.

This filing sits within the alternative_investment category as a pooled investment fund using the common 506(b)/3(c) exemption pairing typical of privately offered credit or CLO-focused vehicles. The nominal $1 stated minimum and single-investor raise suggest this is an early-stage or seed close rather than a fully marketed offering, which is a smaller scale than many institutional CLO fund launches.

Data Flags

minimumInvestmentMinimum investment is explicitly stated as $1 rather than left blank, which is unusually low and suggests the figure is nominal or placeholder rather than a substantive investor threshold.
totalInvestorsThe entire $2.5M raised to date comes from a single investor, indicating full concentration and likely an initial or seed close.
firstSaleDateFirst sale date is not disclosed despite the raise being well under $100M, which is unusual for a non-amendment filing of this size.
stateOfIncorporationEntity is organized as a Luxembourg SCSp, indicating a cross-border fund structure rather than a typical U.S. domestic vehicle.
exemptionFiling claims both 506(b) and 3(c) exemptions simultaneously, a common combined citation for privately offered pooled investment funds.

EDGAR Filing Data

Form D — Primary Source

View on SEC.gov
CIK Number0002162421
Entity NameHPS Strategic CLO Opportunities Fund, SCSp
ExemptionRule 506(b), Section 3(c), Section 3(c)(7)
What the exemption meansRule 506(b) of Regulation D: securities may be sold to an unlimited number of accredited investors and up to 35 non-accredited investors who meet the rule's sophistication standard, without general solicitation or advertising. Section 3(c) of the Investment Company Act of 1940: the issuer is a pooled investment vehicle relying on an exclusion from registration as an investment company. Section 3(c)(7) of the Investment Company Act: the fund is excluded from investment-company registration because every investor is a qualified purchaser, generally an individual with at least $5 million in investments or an institution with at least $25 million.
Entity TypeOther
Jurisdiction of OrganizationLuxembourg
Year Organized2024
Issuer Address2 Rue Des Girondins, Luxembourg, N4 1626
Phone(212) 287-4900
Industry / Fund TypePooled Investment Fund · Other Investment Fund
Investment Company ActExcluded under Section 3(c)(7) (qualified purchasers only)
Securities TypeEquity, Pooled Investment Fund
First Sale Date—
Filing DateNovember 12, 2026
Accession Number0000950142-26-003010
Total Offering AmountIndefinite
Total Amount Sold$2,500,000
Total Investors1
Non-Accredited InvestorsNone
Minimum Investment$1
Offering DurationOne year or less
Sales Commissions$0
Finders' Fees$0
Proceeds to Related Persons$0
Net Asset Value RangeDecline to Disclose
State (Issuer Address)N4
Amendment CountOriginal filing only
Signed ByTimothy Winfield, Manager B of the GP of the Issuer

Filings on Record

Every filing AltStreet's ledger holds for this CIK, newest first. Each opens the SEC archive folder.

In the Terminal

Filing events

1

latest Nov 12, 2026

Critical / warning

0 / 0

0 watch · 1 info

Statements extracted

0

none on file

NAV prints

0

none on file

Offering chains

1

raising

Latest event New filer · Nov 12, 2026

SEC.gov
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Fund family Part of the HPS Strategic CLO Opportunities Fund family: 2 vehicles across 0 generations · full family and the filing behind each link in the terminal

Investor

  • The full fund family and any related vehicles (parallel, feeder, successor, sibling series) with the filing that shows each link
  • 1 filing event with values and deltas, latest 2026-11-12, and alerts on the next one
  • 1 offering timeline: velocity, share raised, first-sale lag, stalled flags

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Related Persons (Form D)

Executive officers, directors, and promoters listed on the SEC Form D filing. Source: SEC.gov.

Timothy Winfield

Executive Officer · Luxembourg, N4

George Xanthakys

Executive Officer · New York, NY

Hyana Kim

Executive Officer · London, X0

Erik Mossberg

Executive Officer · Luxembourg, N4

Questions About HPS Strategic CLO Opportunities Fund, SCSp

Each answer is built from the values on the SEC filing and the AltStreet ledger, not from the issuer's marketing.

What is HPS Strategic CLO Opportunities Fund, SCSp?

HPS Strategic CLO Opportunities Fund, SCSp is a Luxembourg entity organized in 2024 that filed a Form D with the SEC on November 12, 2026 as a other investment fund. The filing claims Rule 506(b), Section 3(c), Section 3(c)(7) for an offering of equity and pooled investment fund interests.

Is HPS Strategic CLO Opportunities Fund, SCSp legit?

AltStreet does not rate legitimacy; it reports the public record. HPS Strategic CLO Opportunities Fund, SCSp filed a Form D with the SEC on November 12, 2026 claiming Rule 506(b), Section 3(c), Section 3(c)(7). A Form D is a notice of an exempt offering, not a review or approval of it. The newest notice reports $2,500,000 sold to 1 investor. AltStreet's enforcement record (SEC, FINRA and state actions) shows no action naming the issuer as of today. Before investing, confirm the filing on EDGAR, check the seller's registration on FINRA BrokerCheck, and read the offering documents, which a Form D does not include.

Is HPS Strategic CLO Opportunities Fund, SCSp registered with or approved by the SEC?

No. A Form D is a notice that an issuer is selling securities under an exemption from registration, and the SEC does not review, approve, or pass on the merits of the offering. The filing shows that HPS Strategic CLO Opportunities Fund, SCSp claimed Rule 506(b), Section 3(c), Section 3(c)(7) and disclosed the items the form requires, such as the amount sold, the minimum investment, related persons, and anyone paid to sell the securities. It does not verify the issuer's claims or its business.

How much has HPS Strategic CLO Opportunities Fund, SCSp raised?

HPS Strategic CLO Opportunities Fund, SCSp reported $2,500,000 sold from 1 investor in an offering of indefinite size as of the Form D filed November 12, 2026.

Who can invest in HPS Strategic CLO Opportunities Fund, SCSp?

The offering relies on Rule 506(b), which permits sales to accredited investors and to no more than 35 non-accredited investors who meet a sophistication standard, and prohibits general solicitation. Because the fund also relies on Section 3(c)(7), each investor must be a qualified purchaser, generally an individual with at least $5 million in investments. The filing reports no non-accredited investors. The minimum investment accepted from an outside investor is $1.

What is the minimum investment in HPS Strategic CLO Opportunities Fund, SCSp?

The Form D lists $1 as the minimum investment accepted from any outside investor as of November 12, 2026. Issuers can waive their own minimums, and the figure does not include fees.

Who is selling HPS Strategic CLO Opportunities Fund, SCSp and how are they paid?

The Form D names no recipient of sales compensation, which usually means the issuer or its affiliates are placing the securities directly. Sales commissions are reported as $0 and finders' fees as $0. Form D allows these to be estimates.

Who is behind HPS Strategic CLO Opportunities Fund, SCSp?

The Form D lists 4 related persons: Timothy John Winfield, executive officer (Manager B of the GP of the Issuer); George Xanthakys, executive officer (Manager A of the GP of the Issuer); Hyana Kim, executive officer (Manager A of the GP of the Issuer); Erik Todd Mossberg, executive officer (Manager B of the GP of the Issuer). Form D Item 3 requires executive officers, directors, and promoters of the issuer to be listed.

Where is HPS Strategic CLO Opportunities Fund, SCSp located?

The issuer's address on its SEC filings is 2 Rue Des Girondins, Luxembourg, N4 1626. Its phone number of record is 212-287-4900. It is organized under the laws of Luxembourg.

How long is the HPS Strategic CLO Opportunities Fund, SCSp offering open?

The issuer indicated that the offering is not intended to last more than one year. An issuer must amend its Form D annually while a continuing offering stays open, and no amendment is on record yet.

How large is HPS Strategic CLO Opportunities Fund, SCSp?

The issuer declined to disclose its net asset value range on the Form D, which the form permits.

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Data Methodology

Capital raise figures, investor counts, and filing dates are sourced directly from SEC EDGAR Form D primary documents via the SEC EDGAR submissions API and full-text search index. EDGAR entity profiles and deal-level data are reviewed by AltStreet analysts with backgrounds in corporate finance and securities law — cross-referenced against offering circulars, audited financial statements, and primary regulatory filings before publication. Platform-provided information, where present, is clearly labeled and does not affect EDGAR data or AltStreet editorial coverage. Platforms may request factual corrections for demonstrable inaccuracies by contacting [email protected]. This page does not constitute investment advice.